Chapter 10: Science versus Humanities; Rational versus Irrational - The Irreconcilable?

Thus far in our examination of the creative irrational as the key to individual consciousness and human success we have been primarily dealing with the insights provided by what might be called the humanities[1] as opposed to the natural sciences[2]. The former is most often considered irrational while the later is seen to be an ultimately rational undertaking. A search for the key to human success through a study of the irrational may strike the modern day Western reader as virtually unknown territory.  We are for the most part raised in a world of technology based on an overwhelming perception of “science”. But it must be noted that science and the scientific method are very recent developments in the history of humans essentially beginning in the early 1600’s with the writings of Francis Bacon – the “father of empiricism.”[3]. It has been claimed for centuries that science, developed through the efforts of pioneers like Francis Bacon and Isaac Newton, is the prototype of the truly objective search for knowledge.  Certainly the methods and outcomes of science have resulted in marked improvements in our quality of human life through advances in fields such as medicine and engineering. But buried beneath the apparent clarity of many of sciences’ answers, a number of outstanding questions remain hidden to the casual reader, buried if you will in a modern myth. The myth being that science is the logical rational application of scientific discoveries to improve the creations and constructions of human activities. While most average citizens get lost in the intricacies of finding a relevant testable hypothesis and what might ultimately result in a useful and productive conclusion, the key to science is the moments of creative thought by research that initiates and motivates the scientific method. As professional scientists we the authors have found in our struggles with idea generation is that the basis of science is much more irrational than is generally appreciated by non-scientist. In this regard, we can find that science and the humanities share a common basis in the role of the creative irrational. 

 

In 1936, Einstein wrote, “The whole of science is nothing more than a refinement of ordinary thinking”[4].  He wrote this towards the end of a time period when a seemingly enormous gap developed between traditionalism and rationality as a result of the science of the 18th and 19th centuries. It was a time when old rationalities were being questioned in new ways required to understand nuclear science, sub-atomic particles and a unified space-time continuum. Early 20th century science has challenged many of the old beliefs in its search for new and improved understandings.

 

In a time when science and technology play such an central role in our life activity and our thinking, we the authors see a need to explore what has been commonly seen as an irreconcilable opposition between traditionalism and rationality. In truth can we validate any real opposition? Is there a viable basis for reconciliation? In this chapter we undertake to examine the methods and claims of science that have been created and reworked over time. We aim to better appreciate the underlying creative aspects of the scientific method and to present a brief state of scientific knowledge and to get some insights into what many in the modern Western World consider to be a familiar source of knowledge: sciences’ modern myths. There is much to be gained in our search for the creative irrational by developing a greater comprehensiveness and focusing attention on the all-important creative thoughts that we find at the initiation of any and all scientific investigations. Without a doubt which clarity bridges the perceived gap between the humanities and science.

 

What we shall see is that science relies on an impetus from much the same sources and questions as were tapped for the other examples of the creation irrational in human existence. It has given our society expectations that it can satisfy some of the same needs and desires as were served by past beliefs and efforts. By developing a broader comprehension of the basis of science, we can clearly see its struggle to initiate new and relevant perceptions of reality. A closer examination of the salient aspects of these two sources of knowledge, science and the humanities, shows that they share a single, common reality.

 

 

 

The Apparent Paradox between Science and the Humanities

 

An apt statement of the paradoxical points of view that have appeared between what is often cited among the humanist categories as “traditionalism”, and the “rationalism” that underlies science was made in a comparison of the medieval and the modern by West:

 

"There can be little doubt that the medieval concept of the world was one-sided. But the contempt in which the Middle Ages are now held is a measure of the misunderstanding of the epoch; and the result of a world view that is no less distorted.

 

To the modern Rational mind, the universe is a gigantic fact, reducible to an infinity of constituent facts. To the medieval mind it was a gigantic symbol; in which phenomena in all their diversity were but reflections of the will of God. Indifferent, or downright hostile to matters of fact, the medieval mind was interested only in the principle behind the fact. To the modern mind, only facts count and principles take care of themselves. The scientist distrusts or even denies the reality of inner experience.... He relies upon the evidence of his senses. If he can measure it, it is 'real'. The medievalist called the world of sense an illusion; only inner experience was real. He may have believed the world was flat but he understood the universe to be a hierarchy of values, because that was his experience. Our modern thinkers may know the earth is round, but they think value is `subjective`, a mere invention of man (perhaps because their own inner experience is so poverty-stricken and disordered they cannot trust it). The medieval mind ignored the facts of the physical world, and so produced a society that was all cathedrals and no sanitation. The modern mind ignores the value of the spiritual world and so has produced a society that is all sanitation and no cathedrals. Rationalists rejoice and call this progress. But the increasingly fraught psychological state of our sanitary society suggests that in the end cathedrals may prove to be the necessity, sanitation the luxury.” [5]

 

An inability to weigh the power of the medieval concern for the "ideals" of human value on the same scale as the modern concern for the "facts" of human welfare is a measure of the distance between two states of mind that might be held to typify two different civilizations. But it also vividly echoes the difference between the outlooks of the humanities and science. Under certain conditions it is possible to see the two views as valid and complementary rather than alternative and incompatible. But this requires a concept of the humankind that is quite different than either the medieval or the modern.

 

West’s remark is an appropriate starting place because it illustrates the unconscious limitations that are required for espousing either science or the humanities in our search for knowledge. Holding strictly to one viewpoint or the other does not allow the possibility of a productive resolution. Such was the case in the aggressively held views of the opposing teams in the debates about evolution between science and religion during the mid-19th century[6] and is still all too often evident, particularly in association with science literalism in contrast to religious fundamentalism.

 

To the inhabitants of the Middle Ages it was obvious that the world exists on least two different levels, specifically the world of humankind and that of God, the physical and the spiritual. Progress to the medievalist was in the nature of a change in state, amounting to a transformation of being from one level to another. That is, the aim of development of humans was a qualitative one involving movement from the physical towards the spiritual.

 

At present, in the name of literal science, we have commonly come to equate the physical with the real. The spiritual, equated with the humanities, is unreal and irrational and is represented in our stories and beliefs. As a result, in the sciences the idea of quality has been downgraded to the measurable attributes of things, such as their colour, texture, density and/or their price. Instead of transformation in a vertical direction, we were restricted to considering changes in attributes on a horizontal “physical” plane. The confusion of the qualitative with the quantitative was complete to the point where as literal scientists we can scarcely understand, and certainly cannot trust, the objectivity of such concepts as the value of beauty, love or comedy as we explored earlier in Chapter 6. In strictly rational terms, the value of beauty is something reflected in the price that someone is willing to pay for a "work of art."  How much should one pay for a "recreational" experience of music or for a brief delving into the world of "Nature"? Until recently the latter was regarded as the subjective indulgence of appetite or habit - a holiday away from the real world of "work" and “action.” This attitude is changing with the attempt of environmental politics and economics to confer a significant value on ecological and social well-being[7]

Modern qualitative valuation redefined in this way is obviously still not adequately objective for the scientific view. It remains different between individuals and situations. It therefore offers only statistical criteria for the "objective" judgment that is the avowed aim of science. In short, in our so-called "modern" age, unmindful of the differences in the quality of the sense of self that arises with differences in level of perception, we have been taught to define all inner experience as subjective, hence transient and untrustworthy, thus irrational, while only the outer physical measurable world is objective, enduring and substantial thus rational. In this scientific world, progress is movement along an external horizontal gradient of matters, aggregated in different fashions and organized to different degrees of generality or homogeneity. From the point of view of the value or the purpose of a life, this is indeed a flat world, devoid of what could be called either depth or height.

 

From a point of view that is genuinely concerned with the value of life, this confinement of learning to a plane on which value is not a valid dimension is no alternative at all. The science of the beginning of the Renaissance may have been legitimately intent on escape from the subjectivity of vague notions of an external and only vaguely conceived, though personified, God who ran everything.  Did our world extend only from birth to death, with a possible choice between hell or salvation? The effort to be free of such subjectivity fell into the extreme opposite of rejecting value from what was included in science. Reaction was so extreme that in the name of rationality science forgot that even physics and mathematics, in all their exactness, are the products of scientists acting through the only possible medium: individual and collective human interest and effort. This is subjective to the extent that it depends on the way humans work. With this as the dominant view, however, the possibility of finding a unity between subjective and objective approaches to knowledge and understanding was virtually lost.

 

The tragic result of this uncomprehending dichotomy was that in the 20th century the technical ingenuity and the exactness and precision of science were used to invent, construct and drop two atom bombs. There were no comparably "objective" criteria for determining how to control the obvious threats that this technology offered to the lives of all human beings or to their environments.  An epistemology that leaves out of account the most important purposes of learning, surely invites rejection and replacement by a more comprehensive base of understanding. This was the position into which Western society plunged itself as another consequence of the 1945 dropping of atom bombs on Japan. 

 

It is little wonder that in the second half of the 20th Century succeeding society has shown both a suspicion and a fear of science that, despite the excitement and attraction of space travel, feels a growing need to somehow weaken and control it. It is obvious that outright rejection of science or of the technology that comes from it, would forego its many benefits. Coincidently, the resolution of the dichotomy between it and the needs for human valuation began to emerge in the late 1920's at the time that science was beginning to make breakthroughs in sub-atomic physics and our understanding of the physical universe. To understand it and its importance requires that we probe more deeply into the nature and development of science itself and those who have led us to this point.

 

 

The Origins and Evolution of Science

 

Science as we have known it grew out of reaction to medieval intellectualism. Activities of “higher learning” during the Middle Ages or Medieval Period from the 5th to the 15th century in Western Europe thrived on debate and argument that invited subjectivity and division, not objectivity and common understanding. The result was an incipient chaos in Western Culture throughout the Dark Ages[8]. While speculation continued to be the very life-blood of scholasticism in philosophy and religion up to the beginning of the 16th century, the importance of direct observation rationality began to reemerge with the 13th century works of Roger Bacon, circa  1219/20 – 1292[9], and Thomas Aquinas, 1225 – 1274[10]

 

Bacon reintroduced Aristotle into medieval philosophy. Bacon expounded a view that mathematics was the gateway to science and that controlled experiment was the route to the verification of thought. His requirement for external objectivity based on observations and experiment was clearly distinguished from the faith-based and wisdom-based explorations that are the basis for internal truth and experience. Basically this was an early distinction between the operation of both the rational and irrational in the lives of humans.

 

In the same time period as Bacon was writing, Thomas Aquinas used Aristotle to support a view that faith and reason are complementary and harmonious approaches to reality, not opposites. Aquinas’ view of science was clearly much ahead of its time. The separation of scientific as externalized or exoteric, from internal or esoteric truth was probably necessary for religious followers of the period. Both aspects of his view initially persisted and grew. Eventually, however, the faith that was reflected in religious doctrines of the time was so subjected to divisions of interpretation and argument that the earlier sense of its importance was lost from what developed as “science”. The internal basis for arriving at truth was removed from serious contention with the external revelations of empiricism, even before science was fully developed.

 

 But while Aquinas' view that included both faith and reason became official doctrine of the Roman Catholic Church, the dichotomy between an individual’s ability to receive higher levels of existence and the need for a religious intermediary, such as the church, continued to challenge medieval thought. Divisions between the church and the society continued to grow. The church couldn’t see its way to control the thoughts and behaviours of its followers if individuals were allowed to follow their own internal direct observations without the priest-based restrictions. 

 

The best example of the threat perceived by the church of empowering humans to trust their own direct experience can be found in the life of the first proponent of presenting religious writings in the common language of the people rather than in Latin. The Dominican priest, Meister Eckhart, circa 1260 –  1328 wrote in the local German language of the day. As he was writing at the same time as Bacon and Aquinas, it is not surprising that Eckhart was also intimately acquainted with the philosophy of Aristotle. He urged all to seek god within themselves[11]. His history shows how the established church fought against his thoughts and against any possibility of an individual’s direct observations for a connection with their higher consciousness. As a result he was condemned for heresy. His condemnation by the established church was partly the result of the continuing reactions to a literal dictation of an ultra-moralism that, nevertheless, revealed chinks in the armour of those who held themselves responsible for administering it. Such chinks had already surfaced in 1233 by the papal Inquisition of Pope Gregory IX in an attempt to resolve the conflicts by destroying diverging views it defined as heresy. The use of such power has rarely succeeded in the long run, and ultimately failed in this case, but not before the atrocities it committed had become a lasting testimony to the potential bestiality that lives in humankind alongside our wished-for rationality. In the long-run such dicta increased the resistance to the old intellectual order. Although Echart’s teachings were not well remembered for centuries his history is a clear example of the early recognition by some individuals of the two sides of human existence: the rational found in external scientific observation and the irrational found in the power of faith and direct internal observation.

 

A fuller realization of modern science came only with Francis Bacon, circa 1561 -1626. His codification of the rules of experimental methods gave rise to an alternative that was able to challenge the established church for authority over western civilization’s worldview. His scientific concept of Utopia, described in his publication “The New Atlantis” of 1627, was credited with the formation of the Royal Society of London in 1660 – the first national scientific institution in the world. In this environment, recognized by royal charter by the established secular head King Charles II and cultivated by the efforts of such scientific giants as Sir Isaac Newton, science was perceived as guaranteeing that its own divisions and analyses were in the interests of generalization, which is widely accepted as a move towards Unity. Multiplication of objective facts gives rise to perceptions of the rules of nature that govern external phenomena. Phenomena, such as the movements of the planets, yielded to the explanations and predictions of science, hence science guaranteed that there is a dependable reality and possibly even implied that it would eventually be comprehended as a Unity. 

 

The most famous example of the beginning of science and its usefulness at the time of Bacon and Newton comes from the beautifully simple example of an apple falling from a tree Even while being wrong in its basic model, the concept of gravity as an attractive force between objects is something that individuals can grasp and have a sense of directly. At the time it was inconceivable that 300 years later Einstein would exercise his creative irrational to imagine gravity as the curvature of the time-space continuum resulting from objects with mass[12].  Even the early approximate “Law of Gravity” of Newton evidenced forces so subtle and so powerful that it required a new concept of the gods themselves. There was little reason to try to reconcile such heady practical success with the confused longings that motivated the divisions apparent between “Science and the “Arts and Religion”.

 

There is a certain irony in the fact that the ideal of the medievalist to approach wholeness was traded by science for a rationality that was designed from the outset to be "partial". This appears to us as irrational as the other human endeavors presented in this book. In retrospect it is to be wondered that western philosophical thought tolerated such self-limitation for as long as it did. However, the general success of scientific progress in the economic and engineering world gave little cause for hesitation. New attitudes that determined the interpretation of human relationships emerged in new theories of biology and economics that were far from representing a balance between external and internal forces. The only concern with balance seemed to be that of maintaining the balance in favour of the selected fortunate among humankind in the struggle against the blind inanimate forces of unthinking nature.

 

The heyday of scientific confidence appeared in the mid-19th century. New theories and discoveries of geological transformation, biological evolution and economic development were added to the rapidly growing sciences of chemistry and physics. The new technology of an industrial revolution based on them created new means of manufacturing, and new products. Simultaneous dramatic changes in transportation and communication changed the apparent size and accessibility of the world itself. In most minds this spirit of adventure, discovery and progress was both driven and rewarded by the freedom and objectivity of science. Public debates on the value of science versus religion were increasingly popular in England and Europe during the huge surge of self-confidence that emerged during the 19th century, with science amassing credulity in the process. Irvine[13] shows how important to the popularity of Darwin's Theory of Evolution were the personality clashes between Darwin's principal supporter, Thomas Huxley, and the several opposing representatives of the church, among whom was Bishop Wilberforce, already well known for his crusade against slavery. George Bernard Shaw[14], saw that the acceptance of evolution in science actually depended on its role as an apparently "objective" rationale for the economic laissez faire theories that promoted the industrial revolution and the resulting new wealth of the recently strengthened middle class. The surging rationality was supported by an underlying shadowy irrationality.

 

Looking dispassionately at the social environment and the popularity of theories of competition and progress, one could hardly be excused for questioning the idea that the Theory of Evolution, or other parallel scientific "advances” arose as glimpses of truth in the minds of independent scientific investigators. It is only in retrospect that it has become possible, even plausible, that the scientific insights that supported the society of the time were simply the predictable reactions of their intellectual and economic climates. In fact, the Theory of Evolution attributed to Darwin on the basis of his submission to the Royal Society of London in 1865, was simultaneously submitted to the Society through an independent, detailed and creditable investigation by Alfred Russell Wallace[15]

 

This curious and irrational fact about simultaneous discoveries of the theory of evolution, and its responsibility for pivotal changes in societal attitudes, is often still taught as an isolated example of a special event in the history of science. But we know that it is only the most famous instance of the many where science has resulted in the same observations from different isolated studies[16]. Indeed, the fact that coincident appearances of "original" scientific ideas, ostensibly independently developed, occurred had become commonly recognized  by the 17th Century to lead the Royal the Society of London to attempt to address it through its rules of priority. These were widely said to be simply rules to guard against plagiarism. The fact that they also indicated a high frequency of coincidence of “new” ideas seems to have attracted little attention. The possibility that the whole intellectual and social atmosphere was the joint reflection of a mentality that supported the consolidation of colonialism from Europe, supported its Industrial Revolution and fed the American Civil War would have required that objectivity be subject to factors of awareness, openness and motivation that were foreign to the prevailing mood of self-confident moral as well as intellectual superiority of the whole 19th century.

 

The phenomena relating science to its social-cultural milieu were reviewed by Kuhn[17]. He pointed out how the origin of new recognitions rests on a broad base of common experience and functioning. He recognized two interactive phases of science that he called "normal" science, and "revolutionary" science. By normal he referred to the conceptions of a deliberate, rational activity of observation, hypothesis formation and testing. It was dependent on what was called “reasonable.” This corresponds to the still popular conceptions of science, often cited by scientists themselves, particularly in what is known as “bioassay,” as indicating the correct view of all scientific endeavour.  In the term “revolutionary”, however, Kuhn recognized that process of discovery of new points of view – this being exactly related to the concept that we are presenting here as the creative irrational.  This, from the first, has always been considered by the romantics of science to reflect its true nature. It is not an unintentional result of the discriminatory use of our best reasoning. This is precisely the area of interest that attracted the attention of science greats such as Albert Einstein[18](1879 –1955), Niels Bohr (1885 –1962)[19] Kurt Gödel (1906 –1978) and Jochen Heisenberg (1939 - )[20], to questions about how problems are solved.

 

 

The 20th Century Science Revolution

 

Serious questions of the appropriate place for the human element in science first became significant in relation to nuclear physics. One of the most fundamental questions of physical science was whether observations can be made in the absence of some pre-existent theory. In the science that claims to depend on measurement, at least some theory about measurement systems is called for. Even more fundamental is the question of what is to be measured. Can this be decided without the intervention of the thought and experience of individual scientists? The remarkable observations and interpretations that followed from contradictions between relativity and quantum theory was the specific problem that has brought about the further attempts to bridge the gap between the scientific rules of a search for knowledge and the requirements of a search for wisdom.

 

Four great discoveries of the 20th century initiated this revolution: 1) the Principle of Relativity, 2) the Principle of Complementarity 3) the Gödel Theorem and 4) the Principle of Uncertainty.

 

Einstein published his first seminal paper on the Principal of Relativity in 1905 as the “Special Theory of Relativity”. It pointed out that the formerly accepted idea of basic absolute measures of space and time were not needed. This long accepted concept had limited the physical description of the universe to a completely static reference state, which needed instead to understand the world as the fully dynamic place we know it to be.  Removal of this limitation was critical to the new development of science as it has appeared in the 20 century. The tone for an enlarged science of physics, and new questions about what we call “Reality,” were finally set by Einstein’s theory of “General Relativity” published in 1915. These two works showed that the classical world of physics as described by Newton, could not account for the major effects of relative motion between objects. In a remarkably clearly written account, Isaacson[21]describes Einstein’s work as an “...effort to come up with a new field theory of gravity and to generalize his relativity theory so that it applied to accelerated motion [the effect of gravity].”

 

 

The next new understanding was contained in Bohr’s explanation of his “Principle of Complementarity”, showing that it is necessary to allow for the existence of light simultaneously in two mutually exclusive forms. Bohr's insight, published from the same 1927 conference that Heisenberg addressed, initially seemed to cause little comment from his hearers. That may help explain how he came to later state that the idea for it came to him in relation to reflections on the ideas of "love" and "justice" in the affairs of humankind[22] & [23].  He pointed out that these two different criteria of appreciation of events are widely known to relate to the fullest expression of human relationships, but they lead to different, mutually exclusive interpretations, before they can be adopted and applied. That is, settling between them depends, ultimately, on the intentions of what the observer of the situation deems most appropriate at that time. A choice between them must be made before either one can be applied to a particular action. In Bohr's view this situation was as fundamental to the understanding of reality in science as it is in human affairs. It was left to Bohr to realize its wider relation to argument in science.  It was in his wider appreciation of the implications of the implied relation of the observer to what is observed that later led Bohm to state,   “We are in agreement with Bohr who repeatedly stresses the fundamental role of the measuring apparatus as an inseparable part of the observed system.”[24]

 

 

The third major contribution appeared in 1931, when the Gödel Theorem was published. It demonstrated that it is impossible to test the postulates of a logical system from within that system; i.e. science necessitates the recognition of the observer. The Gödel Theorem was not published until 1931, and while its implications were somewhat more obvious for understanding the nature of the hierarchy of cause-effect relations in analysis, its general philosophical implications were not well spelled out for more than 50 years until the work of Rosen[25]

 

The Gödel Theorem proved that there is no scientific test of an hypothesis or model possible before the model, with its structure and the implied or "entailed" scale of functions, has been formulated. It is truly astonishing that it had taken so many years for a general perception of the necessity for such an understanding to appear. Only in this way could an acceptable rationale for the inclusion of biology among the quantitative sciences of physics and chemistry be established. Rosen’s seminal work in the modelling of systems in relation to biological problems appearing in systems of living organisms first enabled others to realize the critical place of level and scale of observation in scientific interpretations. He was the first to point out how biology requires that attention be given to variations at the finest scale of observations of particular phenomena, such as in the molecular structures that are now known to govern the rate of chemical reactions in biology. This modelling was essential in order for the outcome of biological processes, hence life processes generally, to be understandable. As Rosen was fond of putting it, “Biology is too complicated for it to be understood by the methods of physics.” because both physics and to a lesser extent chemistry, are dependent on an assumption of homogeneity on the finest scales of the structure of the component reacting particles. Similar insights have been seen in physics as presented in Greene[26]. “Measurement” can never be objective in the sense of being independent of the scientist making the observation!

 

In the late 1920s came the fourth major discovery, Heisenberg’s “Principle of Uncertainty”. In it he demonstrated that not all measurements necessary for the description of a system are possible simultaneously without changing the system. This was the first serious questioning of measurement as the objective basis for learning. But while it struck at the very base of the whole structure of science, its implications were obfuscated by technical questions about the nature of the measurement system, and the degree of precision possible in any measurement.

 

The implications of these four major scientific discoveries were not immediately apparent when they were released. But it was only in their light, extended by Rosen’s work, that physics and mathematics could conclude that objectivity cannot be guaranteed by external measurement alone. This interpretation appeared in paradoxes from the false and incorrect dichotomy assumed by 19th and the early 20th century science, to exist between the observer and what he observes. It was believed that only by this separation could there be a certainty of the objectivity of observations. It is with these deductions by the physicists, mathematicians and biologists that the first realization in science appeared that in addition to rational proofs there is a need for those remarkable processes of thought and understanding that give observation and analysis the scale on which to establish the balance: the hall-mark of human understanding and aspiration.

 

In the conventional rationalist view of science, these modern lines of scientific thought destroyed that most prized possession of "exact" science: a guarantee of its objectivity. The consequences of this simple fact seem not to have been appreciated until the computer raised them in relation to questions of the "computability" of various models. Realization that scientific discovery and proof depend on both conscious and unconscious processes, had finally overcome the anxiety which demanded the security of rationalism. This breech in the rationalist wall, whereby the aggressive early self-limitation that forever separated science from an aspiration to wholeness, was thus removed. Some of the greatest minds had recognized the need for such a point of view, but never before had it become an unequivocal currency.

 

 

Levels of Science

 

The 20th century revolution in science that we have so briefly reviewed provides an unexpected generality to our conclusions about the importance of direct experience as a source of knowledge and the essentially irrational basis of these new and ground-breaking insights into our human worldview. According to this outlook, the concept of different levels of comprehension and the related concept of different levels of observation are equally essential to both the humanities and the core of scientific discovery.

 

Neither science nor the humanities has yet undertaken a systematic study of the effects of different qualities of observation that appear to be of such central importance. In the remainder of this chapter, therefore, we summarize three major views of the place of quality in the act of observing that can now be seen to be reflected in the work of some of the best and earliest scientific minds. These views have been expressed at various times in the literature, and while all three points have arisen in relation to science by Goethe, Einstein and Bohr, their considerations are clearly not exclusive to it. The prominence that has been given to science is symptomatic of the role that it has been required to play throughout the development of Western culture leading to the present day. It is clearly not due to any inherent characteristics of rationality in relation to life that can be claimed as any special prerogative of science. In fact they present a need for a recognition of the operation of both rational and irrational in our lives.

 

The first such important statement is the expression by two of the giants of science, Goethe[27] and Einstein, of the necessity for a sense of personal responsibility on the part of the scientist. What they are talking about is, however, not the moral responsibility that is often expressed as a need to prevent possible misapplication of scientific findings in the world of technology. What they are specifically concerned with instead, is the need for scientists to take personal responsibility for ensuring that their efforts are directed to the most comprehensive possible understanding of the reality behind the abstractions that scientists produce. Abstractions are the inevitable result of intellectualizations that arise in the investigations that are science's main activity. The special conditions and language surrounding them make it difficult to see how they relate to our cultural or individual values as human beings. Only experience can help us.

 

One of the earliest comprehensive statements is that of Goethe. As noted earlier, he is best known for his literary masterpiece, the dramatic poem Faust, which displayed an understanding of the dark and powerful elements of the very soul of man that still has not been equaled in the scientific psychology of which it is legitimately considered a direct ancestor. Goethe was deeply interested in science and its nature, and as a result published his original early studies of the morphology of both plants and animals. Of particular interest here is his attack on the evaluation given to the Newtonian physics of light by unthinking commentators. His remarks were published in Zur Farbenlehre, in 1810. In it Goethe pointed out that the essential and important qualitative attributes of the phenomenon of light are not in any way explained by the analysis of colours in relation to the physics of wave-length. He used this fact to illustrate his view that in order for science to deal with the "reality" that since the time of Newton it had claimed as its particular preserve, each experiment needed to simultaneously be an "experience" for the investigator. He recognized that this cannot happen by accident. If science is to study reality[28], the act of making an experiment also an experience (the term “direct experience” is intended by us to indicate the same thing) required that the scientist accept a responsibility to develop a sensitivity not only to the material and the purposes of the experiments, but to his own nature as an observer. Goethe recognized the science of Newton as an intellectual abstraction that, in spite of the remarkable insights that have resulted from it, invites a deficient attitude towards research from lesser men. In his view, any experimental result that neglects the reality behind the question from which it sprang, rather than becoming a means of understanding it, actually inhibits its discovery. Reality depended on finding that quality that adds this missing dimension to scientific description.

 

In more recent times, Goethe's proposition about the responsibility of the scientist for the quality of experience in scientific observation is made clearer and more specific through its echo by Einstein[29] & [30] who wrote: 

 

"...Is human reason, then, without experience, merely by taking thought, able to fathom the properties of real things? In my opinion the answer to this question is, briefly, this: as far as the propositions of mathematics refer to reality, they are not certain; and as far as they are certain, they do not refer to reality. It seems to me that complete clarity as to this state of things became common property only through that trend in mathematics which is known by the name of ‘axiomatics’.  The progress achieved by axiomatics consists in its having neatly separated the logical-formal from its objective or intuitive content; according to axiomatics the logical formal alone forms the subject matter of mathematics....

 "In axiomatic geometry the words "point," "straight line," etc., stand only for empty conceptual schemata. That which gives them content is not relevant to mathematics. 

"Yet on the other hand it is certain that mathematics generally, and particularly geometry, owes its existence to the need which was felt of learning something about the behaviour of real objects...."

 

It would be difficult to imagine a clearer or more rational statement of the need in science, as in all human activity, for that indefinable element of quality that makes the difference between what we usually mean by the dry and unemotional term "observation", and the "seeing", of which Blake speaks in his famous line, "Seeing the world in a grain of sand ... and eternity in an hour". Science in the fullness of its functioning is not by any means irrelevant to the understanding of Universals; this position can only be true of the science that tried to totally limit itself to the rational. This weakness was detected and understood by both Goethe and Einstein. 

 

The time has passed when the term scientist should be used purely to define an adherence to a set of rules in the employment of some technique or other. The parts of science are as different from one another as 19th century concepts of science were from religion. It has been pointed out by Rosen[31], that the analysis of any system into its component parts loses information about the underlying unity, an idea that he traces back to the original writings of Aristotle on the "final cause" in science. Taken together, these parts of the system of learning are simply the necessarily contrasting means at our disposal for the comprehensive study of reality; that in the last analysis depends on development of the observer's capacity for comprehensiveness and reconciliation of opposites.

 

Plato’s admonition in Timaeus to clarity on the part of the speaker in respect to the purposes and effects of the discussion is far from being an incidental reminder of the nature of the needful correct use of the thinking functions that are alive in us. Clarity of the intent is the second important statement that needs to be involved in the performance of scientific endeavours. The distinction between the use of intelligence and reason seems to agree with what we have already discovered: that there is something of seemingly great importance, additional to the facts, involved in our attempts to distinguish "truth" from "belief". The contrast between intelligence and opinion as aspects of the needed attention to the intentions of our words complements the necessary sense of responsibility identified by Goethe. 

 

The third and final statement about the quality of observation to which we wish to draw attention, concerns the relationship of the individuality of an observer to the collectivity of all observers. It is a question that is raised by Bohr's statement of the exclusive differences between relationships based on love, and on justice. The relationship that we call "love" invokes the weighing of individual human considerations, such as intentions in relation to opportunity, the power of habits against aspirations, or apparent weaknesses against potential strengths. It tries to appreciate another's level of being, and takes account of the limitations of one individual's ability to conceive of another's reality. It invokes Goethe's perceptions of the need to weigh scientific facts in relation to human values, but applies it to the whole question of our attitudes to the fact of being alive in a world with other individual human beings.

 

By contrast, the rules of formal justice in our exterior world are statistical or aggregate criteria based on consensus. This externalized balancing is far from the delicacy that gives that extra-dimensionality of life to perceptions in the world of love. Our sense of individual being is thus contrasted with the generalities to which the rules of collective justice attempt to give expression. The concept of different levels of thinking, and with it the possibility of different levels in the very sense of existence, play an important role in an approach to how we see ourselves and our world. 

 

A wish to appreciate consciousness requires that we be prepared to understand the possibilities of our world in a more comprehensive, yet more exact manner than has often been invoked for purposes of the scientific description and management of our joint, social affairs. We can conclude from what has been said earlier that this must have been true for Einstein, as it was of Bohr, and of many of those thinkers that have graced the studies of physics throughout the 20th century. To them we must also the add names as early as those of Plato, Meister Eckhart and Goethe who, with those of more recent times, have all explicitly recognized that the direct experiences of our minds, our bodies and our emotions, all need to be combined in some manner that permits agreement within ourselves, and on this basis with one another. This is the real basis for an objectivity of both our rational and irrational sides that may free us to see that we can recognize the most important of universal values in common with fellow human beings. With appropriate help and care, we can perhaps learn to use these perceptions to increase the breadth of our understanding.

 

The Consequences

Observations from our direct experience show that much of the activity that underlies the whole scientific process is based on the creative irrational and the understanding of the ordinarily unconscious. It is equally evident that what we term "unconscious" informs our rational so-called consciousness, and is in turn informed by it. As introduced in the last chapter, at least part of what the conventions of psychology regard as our unconscious mind legitimately forms the basis for what is truly a larger consciousness than is now widely accepted as the basis for our actions.

 

It was only after the scientific psychological "discoveries" discussed in the last Chapter that we began to better understand the human connection between new thoughts and the unconscious. Our direct experience suggests that it is foolhardy to underestimate the potentially disruptive aspects of the unconscious. Jung[32] maintained that it is a naïve view that does a serious disservice to the subtlety of human creativity, inventiveness and understanding. Some of the most respected and successful of rational scientists have understood and used their knowledge of unconscious processes as part of their own processes of scientific investigation. This powerful component of our total being can evidently be both an ally and an enemy in relation to maintaining our sense of perspective and aim.

 

A most interesting feature of this deliberate use of unconscious processes, which may be as frequent in general thinking as it seems to be in science, lies in the results. The solution to the problem, when it appears in the mind of the puzzle-poser, often follows a period of relaxation or actual physical sleep. Its arising seems to be quite independent of, even external to, the puzzle-poser. That is, it comes from an unknown place in us and is virtually always accompanied by a feeling of surprise. Its contents and implications may not always be clearly understood by the recipient of the "insight". It may, however, be recognized as the "right" answer with a degree of certainty that is accessible only to the bearer of the experience. External scientific or mathematical proof and communication rest on the later, slower, rational "working out" that is not a part of the original process of discovery. Evidently there are important unconscious elements of the thinking process which complement the conscious rational activity. They seem to be responsible for at least some of the new perceptions that are an essential part of all learning.

 

It is in particular the phenomenon of problem-solving that throws additional important light on the unconscious, creative irrational processes, and helps us appreciate the essential complementarity of the various influences underlying our knowledge. For example, certain peculiarities of the dependence of aspects of thinking on unconscious process were pointed out independently by both Einstein and Bohr. Einstein, in particular, noted that solving a problem in science or mathematics may involve a kind of stuffing of the organism's store of memory with everything that seems even remotely relevant to it, like force-feeding a reluctant goose with energy-rich materials. This stuffing of the thinking apparatus is neither desired nor under the full control of the mind, any more than the excess food is desired by the goose. Nor are the precise results predictable. The practice depends on only the most general intentions and attitudes of a "stuffer" who bases his actions on previous knowledge of the value of a resulting “foie-gras” of ideas. Such a view strongly complements that of Plato expressed in the Timeous, which was briefly reviewed earlier, but is often missing from present day common understanding of science.

 

Einstein[33] made clear his perception of how the intuitive, creative irrational content of science that is the vehicle of its greatest discoveries is not easy to access and involves the deepest commitment and efforts of the scientist.  It is discussed in this extract from his writing:

 

"Only those who realize the immense efforts and, above all, the devotion without which pioneer work in theoretical science cannot be achieved are able to grasp the strength of the emotion out of which alone such work, remote as it is from the immediate realities of life, can issue. What a deep conviction of the rationality of the universe and what a yearning to understand, were it but a feeble reflection of the mind revealed in this world, Kepler and Newton must have had to enable them to spend years of solitary labor in disentangling the principles of celestial mechanics! Those whose acquaintance with scientific research is derived chiefly from its practical results easily develop a completely false notion of the mentality of the men who, surrounded by a skeptical world, have shown the way to kindred spirits scattered wide through the world and the centuries....It is cosmic religious feeling that gives a man such strength. A contemporary has said, not unjustly, that in this materialistic age of ours the serious scientific workers are the only profoundly religious people."

 

            We need to understand the intent of such remarks and learn how to make use of the thoughts and insights to which they point us.  As Einstein points out, the processes involved are not due to our conscious mind.  It must also be made explicit that this is the truly creative part of our nature.  It is why we build the case in this book for the creative irrational as the key to human success.  It clearly arises through the insights afforded by some internal mechanism that permits us to connect with our unconscious irrational. The connection, and its implications are experienced before they are actually worked out rationally to the point that it can be expressed by in the language of our conscious minds.

 

            To refer to the writings of Einstein again[34]:  

 

The individual feels the futility of human desires and aims and the sublimity and marvelous order which reveal themselves both in nature and in the world of thought.  Individual existence impresses him as a sort of prison and he wants to experience the universe as a single significant whole. The beginnings of cosmic religious feeling already appear at an early stage of development…. But mere thinking cannot give us a sense of the ultimate and fundamental ends. To make clear these fundamental ends and valuations, and to set them fast in the emotional life of the individual, seems to me precisely the most important function which religion has in the social life of man…they exist in a healthy society as powerful traditions….They come into being not through demonstration but through revelation, through the medium of powerful personalities.  One does not attempt to justify them, but rather to sense their nature simply and clearly.” 

 

Such statements are not only reminders of our own inner nature as quoted in Chapter 1 from Philo, but demonstrate the fact that the best of scientists are truly human beings, with rational and irrational parts. Considerations of quality of observation and interpretation that, by the beginning of the 21st century we are finally learning to apply in science, are fully applicable here.

 

One aspect of this phenomenon requires special attention: The end result is not always in accordance with expectations. In the experience of the authors, in following an initial "insight", it may sometimes be necessary to distrust certain of the “workings-out” or "explanations" of the apparent solution, especially when in approaching the new answer a sense of excitement arises. At such times, the new "answer" that has been developed may be flawed or mistaken. Our personal examinations of this situation show that when there is a contradiction or mistake in the working out of a new perception, it may result in a sense of excitement, without an accompanying awareness that the reason for it lies in the contradiction, rather than in the perception. With the help of an internal observer who can recognize memories of past experience, it is possible to heed the warning that something is wrong. That is, when this excitement arises, examination of the development of the new idea has to be especially carefully undertaken. Without attention to the various levels of the process, solutions developed out of it can become the captive of unconscious personal emotions that may be part of our ordinary, daily context. The result will be a blindness to both the error that has been made as well as to its inconsistency with our aims.

 

Where the practice of separating an observing thinker from the thoughts that have occurred is not available or not utilized, the so-called new answer may be espoused, guarded and defended by its owner with a special vehemence that is particularly difficult to penetrate by logic alone. In some cases the difficulty of establishing a balance may be frustrated by the "partiality" that is created by enthusiasm. The answer may subsequently be recognized as wrong, but only after the entrained emotions have been spent or otherwise dissipated.

 

It seems that while a part of us that is outside our everyday consciousness is involved in the act of new thinking, without a particular independent attention to what is happening the whole process quickly loses its initial duality. Unless some aspect of the capacity to observe is present or can be recalled, the thinking-through of the insight then becomes a function of that level of ordinary mind and emotion in which we so often exist. This experience shows that when only one level of perception exists in us, our thinking is captured by other functions, including the daydreamer. The results may have little to do with thinking, and lack the perspective that is necessary to assessing the relevance of ideas and actions to our goals.

 

In our experience, the phenomenon in which the moment of separation of the discoverer from the facts discovered is lost again, seems to be the rule rather than the exception. In extreme cases the loss of perspective may account for that special vehemence, or fanaticism, with which solutions to problems are sometimes invested by the uncritical recipient of "revelations". But in ordinary circumstances, the state of separation between the observed and the observer does not seem to last very long. Thus, direct experience shows that the thinking process, especially in its associated, more rapid, unconscious irrational operations, is closely linked to the much more rapid emotional functions. When they become dominant, prior attitude and reaction colour the reception of the results of any study and have a strong influence on our judgment of what is relevant to a given proposition. If we are to use only rational thought in the study of the subtleties and complexities afforded by human creations, we need to be very aware of the power of pre-judgment that it may represent. The capacity to balance and integrate new perceptions with an old context may be one of the most difficult but important thinking-related functions that we need to employ for the study of ourselves and the search for the level of consciousness that can lead to higher understanding. But in the present world that begins a new century, the practical consequences that can follow from the faith that was developed towards the discovery aspects of science needs to be seen as the other side of an almost automatic equation of faith in the statistical methods for the employment of science. The failure to recognize the important complementary interactions of these two quite different aspects of science has underlain much of the simplistic argument that has inhibited the recognition and free flow of what might be truly called our "common" sense. The view that unknown unconscious processes affect the whole system and are conditioned by our cultural milieu may have been too difficult a concept for a science that during the 19th century was built on such pride and elitism that it claimed and was accorded the right to special treatment. It continued to be represented as the ultimately independent, objective, if not virtually omniscient methodology for discovery and learning – up until the dropping of the atom bombs. It has since become increasingly clear that the imbalance between science and its application has new and large practical consequences in relation to the modern politicization of environmental sciences. In the same way, it has underlain the sad state of the deterioration of control of international fisheries. The disastrous consequences of that failure in the balanced application of scientific understanding may already have led to a situation in which the natural production processes of the sea have been needlessly put at risk. The same situation is incipient in the current controversies over the control of global warming[35]. But this is clearly outside our aim of attempting to understand the significance of the rational and irrational in relation to the history of human development.

 

 

Cautions Regarding Bias in Science

 

The limitations that resulted from the 19th century sense of superiority and have since been imposed on the abilities of generations of both science and art students to examine different routes to truth, have yet to be fully comprehended. For the purposes of this book in relation to the study of the creative irrational, the insistence of archaeology that it interprets facts of early civilizations "scientifically" as the productions of primitive human beings is important here. This overly popular view has seriously inhibited interpretation of past human creations, and slowed interpretation of its own evidence. For example, it was only in the mid-20th Century that it became well-known that acceptance of the reality of the "mythical" Troy depended on Schleimann's ability to "sell" his ideas popularly[36], rather than on the scientific record. In similar vein, the evidence for an ancient Sumerian civilization should surely have been obvious for many years before it became accepted as the basis for archaeological expeditions of discovery. Similarly, the insistence of early translators of Egyptian myths that they were written primarily as texts to accompany funeral ceremonies has severely inhibited the perception of the shamanic elements that have been recognized by later authors such as Naydler[37] and Brind Morrow. The whole proposition of a text addressed to a dead physical body is clearly different than a text intended for a living person in a state of unusually heightened awareness searching for a more-than-merely personal experience. We are indebted to the more modern translations that deal with this material in balanced fashion and understandingly to demonstrate the effects of an enlarged view of the modes of inquiry that have thus been made available.

 

It seems to have escaped notice that while 19th century science enjoyed the discomfit it caused for its religious professionals, this same "scientific" society considered its religion and its underlying myth of a possible, if one-sided but direct avenue to truth through science, to be superior to any other. One ironic result has been that professionals and public alike had difficulties accepting the possibility that biblical stories, considered in the 19th century as revelations underlying parables belonging to Judaism or Christianity, could have been copied from the tales of earlier, pre-Christian peoples. The story of the flood first appeared in the Gilgamesh legend dating to the 3rd millennium BCE[38]. It shows remarkably detailed parallels with the Hebrew version, which was not written down before about 500 BCE. Many ingenious rational explanations were offered for the similarity before the simple possibility that the Hebrew version was derived from the Sumerian, as adapted through the Babylonian, was accepted. A parallel new interpretation of early Greek thought has recently been offered by Kingsley[39], and in our view calls for careful study and consideration. It is still not clear whether there has been a direct transmission from the Egyptian to basic Greek outlooks; many prejudices about the Greeks still seem to remain unexamined.  It needs to be recognized, however, that the early Greeks obtained their inspiration from Homer, who appears to have known the Troy that modern archaeology places in the 12th century BCE. That is, the time of the epitome of the high civilization of Egypt in the New Kingdom, occurred at the same time that the Troy of Homer was also at its peak. Could they not have had substantial pre-war contacts? Similar phenomena of the insufficient realization of time may underlie delays and arguments that have surrounded the publication of material from the Nag Hamadi or Dead Sea scrolls. Such examples illustrate the difficulties of using thought and reason, in the presence of prior attitude as primary vehicles on the supposed road towards wisdom and consciousness.

 

These peculiarities of interpretation of archaeological materials are specific examples of difficulties that pervade the scholarly and literary world, giving way only very gradually to the criteria for objectivity advanced by Husserl’s philosophy. They seem all too naturally human versions of what has happened to some of the ideals of scientific objectivity in fields like archaeology and social sciences. These are not naturally “scientific” at their base, dealing as they necessarily do myth and art, with symbolic expression of questions about human values. Such views become of critical importance when they limit access to material, an especial danger when translation of languages is an added issue. In extreme cases they form impassable barriers to the meanings of the symbols and the significance of artifacts.

 

The determining influence of background and prejudgment on the ability of "explorers" to appreciate and understand the significance of what they have encountered, was drawn with symbolic clarity during the 1992 celebrations of the 500th anniversary of Columbus' discovery of America. Columbus insisted that he had found what he was looking for: a new access to the already "discovered" China. To find what we are looking for may be a major peril to all explorers, requiring that we face the difficult task of determining what it is that we can trust in ourselves. We are only gradually coming to recognize that our perceptions are all too prone to limitations such as show up currently in misunderstandings and unconscious discriminations against "aboriginals", women, or little known religions. Columbus could hardly have realized even the possibility that he would find an entirely new continent! Or could he? He certainly had available to him resources, at least in the way of maps and seamen’s lore, that we know little about. 

 

In relation to understanding the position of science towards the irrational, the outstanding feature of this history lies in the apparent strength of the resistance of accepted science to the countercurrents identified by Kuhn. Science stubbornly distanced itself from traditional questions that stemmed from the longing of humanity for a sense of something higher and more enduring. It maintained its position by insisting that only science fully committed itself to the rational, and that, by definition, only the rational is objective. The foregoing evidences of its irrationality can no longer be dismissed as the actions of aberrant individuals within an otherwise laudable undertaking.

 

Science has been long in admitting that there are significant effects caused by differences in the quality of its approach to analyses. However, once the importance of a balance between conscious and unconscious/rational and the irrational elements had been recognized, the way to a new evaluation of the significance of science in human affairs has arisen. One of the main results of these revolutionary realizations has been the weight they give to the important challenges involved in the processes of discovery, relative to the better-known scientific activities of testing ideas. The same seems to us to be true of the attempts made to translate and evaluate past human endeavors, especially as we have found it advantageous, even necessary, in the previous Chapters, to utilize archaeological materials other than texts for discerning the nature of some of the understandings recounted in the texts.

 

It was with this need in mind that we have earlier stated our belief that the field of scientific research and reporting shows signs of the development of a mythology of its own. As an example, we cite here the work of Greene[40]. In the appropriately elegant Preface to this well-written book, the experienced, scientific author points out that the objective of Einstein to “illuminate the workings of the universe with a clarity never before achieved, allowing us to stand in awe of its sheer beauty and elegance” was not realized because there were “still too many unsolved problems facing him”. But Greene goes on to point out that in the half century since, because there have been remarkable developments, and that “physicists of each new generation...have been building steadily on the discoveries of their predecessors to piece together an even fuller understanding of how the universe works.... physicists believe they have finally found a framework for stitching these insights together into a seamless whole – a single theory that, in principle, is capable of describing all phenomena.” He is, of course, referring to what is known formally as “superstring theory[41].” 

This book is not the place to try to raise arguments about specific works or even theories of science.  In fact, as illustrated in Green’s book, description of some of the recent works of science also necessarily resort to images to serve as the most effective base for interpretations of complex physical phenomena. Some of them are equal in drama and vividness to the descriptions of images of the netherworld or the world of the dead, images used in the literature and imagery over the past 5000 years. It is appropriate to point out how this claim by Greene, written in clear and elegant prose, is also accompanied by descriptions of images that help us understand how the geometry of our multi-dimensional world can be used as analogies with the much higher dimensional relations that are required to predict phenomena in the unified super-string theoretical world of modern physics. We need to maintain our critical faculties in the face of this kind of description.

 

In fact, the validity of the imagery for such imaginings seems to depend on relatively simple-seeming acceptance of similarities between the concepts embodied in various higher dimensions and their equivalent numerical short-hand as exponents in algebraic equations. It is difficult to imagine any better way to speak about the nature of the abstract notions of unfamiliar behaviours in space and time, first drawn to our attention in the work of Einstein, than has been undertaken here by Greene.  Our purpose in pointing to these details is to recognize the necessity for such devices as illustration, metaphor and analogy, if we are to be allowed to follow what can appear to even the best educated non-scientist to be like inherent inconsistencies. But these same problems appear here in these attempts of obviously very competent scholars to communicate complex concepts to a less-educated audience. Ordinary readers, among whom the authors must be included despite careers in science, cannot be expected to understand such special fields. We nevertheless have a need to grasp the gist of the host of facts that inevitably crop up in the persistent attempts of the competent to describe the essence of their understandings. 

 

Intelligent human beings everywhere wish for a glimpse of the unity questioned by Bohr that encompasses both love and justice. It was represented by the Egyptian goddess Maat from over 5,000 years ago. It must surely lie beyond the infinity of all external, exoteric rational analyses. This promise in relation to science is what we call a symptom of the wish for the new mythology of science, as though there has arisen a situation where only one more fact will help us to move towards the necessary union between the inside and the outside worlds that is presented to us by the very nature of existence in our milieu. We shall always have the need to search for that level of being that provides a sense of the meaning of life in the universe.

 

 

An Evaluation of Where We Have Arrived

 

Science, the falsely perceived bastion of objectivity, has now proved the necessity for including the state of the observer in its studies and results. Quantum mechanics has shown the curious physical facts that it is impossible to know both the position and motion of sub-atomic particles. Such findings in the hard science of physics has proven that what is so strongly felt in the humanities has much wider significance. Perhaps surprising to some, science directly supports our search for the wisdom of consciousness and the suggestions about the necessity for its wider scope that is found in past human creations. It is because of the refreshing breadth of understanding of these thinkers of the 20th century that in the 21st century we dare to approach an exploration of the relation between science and humanities, between the rational and the irrational. 

 

To finish off, here we relate a personal story by LMD of seeing Einstein in his natural surrounding in Princeton, New Jersey:

 

“It was the Spring of 1946. I had just been at Yale for a few months until the first months of my first springtime there. I had made friends with a number of fellow students among whom were some like Jim Barrrow, who had been a graduate student in the Department for a year before me.  He had invited me to visit him in Georgia during a Spring break period, and I had been happy to accept.

 Jim had already gone home a few days earlier, so to join him I took advantage of the fact that another friend, “Chuck” Huntingdon (whose Father was a well-known Geographer) was driving to Florida. I joined him in New Haven and we set out on our way.  That first day we got past New York and were slowly making our way south. He wanted to stop with a relative who lived in Princeton and with whom I was invited to spend the night. I happily accepted and it was next morning that the “event” took place.

We were sitting in the sunny front porch of his aunt’s house finishing our breakfasts.  It was beautifully warm and I was able to savour the clear Spring air and chat with Chuck’s Aunt.  She was telling us anecdotes about her life there at Princeton.

And then it happened!  Down the sidewalk on the other side of the lawn from where we were chatting, Albert Einstein walked by!  She said to us, ‘Oh! There’s Professor Einstein!   He usually comes by about now’: and there he was!  Unmistakably Mr. Einstein!  He looked much like a caricature of the man himself.  But there he walked; slowly and actually a little absentmindedly along the side walk, perhaps looking just a little lost over some question, but nevertheless quite recognizable with what I thought were old clothes and a pair of slightly mismatched shoes. Already my unexpected trip to Georgia was paying off in unexpected fashion.  It didn’t stop there but this event was for me a ‘stand-alone’ that made for adventure.”

 

Seeing the man himself in his oddly paired shoes left a very strong impression of his life outside the regular norms of modern day life. He was lost in his thoughts. While we may not have fully convinced all readers that we have reconciled science and the humanities in all respects, we trust that we have made it clear that there are misunderstandings of both that cloud their necessary balance in our understanding of ourselves and of humans as a species. We are the result of evolution, but we are also much more than just collections of physical particles.

———- Chapter 11: Creative Irrational in Everyone ——————————————-

——————- Table of Contents ————————————

[1] https://en.wikipedia.org/wiki/Humanities

[2] https://en.wikipedia.org/wiki/Natural_science

[3] https://en.wikipedia.org/wiki/Francis_Bacon

[4] Einstein, A. 1936. Physics and Reality. J. of the Franklin Institute; quoted on p. 290. in Ideas and Opinions. Bonanza Books, New York

[5] West, J.A. 1973. The Case for Astrology. Pelican Books, Harmondsworth, Middlesex, England. 310 pp.

[6] Irvine, W. 1955. Apes, Angels and Victorians. McGraw-Hill, New York, London, Toronto. 399 pp.

 

[7] Senge, P., B. Smith, N. Kruschwitx, J. Laur and S. Schlye. 2008. The Necessary Revolution: How Individuals and Organizations are Working Together to Create a Sustainable World. Doubleday, N.Y., 381p.

[8] https://en.wikipedia.org/wiki/Dark_Ages_(historiography)

[9] https://en.wikipedia.org/wiki/Roger_Bacon

[10] Coplestone, S.J.F. 1993. A History of Philosophy. Volume II, Medieval Philosophy from Augustine to Duns Scotus. Doubleday, New York.

[11] https://en.wikipedia.org/wiki/Meister_Eckhart

[12] https://en.wikipedia.org/wiki/Gravity

[13] Irvine, W. 1955. Apes, Angels and Victorians. McGraw-Hill, New York, London, Toronto. 399 pp.

[14] Shaw, G. B. 1931. Back to Methuselah: A Metabiological Pentateuch. London, Constable and Co., 271 pp.

 

[15] https://en.wikipedia.org/wiki/Alfred_Russel_Wallace

[16] https://en.wikipedia.org/wiki/Multiple_discovery

[17] Kuhn, T.S. 1970. The Structure of Scientific Revolutions. 2nd ed. International Encyclopedia of Unified Science. Univ. of Chicago Press. Chicago. 210pp.

[18] Einstein, A. 1954, Ideas and Opinions. Bonanza Books, New York. 377pp.

[19] Bohr, N. 1933. Light and Life. Nature 19: 421-423, 457-459.

[20] https://en.wikipedia.org/wiki/Jochen_Heisenberg

[21] Isaacson, W. 2008. Einstein: His Life and Universe. Simon and Schuster Paperbacks, New York, London, Toronto, Sydney. 675 pp.

[22] Oppenheimer, R. 1958. The Growth of Science and the Structure of Culture. p. 67-76 in Science and the Modern World View. Daedalus 87(1): 140 pp. 

[23] Holton, G. 1970. The Roots of Complementarity. p. 1015-1055 in The Making of Modern Science:Biographical Studies. Proceedings of the American Academy of Arts and Science 99 (4): 732-1123.

[24] Baggott, J. 2011. The Quantum Story, A History in 40 Moments. Oxford University Press.

[25] Rosen R. 1991. Life Itself; A Comprehensive Inquiry into the Nature, Origin, and Fabrication of Life. New York, Columbia University Press.

[26] Greene, B. 1999. The Elegant Universe. New York, W.W. Norton & Co.  

[27] https://en.wikipedia.org/wiki/Johann_Wolfgang_von_Goethe

[28] Naydler, J. 1996. Goethe on Science: An Anthology of Goethe’s Scientific Writings. Floris Books, Edinburgh. 141pp.

[29] Einstein, A. 1954. Ideas and Opinions. Geometry and Experience. C. Seelig (ed,) based on "Mein Weltbild”. Bonanza Books, New York. pp. 233-234.

[30] Einstein, A. 1954. Ideas and Opinions. Religion and Science. C. Seelig (ed,) based on "Mein Weltbild”. Bonanza Books, New York. pp. 39-40.

 

[31] Rosen, R.  1991.  Life Itself. A Comprehensive Inquiry into the Nature, Origin, and Fabrication of Life.  Columbia University Press.  New York.  285 pp.

[32] Jung, C.G. 1958.   Vol 7, The Bollingen Foundation, New York. pp. 261.

[33] Einstein, A. 1954. Ideas and Opinions. pp. 39-40, “Religion and Science”. C. Seelig (ed.) This book is based on "Mein Weltbild”. Bonanza Books, New York.

 

[34] Einstein, A. 1954. Ideas and Opinions, “Religion and Science”. C. Seelig (ed.) based on "Mein Weltbild”. Bonanza Books, New York. p. 38

[35] Lomborg, B. 2007. Cool It: The Sceptical Environmentalist’s Guide to Global Warming. Alfred A. Knopf, New York. 253pp.

[36] Irvine, W. 1955. Apes, Angels and Victorians. McGraw-Hill, New York, London, Toronto. 399 pp.

[37] Naydler, J. 2005. Shamanic Wisdom in the Pyramid texts: The Mystical Tradition of Ancient Egypt. Inner Traditions. Rochester, Vermont. 466 pp.

[38] Dickie, L.M. and P.R. Boudreau. 2017. Awakening Higher Consciousness: Guidance from Ancient Egypt and Sumer. Inner Traditions, Rochester, VT.

[39] Kingsley, P. 2003. Reality. The Golden Sufi Center, Inverness, California. 591 pp.

[40] Greene, B. 2000. The Elegant Universe. Vintage Books, A Division of Random House. New York. 448 pp. 

[41] https://en.wikipedia.org/wiki/Superstring_theory

Chapter 9: Love, Comedy and Mystery: Power the Irrational

In approaching the irrational in humans we need to bear in mind the fact that inner or esoteric knowledge at different levels of being may be conveyed in many different forms. We have made reference several times to the knowledge we receive in direct experience at specific times and locations in our lives. In the last chapter several examples of poetry were explored as a means of perceiving the creative irrational in human’s longstanding effort to describe our higher levels of existence. Such examples attempt to provide a straightforward layout of levels. Different styles of presentation may be suited to different times and occasions with different results. Tales from other cultures have adopted other styles or devices for these purposes. A number of Greek fables and legends have been used to point to difficulties that stand in the way of our ability to see situations for what they are. Aesop's fables, such as the well-known story of the fox and the grapes, are among the many that point to the blindness that follows from pride, gluttony, or sloth. At one level of comprehension, these reminders of the "deadly sins" as dangers to personal development, point out how difficult it is to mount any efforts towards the necessary standing apart and objectivity of an observer.

 

It can sometimes be recognized that in this process of transmission and adoption of stories, we may lose touch with much of what might have been their intended value. They are prone to be taken on the lower level at which we find ourselves in attempts at explanation, such as in the modern weak, if not futile explanations for the conception, let alone the actual construction of the great archaeological remnants.

 

In this vein of our failures to understand, many of the stories developed from early writings have in modern times been turned into moral lessons, considered important for the guidance of the faulty behaviour of others towards a certain conformity with social norms. Social morality has always been an important motivation of the literal minded, and over the ages it has even been used to justify the commission of atrocities against the non-conforming. Certainly it implies a rather different, more behavioural, concept of wisdom than we are interested in developing here. It continually raises the question of what is required to maintain any desired level of personal comprehension.

 

The familiar poignant Greek story of the youth, Narcissus, who became so enamored of his reflection in a pool of water that he drowned in it, can at one level be taken as a moral tale of the dangers of pride. At another, closer to the symbolic, it may help us see that the unrecognized egoistic behaviour that underlies virtually all of our activity and attitudes, may contain a compelling but false concept of love and beauty that can cause us to drown in our illusions. In the story of Narcissus, if our sense of “level” is not entirely lost, our sympathy for naïve youth can show us how our early unperceived illusions lead us away from life, rather than, as in his innocence he thought, into closer contact with it.

 

In this chapter we explore a number of examples of the creative irrational in writings that appeal to more directly to our higher emotional sides through those truly irrational aspects of the human condition: love, comedy and the mysterious.

 

Love

The power and motivation of an attraction between life forms is ubiquitous. It ensures appropriate care and upbringing of offspring in support of successful procreation. It maintains connections between members of families and family groups in support of safety and security. This is true for many species. But in humans, Love takes on new levels of connection. It is a subject far beyond the ability of this book. But it is necessary to mention it in regards to the creative irrational as a trait unique to humans.

 

As one well-known example of the power of love in Western Culture we remind the readers of the great works of Shakespeare, in particular the interactions of Romeo and Julliet[1]. This is a story of a love connection that drives the main characters to act totally against their rational needs of food, shelter and procreation. In the end Love drives them to suicide – an act that is truly uniquely human. Nothing could be more irrational than the termination of all of an individual’s possibilities. But this is an extreme example. The power of Love is found in many of our life moments but should never be dismissed as ordinary. 

 

There are many other literary tales told by Sufis, in very different styles. In generations past, stories told by the Persian poet Omar Khayyám, especially the “Rubáiyát of Omar Khayyám”, were widely known as Sufi “Love” poetry[2]. As Shah points out however, it was less well-recognized that the translation by the Irish poet Fitzgerald, depended much more on the English then it did on the Persian original[3]. From the point of view of Sufism, since Khayyám was not the teacher of a school, but only an individual exemplar of a particular school, his poetry had lesser importance to them than that of a school, hence was hardly worthy of the extensive reviews and evaluations with which western society greeted it.

 

A much better know and more ancient poem is that of Farīd ud-Dīn, also known as Aṭṭār which means “apothecary” or “chemist”[4].  The poem is known variously as “The Conference of the Birds” or the “Parliament of the Birds”[5]. It is a somewhat lengthy poem, written late in its author’s long life.  He was known as “an illuminate, author and organizer” of the Sufis, and it is highly recommended reading for those interested in the famous Sufi literary traditions. Attar died over a century before the birth of the British poet Chaucer[6], in whose works references to Attar’s Sufism are to be found. It is also pointed out by Shah that there seems little likelihood that strong parallels between Attar’s initiatory Sufism and the rituals of the Order of the Garter, founded over one hundred years later in England, were illustrative of simple coincidence. It is also said that late in his life Attar was visited by the rather more famous Sufi poet, Jalluladin Balkhi, known as Rumi.  It was he who made public more of the initiatory rituals of the Sufi lore pursued by Attar.

 

We wish to devote further attention in this book to the creative irrational in “Love” poems by looking at the work of Jalāl ad-Dīn Muhammad Rūmī or simply as Rumi[7]. He is the greatest, and currently best known and widely read of the Sufi poets. Rumi was born in Balkh, a very ancient and famous city of Northern Afghanistan. It is said to have been founded as a settlement by Alexander the Great, but after later becoming a well-know Buddhist center, was conquered by the Moslems in 653 CE, becoming an equally important centre for Moslems. It was known as a major centre for the learning that was passed on to Middle Ages Europe. It was overrun by the Mongols in the early years of the 13th century, leading the father and family of Rumi, to flee to the area of southern Anatolia. Rumi thus developed in the area of Konya, in Southern Turkey, which seems also to be the place of origin or at least dissemination of the stories of the Mullah Nasr Edin. 

 

Rumi, inherited a school founded by his father, who is known, in parallel with the ancient Parmenides of Phocaean origin, as a great jurist, theologian and mystic, and who was also known as a Sufi. Rumi apparently accepted leadership of the school through the mutual acclaim of its students, among whom he was well-known. He in his turn wrote a large number of Love Poems, apparently as one means of describing his sense of an infinite love, found and lost again through the presence of Shams of Tabriz. The sense of deep love and loss are stunningly conveyed by the translations of one of his chief modern exponents, Coleman Barks[8], to whom we are deeply indebted for conveying the subtlety and beauty of the poems themselves. Rumi was also the founder of the Order of Maglevi  Dervishes, commonly called “The Whirling Dervishes”. A large, beautiful and well-tended tomb at Konya marks the place of his interment.

 

            We begin here with an extract from one of the visionary poems entitled “The Visions of Daquqi“, in which we feel is portrayed various aspects of the mystic. It highlights a complex non-linear thought that at one level of comprehension can be seen as irrational in nature:

 

‘Husam, tell about the visions of Daquqi, who said,

 

“I have travelled East and West not knowing which way I was going, following the moon, lost inside God.”

 

Someone asked, “Why do you go barefooted over the stones and thorns?”

What?”, he answered.

 

“What?

 

A bewildered lover doesn’t walk on feet; He or she walks on love. There are no “long” Or “short” trips for those. No time. 

 

The body learned from the spirit how to travel. A saint’s body moves in the unconditioned way, though it seems to be in conditionedness.

 

Daquqi said, 

“One day I was going along looking to see in people the shining of the Friend, so I would recognize the ocean in a drop, the sun as a bright speck. 

 

I came to the shore at twilight and saw seven candles. I hurried along the beach toward them. The light of each lifted into the sky. I was amazed. My amazement was amazed. Waves of bewilderment break over my head.

 

What are these candles that no one seems to see?

In the presence of such lights people were looking for lamps to buy!

 

Then the seven became one in the middle of the sky’s rim.

Then that fanned out to seven again. There were connections between the candles that cannot be said.

I saw, but I cannot say.

 

I ran closer. I fell. I lay there awhile.

I got up and ran again. I had no head and no feet.

 

They became seven men, and then seven trees, so dense with leaves and fruit that no limbs were visible.

Flashes of light spurted from each fruit like juice!

 

And most marvelous of all was that hundreds of thousands of people were passing beside the trees risking their lives, sacrificing everything, to find some scrap of shade.

They made peculiar parasols out of pieces of wool. They tried everything.

And no one saw the trees with their tremendous shade!

The caravans had no food, and yet food was dropping all about them. If anyone had said,

“Look over here!”

They would have thought him insane or drunk.

 

How can this happen? Or am I dreaming?

I walk up to the trees. I eat the fruit.

I might as well believe.

And I still see people searching so desperately for an unripe grape, with these vineyards all around them, heavy with perfect bunches.

. . .’

 

We present this extract to highlight the power and impact of love captured in poetry as another example of the creative irrational in our human natures. While many animals show strong bonds between mating pairs, parents and children and within groups of individuals, the role of love in the lives of humans goes far beyond the requirements for sex and procreation to something that is at a much higher level of human experience. 

 

This much shorter poem is typical of the love literature entitled “Judge a Moth by the Beauty of its Candle”:

 

‘You are the king’s son,

Why do you close yourself up?

Become a lover.

Don’t aspire to be a general

or a minister of State.

One is a boredom for you,

the other a disgrace.

You’ve been a picture on the bathhouse wall

long enough. No one recognizes you here, do they?

God’s lion disguised as a human being!’

I say that and put down the book

I was studying, Hariri’s Maqumat.

There is no early and late for us.

The only way to measure a lover

is by the grandeur of the beloved.

Judge a moth by the beauty of its candle.

Shams is invisible because he is inside sight.

He is the intelligent essence

of what is everywhere at once, seeing.

 

This short poem connects the lover and the loved. It is not laid out as a logical relationship. In fact its power is in its irrationality. How would one analytically measure a moth by its attraction to a flame?  Of course for the intent moth such love leads to his ultimate death by fire. In regards to the theme of the book, actions resulting in death is the ultimate in the creative irrational.

 

We also believe that it is worth noting the following piece entitled “This We Have Now”:

This we have now

is not imagination.

This is not

grief or joy.

Not a judging state,

or an elation,

or sadness.

Those come

and go

This is the presence

that doesn’t.

It’s dawn Husam,

here in the splendor of coral

inside the Friend, the simple truth

of what Hallaj said.

What else could human beings want?

When grapes turn to wine,

they’re wanting

this.

When the night sky pours by,

it’s really a crowd of beggars,

and they want some of this!

This

that we have now

created the body, cell by cell,

like bees building a honeycomb,

The human body and the universe

grew from this, not this

from the universe and the human body.

 

            One final example of Sufi poetry that has come to our notice, although not from Rumi but from his possibly even better known successor, the great Sufi master Khwāja Shams-ud-Dīn Muḥammad Ḥāfeẓ-e Shīrāzī, known as “Hafiz”[9], who lived and worked about one century later than Rumi.  He too seems to have taken on the accouterments of the earlier Masters, writing poetry that intrigued as had Rumi’s.  Hafiz was said to have written many thousands of poems of which we wish to quote one that we found especially intriguing:

 

                                    Lifts Beyond Conception:

 

                                                Independent

                                      Of this body is my mind

                                    When the Call from the Golden Nightingale

                                    Lifts and Pours my Being thoughout  

                                                The Sky.

 

                                    Independent of this mind is my

                                                Heart.

 

                        When God unfurls even a shadow of His tress

                                    Upon my bare shoulder.

 

                                    Soverign of my illumined heart.

 

                                    Is the indivisible knowledge

                        In the gaze of my spirit’s wings climbing to

                                    Such a sublime height they each 

                                                Become the Sun

                                                      Itself

 

                                    And reside-perched upon every throne

                                                Known to Man.

 

                                                       Hafiz,

                                    The Sufi path of Love is so astoundingly 

                                                            Glorius

                                                            That

                                                    One day each

                                                Wayfarer upon it will become

                                                     The Inconceivable-

                                                     The Creator of God

                                                            Himself.  [10]      

 

            Any selection of particular poems from an anthology, is itself necessarily subjective. It has already passed through the hands of a modern translator as well as, in this case, the tastes of authors with a scientific background. The beauty and also the remarkable visions of the poet, certainly in the last of the poems quoted, seem to equal the finest perceptions of present day physics and mathematics in what is known as “system theory”[11]. It is difficult for us to place such poetry in the perspective of being the product of a 13th or 14th  century writer of mystical religious tracts, without vastly broadening the scope of what modern points of view attribute to such early writers, let alone the even more ancient composers of myth. And yet we find here one of the clearest envisionings that we have encountered, referring to the movement beyond space and time required in appreciation of the perception of a new vision on dimensions in models of modern physics. Is there a hint here of our questions about how, with knowable states of being, it is possible to experience the universal guide to models of reality?

 

 

 

 

Comedy

In our culture, ideas that are important enough to be accompanied by a persistent belief that their subject matter, particularly of what constitutes the higher, must also be a serious business, it follows as almost a habit that the serious is represented as needing to be accorded a certain solemnity; an attitude that is socially sanctioned by the more conservative among us as evidence of right attitude. But this popular modern view is sometimes thrown into question by ancient parables and myths. We need to examine the usefulness of different models, which emerge in quotes such as these from Schopenhauer:

 

            “A sense of humor is the only divine quality of man.[12]

            and

the only divine quality in man is humour because humour is a consciousness behind consciousness, an ego behind ego, an observer on a different level."[13]

 

For readers who have spent time in the directed solemnity of a church, synagogue or mosque these statements may come as a bit of a shock. An appreciation of the challenges of understanding attitudes that are “appropriate” and important are illustrated in the different ways in which the tales of different traditions are told. From what is said in the foregoing quotes, the telling of a joke holds the power of exposing the reader to an unexpected change in level[14].  This change in levels of appreciation is the main feature of making jokes, as indeed it is of any joke telling, no matter what the origin of the culture from which it is told.  The culture gives us the setting of the factual material and can be recognized by the background used. For example the most common basis of modern Western joke telling such as encountered in sitcoms depend on the misfortunes and foibles of the characters. In contrast, the Mullah Nasr Edin stories of the mid-eastern mode present a way of thinking and presenting ideas that doesn’t rely on weakness and misfortune but highlights “the fool” as a person who has limited awareness of his situation – and begging the question in the reader of how to be “less of a fool”[15].

 

One popular bearer of wise observations in the humorous is Mullah Nasr Edin, or simply Nasreddin, in the tales of the Sufi traditions originating from the Middle East [16]. These stories have their own particular comedic style that is virtually the opposite of the seriousness used in the much older pedagogical lessons contained in the Hebrew stories such as those of King Solomon. The Mullah and his associates repeatedly expose us to paradoxical situations in which the customary logic of our rational ways of thinking contrives to end us up in some kind of trouble. That is, the stories build upon the habitual associations of ordinary “thinking” to create a given expectation that is then turned on its figurative head. It is the technique of any good jokester. The fact that what ought to be a perfectly sensible idea is found to have an inappropriate result may show us something of the assumptions we make without seeing them. It may also remind us of the essential need for the “sly man”, one whose senses are so alert that they are constantly watching out for the possibility of being tricked or tricking others into any one of our unrecognized but frequent deviations from the strait path.

 

One of the best known examples of Mullah stories, that has been copied from its original setting into that of many other cultures, is that of a man who, one night came upon the Mullah, down on hands and knees carefully searching the ground under a street light. He had lost his key. What seemed a long time after joining the unsuccessful search, the man enquired just where the Mullah thought he had lost his key, to which the Mullah replied, "Oh! I lost it in my house, but there is no light in there so I came out here to look."

 

Another favorite story tells of the Mullah travelling to a neighbouring town to attend the bazaar with his friend Abdullah, who was something of a trickster. After the two friends had spent a long and tiring day slowly making their way through the dense crowds in the market, they secured a bed to rest for the night in a huge hall with many other weary travellers. The Mullah was so hesitant and procrastinating about choosing a place to sleep that Abdullah enquired of him what the trouble was. The Mullah confided that he was so confused by all the new things and the crowds that he was afraid that if he went to sleep he would even forget his own name! At which Abdullah replied,

 

"Don't worry, old friend. You see these balloons? Well, all you have to do is tie one on your toe, and when you wake up you will see the balloon and know that you are the one with the balloon tied to your toe!"

 

The Mullah's mind was somewhat put at ease and so after tying on the balloon, he went to sleep. However, while he was asleep his friend jokingly removed the balloon and tied it on his own toe. In the morning Abdullah was awakened by the loud lamentations from the Mullah.

"What's the Matter?" he enquired innocently.

"Oh, woe is me", moaned the Mullah. "I knew something terrible was bound to happen. I can see by the balloon on your toe that you are me. But who, then, am I?"

 

            Though this ingenious short story the reader is exposed to one of the greatest questions every encountered by humans: “Who am I?” Just as we recognize that a picture “paints a thousand words”[17], this joke raises questions on which thousands of books have been written.

 

Among other characteristics to be emphasized in the comedy of the Sufi tradition is the notion of the ultimate unity of all things, to which attention is drawn through humorous vignettes, illustrating the essential circularity of reality.

 

“The Mullah was walking alone on a deserted road. Night was approaching, when a troop of horsemen approached. In a sudden burst of imagination, fear brought to mind how they might try to rob him, or impress him into the army. In this fear he jumped over a nearby low rock wall and found himself in a graveyard, where he threw himself down.

 

Of course the travelers, innocent of any such motives, were curious at his observed behaviour and so followed him around the fence, and came upon him lying perfectly still in the graveyard on his back on the ground. Out of curiosity, one of them said,

 

“What is the matter - can we help? Why are you here?”

 

The Mullah realizing his mistake, said, “It’s more complicated than you think! You see, I am here because of you, and you, you are here because of me!”

 

A final example illustrates the fact that we often pay lip service to our consideration for telling the “truth” to others, when it does not necessarily turn out that way. This tale at the same time serves to illustrate the importance given by the Sufis to actions rather than words.

 

One day, the Mullah was up repairing the shingles on his roof when a man called him to come down into the street. The Mullah did as asked, and when he approached the fellow on street level he asked him, “What do you want?”

 

“I need money,” was the reply.

 

“Why didn’t you tell me that when I was up on the roof?” asked the Mullah.

 

“ I was ashamed to beg,” answered the man.

 

“Come up on my roof” said the Mullah and the man followed him up.

 

When they got there the Mullah proceeded to continue fixing his roof, saying nothing. After a few moments, the man coughed. Without looking up the Mullah said,

 

“I have no money to give you.”

 

“Why didn’t you tell me that when we were down below?” exclaimed the man.

            

“Well, if I had done that, how could you have recompensed me for bringing me

down?” asked the Mullah.

 

In the extensive exposition of the beliefs and practices of the Sufis, Shah recounts many more tales of Nasrudin[18]. The humour of the ridiculous that is used by both these stories adds to a directness that is such a significant part of learning. Jokes are a widely appreciated currency. The special subtlety that conveys the contradictions can be perceived at various levels of meaning without any particular special preparation of the auditor, see as evidence the receptiveness of young children for a good joke. In general, the telling of the message always has the element of surprise that attracts the discoverer in us, whereas explanation would require enough words and complexity to test the patience of the most avid puzzle-solver. Cultural context also helps prepare a listener for special, more difficult interpretations. But as is the case with many ancient myths and stories, some of the intended sense may come simply in the course of repeated hearings of the original; it is a technique we have earlier noted as an aspect of the age-old art of story-telling.

 

 

 

The Mystery of Time and Space

In the foregoing Sufi literature in particular we are introduced gently to some of the more difficult, what are often described as esoteric, problems of our personal and internal views of time and space. Especially in the scientific period of Western society, through which we have just come, if phenomena were not externally tangible or measurable or explicitly rational, they were clearly suspect as “subjective,” hence by definition were in the field of the internal which Science defines before-hand as suspect, or simply “illusory.” While our belief is that this age of literality needs to be challenged, it is not clear to what extent we are comfortable with others in finding the limits of perception between reality and illusion. We need to clarify our necessarily personal questions about this. Without at least explicit recognition of some of the uncertainties, we cannot be confident with development of what is represented in the metaphors of myth.

 

The problem was clearly laid out in Rumi’s poem, “The Vision of Daquqi.” There he especially clearly portrayed the use of memories in our personal search for reality through what may only be imaginary, mechanical or automatic internal mental associations. The images that emerge from the poems of Rumi and Hafiz are as sensitive as are images conveyed by a modern van Gogh painting. Can this imagery be understood as their authors intended and communicated it to us? And if so, how do we know that our own delicate impressions are received and understood comparably by other human beings? We need to examine questions of sensation that arise during mental and emotional responses to our esoteric and exoteric worlds.

 

In this respect, of course, the power of the irrational has been remarkably strongly conveyed by the great masters of art in the form of the images of the Ancient Egyptians.  We add here an image that contains much symbolic content that speaks of the dependence of humans on their concepts and worldview (Figure 33). Much of the understanding of our lives is based on our unquestioned concepts whether irrational or not. In the example in the figure, the source of all life is portrayed as not just the physical nourishment of the body, but of the very irrational concept of the quality of life itself.  A poignant reminder is given in the image of the goddess, Mut, allowing the Pharaoh in the form of a young man, to breath the influence of the ankh, symbol of life itself, into his nostrils.

Figure 33. Pharaoh breathes in life in the form of the ankh. Abydos, Egypt.

Figure 33. Pharaoh breathes in life in the form of the ankh. Abydos, Egypt.

 

 There is a vast literature related to this more than physical worldview. We cannot review it all in a single Chapter. Much of it appears to result from particular psychological phenomena that, if not abnormal, are at least outside what we need for our usual purposes. Nor can we venture into fields as foreign to our natures as those once popularly invoked by séances, or other approaches to necromancy and equally questionable magical practices that were called “spiritualizations.”  These generally appear to us today to have represented the influence of isolated, perhaps abnormal, personal psychologies, which we now feel justified to dismiss as “special” to the point of being aberrant. We make no attempt to evaluate them further here. We have in mind for study instead the imagery that is within the normal lines of artistic inquiry, hence more readily defined as “natural”. It is still seen as difficult to anticipate or explain experiences of life that are beyond normal life. We have already provided one example of these rare occasions in Chapter 1 with the quote from Philo[19].  Saint Paul’s experience on the road to Damascus continues to have world-wide influence in the perpetuation of the Christian beliefs. While such “mysterious” events are perceived as transient and rare, they are accepted as normal-enough to be part of the human condition.

 

We believe that there are at least two classes of such phenomena that arise in us, often unintentionally, but which seem to come from genuinely mysterious relations between our customary view of our external world, and what appear to us as esoteric phenomena. The first of these phenomena is usually referred to as “predictive dreams” that give rise to questions about the accepted orderly sequence of time events that are customary for us. The second, is a more general relationship between events observed in our personal lives that we usually call “coincidences.” Their significance appears important to us but cannot be “explained” by appeal to accepted ideas about either space or time. In general they are experienced as incidents of almost extra dimensional extension such as was dramatically described by Philo who had no prior examples to help him with understanding. His experiences even preceded the experience which affected St. Paul so dramatically on his journey along the road to Damascus, an experience that changed the nature of his whole outlook on life.

 

For predictive dreams, the written evidence is very limited. They have not been well documented, aside from the principal reference written by Dunne[20]. In our personal experience, tests of these dreams may be made using a simple technique suggested by Dunne. He suggested that by using it, observations made in the dream are verifiable later according to externally established criteria. The process does not explain them.

 

While predictive dreams are rarely mentioned in our adult world, we found that once the possibility of having predictive dreams was accepted and mentioned by us, many others told us that they had experienced them as well. In fact, we found that occurrences were much more common than we had first believed, apparently because there is a general reluctance to mention them. The recipients recognized that they were so inexplicable that telling them risked exposing themselves to accusations of some kind of mental imbalance. Such is often the power of “public opinion” over expressions of our personal, but unusual experiences.

 

The method of study suggested by Dunne, was regarded at the time as far from ordinary. He described a simple procedure for first recording and later recalling the details of such dreams. Since it was originally published in 1927, the book has become widely known as a credible attempt to understand what the author refers to as the “multidimensionality of time,” using statistically and mathematically valid principles of mathematical analysis. He proposed an explanation related to what he called “the infinite regress.” While these special dreams are now much better known than when he first wrote about them, and the infinite regress is much less well recognized or even accepted for describing aspects of the real world, the idea of predictive dreams is still not commonly accepted in scholarly circles, and is generally questioned by others unless instances are verified by personal experience.

 

For our immediate purposes the importance of this early work lies in the fact that it casts light on the problem of how readily, in the absence of experiences verified by us personally, we may reject or restrict acceptance of observations of even relatively common phenomena unless they seem to be in full accord with prior expectations. A successful application of Dunne’s technique to one of our own dreams, showed us how our apparently embedded personal beliefs of the uni-directionality of time, are at variance with our own direct experience. The reason for such common rejection is not well understood, but seems related to the fact that we see no “reasonable” explanation for what we know happened with us.  However, acceptance of the possibility is of major importance in relation to problems raised in the structuring of myths and their significance. The science that we have been taught can influence us to be strongly suspicious of any inner experiences that are not strictly within external limits that are accepted by our peers.

A second example concerns a problem of communication raised and reviewed in some detail by Jung in a number of his essays. The evidence for what are commonly called “meaningful coincidences,” was known and studied extensively by him in relation to his psychiatric practice. He named the instances cases of “Synchronicity,[21]” which he defined as an “acausal connecting principle.” As a major source of his ideas about the importance of simultaneity between events, he made sincere acknowledgement to his friend Richard Wilhelm, in a tribute published in Wilhelm’s book, “The Secret of the Golden Flower.[22]” He pointed out that Wilhelm’s book actually originated in the East in writings and traditions established by the Chinese poet and philosopher, Lao-tzu, and his commentaries on the traditional Tao-Te-Ching.  Its findings correspond with the central ideas of the Tao[23].

 

Jung described his investigations of these phenomena in his psychological studies of patients, in which he often found evidence for the occurrence of acausal connections. As he pointed out, they are views of events in our external world that are in essential agreement with what can be understood from Eastern philosophies, but are little studied and generally not accepted in Western cultural circles. This changed after Jung’s exposé and careful observations and studies of them were published. The phenomena appeared in the minds of many of the patients he interviewed. That is, while the occurrence of predictive dreams was noted for many individuals, hence are properly called esoteric phenomena, they seem to relate directly to events or influences outside us, or between ourselves and others, hence become phenomena that appear in our exoteric world, where we try to judge them.

 

Here again it seems necessary to point out that while the occurrence of “coincidences” is frequently noticed in the ordinary world, its significance is usually dismissed with a shrug as unusual but of no lasting significance. This may be because of the lack of a context for it in Western experience, literature or traditions. This deficiency has however, now been more than adequately overcome in a book by Peat[24], a professionally qualified physicist who originally worked and published with Bohm[25]. His work places the Ideas of Synchronicity in perspective in the physical principles of variation that arise in characteristics of motion. But one of his most original contributions arises in his perceptions of Synchronicity and principles of Divination that have dominated the thinking of some of the lesser known societies that make up what we term “civilization.” As he puts it, “scientific explanations sometimes fail to capture the essence of actual experience....” which he exemplifies in characteristics of social organization and beliefs of the Naskapi Indians of Labrador and the Neolithic Shang people of the Yellow River of China.

 

In more modern times these early beginnings have been shown to be related to the formulations of Information Theory and the experimental understanding made clear by the work on dissipative structures by Prigogine[26]. His work focused on energetic systems such as fast flowing streams that produce chaotic, yet stable and somewhat reproducible structures such as whirlpools and eddies. Through such studies the relation of this scientific work to the understanding that has emerged in the I Ching becomes a part of a more comprehensive view of the whole of our Universe. They represent an upsetting of our sometimes almost naive expectations of the stability of both space and time in relation to what we accept as reality.

 

We do not propose here to try to study either of these two phenomena in further detail. However, it will be obvious to our readers that they are phenomena that need to be acknowledged and taken into account in our studies of the subject matter of myths and the uses that myths make of metaphor. That is, we have before us evidence that the worlds to which humankind is exposed have characteristics that seem foreign to our ordinary experience, but must, at the very least, be a reflection of the operation of levels of laws that are above or below those recognized in our personal hierarchies of ideas. What we have termed higher levels of perception in relation to some of the phenomena described in myth, may well have a quality of reality that we cannot judge without sufficient preparation of our own powers of perception and discrimination.

 

These relations require that we make the effort to question widely accepted yet superficial views of both space and time. Conventional science has already investigated them and finds convincing evidence to support serious consideration of another generality, perhaps expressible through the addition of other “dimensions.”[27] This stands out in the fact that our intellectual faculties cannot readily explain such well-known phenomena as love and justice using modern science. We can personally observe phenomena related to them, but they require a fundamental change in perceptions to find a point of view in accord with any testable scientific methodology. These two enigmatic phenomena do, however, require examination of our own preconceptions. Do they provoke unexpected perceptions of what we might call different “levels of being?”

  

A Summary Evaluation

We can gradually come to realize that the world in which we live, when sensed in our fullest capacity for comprehension, communication and mutual interaction, can lead to an appreciation of levels of a reality that are beyond our customary expectations and experiences. Taking them together we begin to comprehend the necessity for the voluntary undertaking of a “preparation’ that has been understood by the myth makers, but bears little relation to what we, in our present western world know as “education.” In the process we may begin to develop a taste for what is meant by the phrase “levels of understanding”[28].

 

The extent to which this depends on a coming together of new facts, unexpected experiences, and on the guidance available from others whose experience transcends ours, depends on a number of intangibles of which we can learn with time.  But whatever transpires, we need to have help from outside ourselves in order to appreciate them.  It should by now be clear that all this embodies  a wisdom beyond our present conscious rational comprehension. 

 

Perhaps there is no other route through which meanings that have been attributed to this expression by the intelligence of our minds alone can with patience be extended to what is real.  Gradually the examples of unknown and unrecognized aspects of our experience help us appreciate that our personal development cannot take place without the leaven of questions arising from an intelligence that balances the understanding of our minds with our inner emotional and physical sensitivities, which we sometimes simply call “the heart”.

 

            We believe that the foregoing examples can help us appreciate the strong creative irrational forces of love, comedy and mystery in the life of modern day humans.


 

———- Chapter 10: Science versus Humanities; Rational versus Irrational - The Irreconcilable? ——-

———————- Table of Contents ——————————-

[1] https://en.wikipedia.org/wiki/Romeo_and_Juliet

[2] https://en.wikipedia.org/wiki/Rubaiyat_of_Omar_Khayyam

[3] Shah, I. 1964. The Sufis. Doubleday, New York. 404 pp.

[4] https://en.wikipedia.org/wiki/Attar_of_Nishapur

[5] https://en.wikipedia.org/wiki/The_Conference_of_the_Birds

[6] https://en.wikipedia.org/wiki/Geoffrey_Chaucer

[7] https://en.wikipedia.org/wiki/Rumi

[8] Barks, C. (translator). 2004. The Essential Rumi. Harper One. New York.

[9] https://en.wikipedia.org/wiki/Hafez

[10] Hafiz, Shams-ud-din Muhammed. 1999. The great “Sufi Master”.  The Gift: Poems.  Translated by Daniel Ladinsky.  Penguin Compass. 333 pp.

[11] https://en.wikipedia.org/wiki/Systems_theory

[12] Schopenhauer, A. https://www.goodreads.com/quotes/196118-a-sense-of-humour-is-the-only-divine-quality-of

[13] Schopenhauer, A. https://carljungdepthpsychologysite.blog/2017/03/08/carl-jung-people-always-have-some-scapegoat/

[14] Arthur Koestler. 1967.  The Ghost in the Machine. Hutchins of London.384 pp.

[15] https://en.wikipedia.org/wiki/Nasreddin

[16] https://en.wikipedia.org/wiki/Nasreddin

[17] https://en.wiktionary.org/wiki/a_picture_paints_a_thousand_words

[18] Shah, I. 1964. The Sufis. Doubleday, New York. 404 pp.

[19] Sandmel, S. 1979. Philo of Alexandria: An Introduction. Oxford Univ. Press. Oxford.  204 pp.

[20] Dunne, J. W. 1939 (original 1927). An Experiment with Time. Faber and Faber, London. 256 pp.

[21] Jung, C.G. 1969. “Synchronicity: An Acausal Connecting Principle” pp 417-531, in The Structure and Dynamics of the Psyche. Volume 8. The Bollingen Series, XX.Pantheon Books. New York.588pp.

[22] Wilhelm, R. and C.G. Jung. 1999 . The Secret of the Golden Flower. Routledge London. pp 137.

[23] Fung Yu-LAN. 1989  (original edition 1931). Chuang-Tzu; A Taoist Classic. Foreign Languages Press, Beijing. 150 pp.  See also: Merton, Thomas. 2010. The Way of Chuang Tzu. New Directions, New York. 159 pp.

[24] Peat, F.D. 1987/88. Synchronicity; The Bridge Between Matter and Mind. Bantam New Age Books, New York. 245pp.

[25] Bohm, D. and F.D. Peat. 1987. Science, Order and Creativity. Bantam Books, New York.

[26] https://en.wikipedia.org/wiki/Dissipative_system

[27] Greene, B. 1999. The Elegant Universe. New York, W.W. Norton & Co.  

[28] Dickie, L.M. and P.R. Boudreau. 2015. Awakening Higher Consciousness: Guidance from Ancient Egypt and Sumer. Inner Traditions.

Chapter 8 - 20th Century Psychoanalysts - Different Paths and Different Insights

Thus far in our exploration of the creative irrational we have focused on human expressions of the irrational in pre-literate and literate forms. But, being biological organisms/animals, we can’t deny the operation of the rational in a large portion of our functioning. The challenge for us as humans is to appreciate both the rational and the irrational in our lives. One of the key developments in examining this balance comes from the work of the field of psychoanalysis where the world of the human unconscious needs to be uncovered and appreciated. What the psychoanalysts found is that the denial of our unseen, irrational unconscious can result in serious mental illness for some individuals. We see that ignorance of our unconscious also can have implications for people with “normal” personalities.

 

As we have seen, for much of human development there were strong motivations for action and behaviours that were once considered to be primitive irrational and spiritual. These motivations led to some of the greatest works of human creation in construction and thought such as we have presented in the previous chapters. But such practices were generally lost in the evolution of the Western World in the age of Enlightenment, circa 18th Century. The re-dawning of the role of rationality as an effective worldview left behind many important aspects of our human growth and development. In this chapter we focus on relatively recent explorations of the late 19th and 20th Century that brought back into our view the need to recognize and bring into our active awareness the role of our unconscious. In this time frame, six philosopher-psychologists explored our inner psyche and captured what they saw in terms of different motivating factors that can be identified in both our inner and outer lives: Friedrich Nietzsche (1844-1900)[1], Sigmund Freud (1856-1939)[2], Alfred Adler (1870-1937)[3], Theodor Reik (1888-1969)[4], Carl Jung (1875-1961)[5] and Viktor Frankl (1905-1997)[6]. We focus our interest in the creative irrational through the most influential of the field: Nietzsche and Jung (Figure 29).

 

Figure 29. Friedrich Nietzsche (left) [7] and C.G. Jung (right)[8].

Figure 29. Friedrich Nietzsche (left) [7] and C.G. Jung (right)[8].


 

It was Nietzsche who began investigations into the more-than-merely personal aspects of human psychology with his most insightful and meticulous observations of human nature, based largely on his personal observations of his own nature. He was not medically trained.  He began his professional career as a philologist, and undertook intense early studies of Greek and Roman Literature at Bonne and Leipzig, Germany. At the remarkably young age of 24, he was appointed in 1869 to Chairmanship of the Department of Ancient Philology at the University of Basel.  His health was never strong, and in 1879 after only 10 years at Basel he was forced by a combination of nervous disorders and poor eyesight to resign from his University post, and shortly after returned home to live with his mother at her home near the Swiss Alps. After her death, in 1884, he was “looked after” by his sister. By 1889 he had become hopelessly insane, a condition that lasted until his death in 1900. In his last years he was dependent on the forces represented by an ambitious sister who tried to bend his inclinations to her own selfish desire for control.  

The passing on of his work and ideas was later also coloured and distorted by National Socialism in Germany at the time. The Nazis used their misinterpretations of his writings to support their own later vituperative views of European political anthropology and history.  This most deliberate misinterpretation was magnified and manipulated in support of Nazi propaganda leading to serious political upheavals that eventually triggered the Second World War. These incredible circumstances so coloured the views of European and North American Society, that even the study of Nietzsche was actively discouraged for many years. The effect still seems to condition the modern day reader’s approach to his insights. Despite the efforts of the Nazis, as well as Nietzsche’s sister, to manipulate the memory of his original thought, the published works of Nietzsche subsequently prevailed and demonstrate to us even today, his remarkable passion of soul and mind. His deeply personal psychological inquiries, developed in many directions, are illustrated vividly in his published works.[9].

 

During his entire sane life Nietzsche had written and published passionately, voluminously and obstinately on what eventually became a vast collection of literary works. He wrote prose and poetic works beginning with his “Birth of Tragedy”[10]. His most well-known, extensive major work is “Thus Spake Zarathustra”, published in 1889-91[11]. He held a contemptuous opinion of the morality of Western bourgeois society, which he strongly rejected as a “slave morality” in favour of a new heroic morality that would lead to what he called in his native German language the new “Übermensch” - widely mistranslated as “superman”. 

 

Nietzsche and the concept of the “Übermensch”

 

By the age of 39 in 1888 Nietzsche wrote one of his earliest and best-known books “Thus Spoke Zarathustra”[12]. This is a story of the journeys, work and teachings of its main character Zarathustra who is clearly derived from some interest Nietzsche had in the ancient Persian religion of Zoroastrianism, although he never explicitly makes direct reference to it. Throughout his book he clearly rejects established church and societal practices, recognizing them as often being shallow and inadequate to give expression to the hard-to-perceive spiritual level. By his Übermensch concept he intended to identify a person who consciously attempted to raise himself to a higher level of being: a creator of a new heroic morality; one that consciously affirms life, to live at a level beyond good and evil.  It is a concept that we are much inclined to include in our discussion of our capacity to experience the creative irrational. According to Nietzsche, a conscious Being, an Übermensch, would have to have an instinctive impulse: one that would be required in order to set that person apart from “the herd” and lift him/her to a more appropriate level of being.  The whole of his writings comprises an extensive and enlighteningly objective, even if sometimes dramatic, even vituperative, style, presented in a compelling framework of allusion, passionate imagery, and metaphor.  There can hardly be a match for such a range of prose and poetic works (some he even set to music!) in any other later literary works in the Western World.

 

Zarathustra is a prince who finds himself on a mountaintop with an urge to travel through the world to “be man again”. He travels the world and has numerous experiences and encounters with others before returning to the mountain. The final section of his book involves his interaction with a number of “Higher Men”. In his native German they are “höheren Menschen[13]. These Higher Men are listed as the King, the old sorcerer, the pope, the voluntary beggar, the shadow, the conscientious man of the spirit, the sorrowful prophet and the ass. This concept of höheren Menschencontrasts sharply with the concept of the Übermensch.  This later concept is better appreciated as beyond-human, over-human, an existence that exists at a level above our ordinary, unthinking, collection of appetites and reactions to our external world.

 

While there are many well-known themes and archetypes buried in this story, the most strikingly and well known is the concept of the Übermensch. It designates Nietzsche’s particular concept of real human nature. As there is no consensus by modern scholars on what he actually meant specifically by the word it is here more properly kept in its original German form: Übermensch. We introduce it here in our effort to bring his thoughts to our exploration of the various levels of human consciousness involved in our creative irrational side. He sees the need to get beyond the level of existence that we generally occupy. He recognizes the many different distractions that pervade our ordinary lives. The Übermensch is the part of our being that needs to be developed in order to get beyond these low level preoccupations. It is along the “right” lines of thought that some authors have translated the word as “superman”. The difficulty is that this is almost always interpreted in the physical sense instead of as something essentially internal and individual; it deals not with external super villains but with the much more threatening distractions that we harbour inside us.  In our view, Übermensch development should be a concern for all humans trying to follow their own wish toward a “Higher” sense of Being[14].

The term “Übermensch” draws our attention to this central idea of Nietzsche, that “man” as we usually find ourselves is actually many different kinds of beings, no one of whom lasts for more than a few moments at a time before another, virtually new one replaces the first, and so on “ad infinitum”. As we work on trying to be present to a central sense of ourselves by examining our more ordinary states of being we can find many examples of these many different selves that come and go in our daily lives. Earlier in this book in Chapter 1 we recounted personal examples of this process from the efforts of the authors, as well as quoting from the dramatic perceptions of Philo although in general the seeing of the multiple I’s is neither easy nor frequent. 

 

This human of “so many faces” but with not one that has any particular outstanding identity must be recognized in all its variations and fluctuations if we are to see the need to “transcend” this usual “asleepness” of multiple identities.  We can come to know this if we actually learn to work towards a state that more correctly expresses our potentially higher, proper and rightful state of consciousness. We need to develop our Übermensch to get over our lower-selves and bring them together into a more unified whole. Nietzsche’s use of the Übermensch concept is totally consistent with other aspects of the spectrum of awareness that we present in Table 2 in this Book. We see it as an excellent description of this difficult work towards an awakening of an objective state of “Consciousness” in ourselves. 

 

A second important theme that we see in Nietzsche’s Zarathustra is the explicit need for the individual to awaken to see the levels of being. The following quote explicitly lays out Nietzsche’s concept of a need to awaken and shows that this awakening results in joy. He writes:

 

 “O man, take care!

What does the deep midnight declare?

‘I was asleep – 

From a deep dream I woke and swear:

The world is deep,

Deeper than day had been aware.

Deep is its woe – 

Joy – deeper yet than agony:

Woe implores: Go!

But all joy wants eternity –

Wants deep, wants deep eternity.[15]

 

It is obvious from this passage that there is a joy to be found in the deep of eternity. This thought is repeated twice in Nietzsche’s book reflecting its importance to the author. And what kind of awakening is he referring to? It is an awakening that is tied to a death. Nietzsche deals with the need to die in the Chapter of Zarathustra entitled “Of Voluntary Death” that states:

 

Many die too late and some die too early. Still the doctrine sounds strange: ‘Die at the right time.

 

We would be greatly mistaken to take these processes of death and awakening as an ordinary biological function instead of being a powerful metaphor consistent with all that we have presented so far in this book. Shamanic concepts of death and rebirth can be found in many different belief systems[16] dating back to the earliest civilizations as we described in our earlier book on the Ancient Egyptian stories of Osiris[17]. It can be argued that this idea of death and rebirth is the most universal archetype of human societies. Of course Nietzsche most likely got his concepts from the Christian doctrine that one must die to be reborn[18]. Here we note that Zarathustra is dealing with the necessary concomitant changes in our Being.

 

But Nietzsche doesn’t stop at the idea of the death of the individual, he continues his thought to the need for “the death of God”. This is the most quoted of all Nietzsche’s phrases. On face value the “death of God” could be seen as a continuation of his simple rebellious statement against all established religion and the false belief that our achievement of higher life could come from a passive participation in external religious structure. But at a higher level of understanding he is pointing to the need to stop seeing God as something external that will save our soul. There is no God sitting external to our being. 

 

We have the responsibility and ability to move towards this higher awareness and Being. Nietzsche seems to be pointing out the danger of getting lost in an external belief in an almighty God as represented in religion. For those of us who take solace in “an old man sitting on a cloud” this death of this God is an essential and difficult task. It is required that we develop an internal spirituality based in our own direct experience of being.

 

Nietzsche clearly illustrates the need to give attention to the paradoxes in our state of being by a number of references throughout his works. In “The Birth of Tragedy”[19] he explored this in the need to balance Apollonian and Dionysian aspects of our being.  In “Thus Spoke Zarathustra”[20] he seems to be contrasting the concept of the Übermensch with what he finds in the many people he encounters in his travels. 

 

 

C.G. Jung

 

Nietzsche’s insights initiated a line of early 20th Century psychoanalytic studies that includes the work of Sigmund Freud and Carl Gustav Jung[21].  We focus on C.G. Jung’s work as it has provided many tools for use in personal self-study or as he calls it “the process of individuation”[22]. We greatly appreciate the result of Jung’s work and theories that provide tools for exploring the creative irrational in the form of the more-than-merely personal. Specifically he has written extensively on previously unrecognized aspects of the human psyche: 

1)    archetypes as expressions of our collective unconscious;

2)    archetypes in our personal lives; and,

3)    psychological types as generalized patterns of human behavior.

 

While Jung’s theories and concepts don’t fit easily into the spirituality spectrum presented above, we make an attempt to represent his concepts in Row 6 of Table 2.

 

Jung, writing in the mid-20th century, described ways in which we operate as collections of observable psychological patterns and habits. In his career he worked to address the advantages that might accrue to us, were we able to develop these further possibilities in ourselves. The powerful effects of Jung’s perception of psychological types has been documented by many authors who regard them as tools for “awakening” an awareness of previously unknown - but still seen as mysterious – behaviours in oneself and others. Row 6 in Table 2 presents the concepts of Jung in the context of the spirituality spectrum. As we shall see in later chapters, his work in the field of psychology dealt initially with individuals who were considered to have medical problems, but subsequently became a much broader study of humankind and ourselves as individuals in the setting of the total potential human experience. His introduction to the understanding of our individual natures and potential development starts with the classification of personality that he called psychological types. With a relatively small number of categories or classes he was able to capture the bulk of variation in the individuals he observed – including himself. As he and many others have shown, individuals can be led to observe and recognize their own psychological types with relatively little effort or background. 

 

Beyond the personal awareness of one’s habits, Jung further developed an understanding of the “more than personal” that he called the “collective unconscious”. That is, in these more-than-personal archetypes in our behaviour he found images and patterns that reflect societal memories shared amongst all members of the culture.  These images seemed to arise in recurring dreams and memories that are incomprehensible from any one individual’s life experiences. As a result, Jung deduced that he had to include in his model of psychology, the existence of psychic material that is beyond the strictly personal. Ultimately, however, Jung captured in his analyses the idea of the development of the whole of an individual that he distinguished with the word “Individuation”[23] within which lies the challenge of seeing and encouraging our individual creative irrational. As his work was grounded in the more concrete aspects and challenges of our lower levels of awareness it is not surprising that, although he alludes to the higher levels, he doesn’t specifically deal with the levels as more clearly recognized by religious and philosophical practices.

 

Important to this presentation are Jung’s thoughts concerning influences that exist beyond the life and history of us as individuals. He sees the human psyche as including components of our individual lives, but also components that extend beyond personal history to include broader aspects common to humankind. Jung was on the track of a more normal if superior development of human possibilities beyond repression of bad experiences and emotions.  Rather than restrict himself to mental illness, as Freud had done, Jung, influenced by Nietzsche, proposed that we must consider the whole of life as the period over which psychological influences will be determined, including influences that are not readily identified within one’s life. That is, there is a need to include concepts of the “collective unconscious” to explain some of our motivations and reactions. His development of psychological types helps us to see that we are not entirely unique individuals that result from unique lives. We share general traits with others that can be perceived through a limited number of our behavioural patterns. Such an expansion of our understanding of ourselves, beyond our totally personal, is critical to our “proper” development.

 

Even in the early stages of his studies, Jung perceived that problems in psychological development required a more general theory than just personal history, experience and memory.  He held it to be related not only to early life factors, but that most patients displayed reactions that continued to be developed throughout their entire lives. That is, their behaviour could not be characterized only by events that were the proximate cause of their infirmities, but required insights into the whole of their life. As we have already indicated, he found incontrovertible evidence that not only what we call our consciousness but additional relatively unknown elements of our unconscious are involved. In what follows we need to weigh these theories and the evidence supporting them in more careful detail.

 

Jung’s approach was one of exploring broad patterns in individual and personal as well as group behaviour.  It led his studies toward the more comprehensive view of a psychology that became a philosophy of the whole person.  It was ultimately based on many years of observations of patients, and was also coupled with his personal, especially widely-based, studies of the whole cultural environment in which psychological factors arise.  Coupled with his own personal breadth of experience, it led Jung to an appreciation of the innate need we have to direct our intellectual and practical efforts towards what emerges as most satisfying to us individually as apparently personal configurations of our life’s many facets. They are factors that can only be understood and developed from within our whole cultural context.  His studies and the lectures he gave about them took him through the entire lives of his subjects and into studies conducted over many different environments.  They arose in the course of his extensive travels and lectures in both America and Europe in a way that the other researchers had not considered necessary or even possible.  We shall in later Chapters direct our efforts towards a study of the many ramifications of this understanding.  It was only later in his own life that he characterized his researches into the long courses of psychological development of individuals with their different life histories as what he called a process of “individuation”.

 

It was only after Nietzsche’s death that this work came to the attention of Jung. In his last, summary book entitled “Memories, Dreams and Reflections”[24], Jung says, “The meaning of my existence is that life has addressed a question to me that is a supra-personal task, which I accompany only by effort and with difficulty. Perhaps it is a question that preoccupied my ancestors, and which they could not answer? Could that be why I am so impressed by the problem on which Nietzsche foundered, the Dionysian, to which the Christian seems to have lost the way?”  Nietzsche was thus seen to have formulated the question concerning the hidden role of the unconscious in our worldview. Although he wasn’t able to fully clarify an answer, he left a vivid trail for others to follow. 

 

The common thread amongst their interests was the previously unappreciated but now known to be most important role of the unconscious in how we live our lives. Over time their research resulted in medical practices and techniques for dealing with the personal psychological concerns raised by the clinical practices initiated at the turn of the 20th century. Characteristics that had been generally unseen or unnoticed by the medical profession became of key importance in treatment of patients with neurosis.

 

            It is through the personal searches undertaken by these great investigators that at the end of the 20th and beginning of the 21st century, the Western world has been able to turn attention towards concepts and experiences of our unconscious selves that were formerly unnoticed and thus start to better appreciate the role of the unconscious in our actions.  A balanced combination of our thoughts, our bodily experiences and our emotions can, together, enable us to appreciate the value that is to be found in what has become our eternal search for a sense of the significant in ourselves in terms that are usually referred to as our “Being”. It is to this appreciation that we now turn our attentions, directing it toward that part of our psychological nature and development that many of us initially perceive in our heads, but necessarily expand it here to a closer study of the development of our emotional attitudes and of a necessary but hard to perceive need to nurture and develop our capacity for receiving and recognizing direct impressions in both our conscious and unconscious selves. 

 

 

The Creative Irrational in the Human Psyche

According to Jung, Nietzsche’s character was intensely connected with the need for balance between strong positive and negative forces. This is best shown in Nietzsche’s scarcely controlled contempt for his polar opposite in the world; the musical genius, Richard Wagner, of whom Nietzsche wrote, “Everything about him is false. What is genuine is hidden or decorated.  He is an actor, in every good and bad sense of the word.” Nietzsche found expression of the extremes of human psychology in the opposition of the Greek Apollonian versus Dionysian tendencies. We delve deeper into these tendencies in terms of our rational and irrational sides and the need for their recognition and reconciliation later in this chapter. 

 

Nietzsche captured the need to balance the forces in his image of what he termed “the blonde beast” to be represented as a lion[25].  His metaphorical presentation of “the lion”, as just a beast of prey doing what it is meant to do in life without judgment of being good or bad, was intended to illustrate his interest in seeing our life at the correct level of operation. In his works Nietzsche dwelt at length with his concept of the “higher” in human consciousness, a concept that attracted Jung to the need to balance what is higher with what is lower in ourselves[26]. That is, while Nietzsche himself recognized the need for balance, in the end his contributions show how difficult this is to maintain, to the point where in his passionate evaluation of values he broke out into extremes that showed that he was overcome by his own unrecognized opposites, and so falling under the power of the uncontrollable Dionysian or “Lion-nature” in himself. 

 

The writer/poet Nietzsche and the five other researchers introduced above were, of course, bound within the confines of the mores of the society or societies of which they were a part.  The initiator, Nietzsche in particular, railed against the morality aspects of his surroundings.  The others worked to make it clear that unconscious processes needed to be included in the understanding of both normal and troubled humans. Work continues today on understanding the extent to which our irrational unconscious sides control our judgment, actions and decisions[27] and we will revisit this again in Chapter 9. The combined efforts of this field of scientific study enable us to make the necessary distinction between what may be regarded as conscious behaviours and the scarcely recognized but powerful unconscious, primarily irrational elements that together with the more rational conscious parts constitute our total behavioural system. It takes us a rather long time to even recognize let alone assimilate all of these combined influences. In particular, one must become familiar with the intellectual constructs and concepts as well as detailed direct observations of one’s own behaviours to begin to appreciate the power that the conjunction of conscious and unconscious elements has on us. In such a case, Gurdjieff’s “three-brained beings” phrase becomes less of a metaphor and more of a clear simple description of our state. 

 

The signs do, however, with effort appear and eventually become guides to the role of the “unconscious” elements of our psyche on the whole, that had been especially neglected in explicit terms in studies of patients, perhaps because of the difficulty of perceiving and assigning causes.  Concern with this problem virtually requires the researcher to regard himself as becoming “one” with his patient, yet reserving the distance that is necessary for an objective view. The difficulties became especially evident through Nietzsche’s work, but need to become more apparent for us personally if we should wish to be able to join the beings concerned with the impediments to the sense of our unity of “being”. 

 

These concepts deal with understanding ourselves as more-than-merely personal. The idea that there exist aspects of our unconscious that extend beyond our own individual life histories allows us to connect with a broader world of forces that predates and surrounds us as humans. The psychological types concept provides an understanding of the limited number of general “types” of individuals that develop in the modern Western world. For many, this may be the first encounter with their type that opens the door to observing themselves as non-unique. These examples or tools all pertain to a personal sense of the creative irrational.

 

 

Building on Opposites  - From Übermensch to Enantiodromia

 In the past several chapters we have been presenting examples of the creative irrational in human worldview that are useful for those who wish to initiate and continue with work of self-study. The seeing of our collective unconscious in archetypes and experiencing aspects of our psychological makeup are all useful approaches to our work especially when we accept that these motivations are shared with the multitudes of humanity. We share much with our fellow occupants on this Earth. In this section we look towards Nietzsche and Jung who help us explore the changes in attitude necessary to incorporate the opposing sides of ourselves in order to rise above them to a higher level of perception to exercise the ultimate need for the experience of the creative irrational in our personal lives. As we shall see this points us conclusively to the fact of our need for a deeply personal work. 

 

This work is firmly rooted in our “direct experience” of ourselves in the greater world.[28] It requires a special degree of “alertness” in the present moment to what is taking place in our own inner parts. We need to be aware that under appropriate circumstances we can actively participate in a distinct process of momentary transformation by which our understanding is raised from one level to another higher one.  With sufficient accustoming of ourselves free of imagination to an experience of this idea we will already have to sense that there are certain vectors in the direction that our study needs to take. To fully appreciate the meaning and value of any event in our life we can scarcely do better than to refer back once again to the work of Nietzsche and the expansion of his work by Jung (Figure 29) into concepts of “enantiodromia” and “individuation” in support of the general need for the recognition and reconciliation of opposites. They may often appear to require almost a superhuman effort to raise us to the new level of understanding that can come only as a result of the creative irrational in ourselves.

 

 

A particularly important insight into this effort is found in the broader studies of human nature expressed in the line of study initiated by Nietzsche[29]. He dramatically expressed his understanding of our nature through his notable evocation of the stories of the two Greek gods Dionysius and Apollo, whose characters were used as metaphors for our conflicting internal tendencies. He recognized the unmistakable struggle within us that occurs as the result of interactions between our two opposing tendencies.  He held that they underlie our internal struggle to be more aware of our irrational unconscious sides and their power to direct our thoughts and actions continues to be a living force. Nietzsche’s work, based on his own philological background[30], lives on in the many doctors and researchers directly involved as psychologists.  He initiated a line of questioning concerning the need to pay attention to, if not fully understand, our underlying conscious and unconscious motivations and continue to drive us in daily life today. 

 

Nietzsche’s main line of thought and writing revolved around the need for individuals to awaken to their own higher selves. We see this as an expression of the requirement to bring oneself into a state where “work” to raise ourselves to the full potential of our being. As Nietzsche put it:

 

 “…. life itself told me this secret: ‘Behold,’ it said, ‘ I am that which must overcome itself again and again.[31]

 

We believe that such a work is a lifelong effort that is essential to development of Being towards “Higher Consciousness”. We see this as our innate but necessarily individual creative human will towards a larger sense of our Being, one that leads us on towards what is Spiritual.

                      

Nietzsche, having been raised in the home of his father who was a Lutheran pastor, developed strong attitudes towards established religions.  He wrote of the need to “inquire”, reflecting his early, objective scrutiny of a strict religious following. Contained within his questions about spirituality was the appropriate application of logic and reason. In one of his first writings he moves beyond his criticism of established religions into a critique of, on the one hand, the hyper-rational and logical thinking and its opposite relating to the irrational creative aspects of human character. In his book “The Birth of Tragedy”[32], among other publications, he uses the Greek gods Apollo and Dionysius to characterize these two paradoxical aspects of the rational and irrational.

 

This division of particular behaviours into their component opposing aspects has also been recognized by writers of all ages. For example, in ancient Sumerian the differences in the behaviour of the two principle gods Enlil and Enki are outstanding and clear illustrations[33]. Egyptian stories of Osiris and Seth capture it as well. In the Christian and Muslim teachings there is God and Satan operating in opposition to one another. There are many other cultural and religious examples of the importance of such oppositions.

 

In Nietzsche’s use of Apollo and Dionysus he saw an inherent opposition between the two sides that represent our rational and irrational sides respectively.  The modern Western World sees in itself the overwhelming image of an innocent, pure, beautiful and ultimately rational Apollo. This superficial attitude towards this specific god-image is to completely misunderstand and neglect both his origin and his nature. Apollo found in Homer’s stories from Ancient Greece, circa 850 BCE, was a god of the Trojans working against the Greeks. Coming from Anatolia, Apollo was a terrible god who brought death and disease[34]. In these beginnings it seems that it was difficult to discern whether he brought the trouble or helped to alleviate it. Centers dedicated to Apollo could be found in Delphi and Delos in the 8thcentury BCE. These were sites where oracles could be addressed with questions concerning the future. This Greek view of Apollo offers quite a contrast to the logical, rational aspects that are captured in today’s view of the god. While Apollo is conventionally credited with the development of rationality in modern philosophy, as we shall see later in Chapter 10, Kingsley[35] questions this simplistic interpretation of our attributions of character to him in a strong and original manner. In his interpretation, Apollo is recognized as the god who is the source of our ability to probe the literal understanding of our 20th century morality.

 

Nevertheless, Nietzsche used the Apollonian type to represent the ideal balanced, intellectual, even aloof, orderly approach to life.  Such an individual is very much in control of events, correctly interpreting and acting on their importance.  Apollo’s reasonable and responsible approach conveys a sense of a balanced, hence superior judgmental capacity that is unmistakably conveyed to surrounding associates. In all respects he assumes a dominant position in the world.  

 

The Apollonian individual presents a marked contrast to what Nietzsche presented as it’s opposite: the Dionysian nature. All Greek gods reflected multiple aspects of life. Dionysus was originally conceived as a bearded old man dressed in robes. Later he took the form of a young, naked, sensuous, often androgynous, male. Although widely associated with wine and drunkenness, Dionysus also expressed the conditions of ecstasy, fertility and religiosity[36].

 

For Nietzsche the Dionysian as an individual is found in an intuitive and sensual life on the irrational axis of Jung’s functional types that were described in Chapter 1. This manifestation is often expressed in Nietzsche’s writings in dramatic social terms.  It may show up as an impulsive, obstinate, pleasure-seeking, uncontrolled being, whose very aim in life seems to be the cultivation of the irrational.  But the approach may also display a distinctly refreshing quality in the very originality and freedom of expression from the norms of the conventional society that it plays upon.   But it should be noted that its unpredictability may also present family and associates with the uncomfortable consequences of the very volatility and unexpectedness that they would be expected to cope with. To the well-controlled, overly rational Apollonian type, such Dionysian behaviour reflects weak and vacillating impulses, resulting from the influences of a shameful unconscious that is a result of our failure to have been faithful to this same logical morality.  In the average Western World situation of the early 20th Century, these Dionysian impulses were seen as motivations that clearly needed to be brought into line in accordance with established morality.  That is, they should be” rooted out” so that the result would be in accord with the opinions of those admirable beings who aspire to and espouse “right” behaviour. As many psychoanalysts found in the treatment of their patients, if these popular efforts of both individuals and society toward self-improvement were not found sufficient, the erring subjects would then have to seek the aid of the psychiatric profession. It was confidently believed that psychiatric analysis would be able to mediate the obvious and needed cures, to which the ministers of religion who once had been expected to carry out this function had been unable to rise. 

 

A somewhat superficial knowledge of the different characteristics represented by Apollo and Dionysus may have already have been gleaned in part from our own early upbringing. For example, at the height of ascendancy of the various “temperance” movements in North America during the prohibition of the 1920’s, the character of Dionysus was portrayed and remembered as the depths of debauchery shown by the habitual drunkard. By appropriate contrast, then, the upright, clear-minded and handsome Apollo could be seen as a model of an easily comprehended and attractive opposite, an ideal to be followed. Such cultural motivations continue to rise throughout history. In more recent times such moralistic dichotomies results in the continued restriction and suppression of groups of humans who are not upstanding enough, too weak to benefit the masses, overly lazy, or truly mentally ill and/or addicted to substances. Extreme conservatives, financial protectionists, and in politics and human interactions, positions are often justified by discussions of right and wrong. But as we shall see the dominance of the “logical might” may not be sufficiently “right” in the context of our own personal will towards a sense of Being. We make the case here for a necessary balance.

 

Greater exposure to stories involving the two gods helps us to realize that these initial and facile understandings and distinctions between Dionysius and his fellow god, Apollo, are not so quickly and simply understood and interpreted. In fact, our appreciations of them have been changing over time. Now it is more generally understood that Dionysius reflects the hidden, more sensitive, emotional parts of one’s psyche.  While this is not inconsistent with circumstances of unruly orgiastic behaviour, his role can be seen within a much broader emotionally sensitive, creative individual that is additional to the logical aspects of Apollo. The two supporting sides can be seen more clearly in music, with its strong mathematical basis that can bring audiences to tears or laughter. These two sides of every individual, the rational Apollonian and the irrational Dionysian, are the basis of our individual work to reconcile opposites within us by the work of finding a higher level of consciousness, to which Gurdjieff also made reference. But what did Nietzsche see as the way to a productive and useful resolution?

 

By all accounts it is the Dionysian quality of Nietzsche’s personal behaviour,  reflected in his writings, that posed both its attraction and repulsion for Jung.  Jung was seemingly fascinated by Nietzsche’s writings, although Nietzsche the man had actually died before Jung was well into his professional career.  However Jung was certainly fully aware of both his writing and his ideas, and explicitly recognized this influence in his book “Memories, Dreams, Reflections”, which we quote as follows:

 

“The meaning of my existence is that life has addressed a question to me. That is a supra-personal task, which I accompany only by effort and with difficulty. Perhaps it is a question which preoccupied my ancestors, and which they could not answer? Could that be why I am so impressed by the problem on which Nietzsche foundered: the Dionysian side of life, to which the Christian seems to have lost the way?”[37]

 

Jung’s continuation of Nietzsche’s exploration appears particularly with Jung’s apparent respect for the “compensatory” aspects of the Nietzschean style that shows up so clearly in his own appreciation of the actions of the “collective unconscious” and the “compensatory” modes of its operation in the “conscious” behaviour of both himself and his patients. Jung believed that these “compensatory” modes were the basis for Nietzsche’s principal books[38].  Such appreciation depends on an understanding of the importance of this compensatory mechanism, and on how consciously, if with difficulty, we must be able to perceive the results of our own unconscious motivations in relation to our everyday life.  It is well understood by scholars of psychology that Nietzsche was aware of this part of his nature and willingly displayed it in his writings.  His closer associates, of whom there were but few, knew that he was not always in control of his manifestations during his ordinary life. While he himself recognized the many I’s that are within us, he was no more able than we are to keep his attention focused on any one of them. In the end, Nietzsche’s own neurotic nature eventually got the better of him and eleven years before his death he became hopelessly insane.

 

            It is through this sense of meaning, conveyed to us so strongly through Nietzsche’s publications that we are enabled to attempt to understand our own natures, prospects and preferences. The observable contrasts and their reconciliation, such as captured by Jung’s later concept of “enantiodromia”, were certainly the springboards from which Nietzsche’s understanding of our unconscious need for compensation arose. 

We are familiar with the image of the eastern Yin and Yang graphically showing a possible balancing and the working together of opposites (Figure 30).

Figure 30. The Yin and Yang symbol[39].

Figure 30. The Yin and Yang symbol[39].

 Jung introduced the term “individuation” as the synthetic process of “integrating the unconscious opposites”[40].   Elsewhere he defines it more specifically as a “syzygy of energies” that is usually the anima/animus pair, but also reflects other "opposites," as we have seen in his treatment of our rational and irrational types. He uses it in the sense that it must be a “completing” process.  It brings the elements composing it together into a new form of “wholeness”, an integration of opposites [41]. That is, it is an illustration of the process of bringing the wholeness of “the one” into a state of consciousness in a single “fell swoop”. Jung calls these actions a process of “natural transformation”; that is, they comprise a form that accomplishes the aim of “the union of opposites” into a completely new level of human being.

 

In Jungian psychoanalysis, individuation is treated in the therapeutic, medical context of patient care. According to Stein[42], therapy is fundamentally geared toward promoting and facilitating, or toward unblocking and restarting, the individuation process. He lays out three main stages of the individuation process and two major crisis periods. The three stages of individuation are: 

a)    the containment/nurturance (i.e., the maternal, or in Neumann’s terminology the ‘matriarchal’) stage;

b)    the adapting/adjusting (i.e., the paternal, or, again in Neumann’s terminology, the ‘patriarchal’) stage; and, 

c)     the centering/integrating (in Neumann’s terminology, the individual stage).

 

These can be coordinated with Erickson’s seven stages of psychological development. The two major crises of individuation fall in the transitions between these stages, the first between adolescence and early adulthood and the second during midlife.

 

From this perspective, individuation is a natural process that can be traced distinctly in an individual’s psychological development. From a medical perspective, most individuals go through this process of individuation without becoming medical patients in need of psychoanalytical treatment. From the perspective of this book, we inquire as to where the Jungian use of the term individuation fits on the spectrum of self-study leading to the arising of a Sense of Self. General medical objectives do not deal with an individual’s pursuit of enlightenment, which is more generally the interest of religion, but are we able to place individuation in a useful context related to the question of the strength of our own wish for a sense of Being?

 

 Jung wrote: 

     “Being that has soul is living being. Soul is the living thing in man that which lives of it and causes like.  Therefore God breathed into Adam a living breath that he might live. With her cunning play of illusions the soul lures into life the inertness of matter that does not want to live. She makes us believe incredible things, that life may be lived.  She is full of snares and traps, in order that man should fall, should reach the earth, entangling himself there so that life should be lived; as Eve in the garden of Eden could not rest content until she had convinced Adam of the goodness of the forbidden apple.  Were it not for the leaping and twinkling of the soul, man would rot away in his greatest passion, idleness.  A certain kind of reasonableness is its advocate, and a certain kind of mortality adds its blessing.  But to have soul is the whole venture of life, for soul is a life-giving demon who plays his elfin game above and below human existence, for which reason - in the realm of dogma - he is threatened and propitiated with superhuman punishments and blessings that go far beyond the possible deserts of human beings.  Heaven and hell are the fates meted out to the soul and not to civilized man, who in his nakedness and timidity would have no idea what to do with himself in a heavenly Jerusalem.[43]

 

Failure to reconcile important emotional opposites within us is recognized in psychology as the stuff that neuroses are made from. That is, psychology recognizes the large part of our nature that is associated with unconscious elements.  They appear in habits of body and emotion that we have discussed above, as well as in our unquestioned attitudes towards them. As long as we fail to bring about a relation among these various conflicting functionings, we are liable to become trapped into struggles between what we think we want, and what is ordained by the unconscious sides of our nature. As Jung[44] put it:

 

Underlying our appetites are desires; underlying our desires are needs; and underlying our needs are goals. At each level of the peeling away of the layers of our unrecognized motivations, we encounter new sets of contradictory elements that may command the field unless they are resolved by being seen in their successively broader settings.” 

 

Psychoanalysis has been used to show that as long as these contradictory elements are held separate from one another, they create tensions that inhibit a development that depends on the free circulation of energies. The “impeded” energy easily explodes into irrational behaviour. So, for example, is explained the zealousness of religious "temperance" leaders, or the immoderacy of the modern activist environmentalists, whose externalized moral judgments, fortified by tensions, prevent them from recognizing their own unconscious urges to violence. On both sides it is seen as justifiable righteous anger in the face of perceived evil. 

 

The process of resolving unrecognized and possibly deeply fundamental dichotomies or contradictions in our nature was termed by Jung a process of enantiodromia [45]. This remarkable word for a remarkable phenomenon he credits to the Greek Heraclitus, who recognized the inevitable "running contrariwise" of the forces within us. By enantiodromia Jung meant the process that makes the tug-of-war between alternatives relatively unimportant. It is a process through which the opposing forces are enabled to flow together in such a way as to provide an under-current of energy for the real, higher goals of our lives. It is a phenomenon that is essential to sustaining the kind of development that he called "individuation". It also appears to be a process that ancient knowledge understood. It lies behind the resolution among disparate forces that the stories personify in the form of oppositions between gods of all cultures and time periods from the Sumerian Enlil and Enki, Ancient Egyptian Seth and Osiris and the Christian dichotomy of God and Satan. 

 

The need for a neutralizing higher sense of purpose between the polar opposites of our ordinary life points to a direction that can be seen and understood in relation to simple events. It may show up in the simple reluctance to undertake studying for an exam or beginning to start writing an essay. Our lives are filled with other almost trivial examples: the struggle between eating or not eating that extra piece of cake must surely take into account the present strength of my aim to lose weight. If I "think" about it too long, would I go jogging? And how does this state of initial resistance to physical exertion compare with the sense of being alive that appears after the effort has been successfully undertaken? The feeling that I "should" get up in the morning, versus the delicious warmth of lying in bed, may easily be resolved when I remember that I wanted to go enjoy a quiet relaxing day of fishing. Even the automatic tendency to snap back at a neighbour's stupid remark, or react to his accidental intrusion on a corner of my new, carefully laid-out lawn, may disappear altogether if I remember, in time, that I want to borrow his brand-new lawnmower, and he won't lend it if he is angry with me.

 

In these examples of opposites, when I compare the two levels of awareness of which I have direct experience, it is apparent that my sense of purpose requires a centre of attention in me that cannot be found in the automatic reactions. In the sleep of reaction between unconscious opposites there is something missing, and that something is, in fact, an awareness of myself! The sense of awakening to a larger framework that allows release from the tension between opposites has in every case an element of standing aside from them. To the habitual ordinary mind one must add a freedom in the emotional energies to generate an active awareness at the very site of reaction and that invites a balanced response. In encounters with my neighbour, for example, the added element of perspective that accompanies the attention of self-awareness enables a freedom from my reactive temper. The energy is enabled to flow in the service of another, broader and more desirable purpose. The examples we use may describe minor incidents, but experience shows us that more than incidental effects can be involved. That is, most of our personal examples are trivial compared to the levels of opposites that are represented in the stories.

 

Jung is at pains to point out that by the process of enantiodromia he does not mean a disappearance of the formerly opposing forces or simply an awareness of their differences. Instead he intends to draw attention to the development of the perspective that allows us to learn that the level at which we encounter opposites is not the level at which we find our purposes to be best served. In order to learn to live with such forces we have to find within us a level of understanding that is able to make use of the energies that would otherwise be tied up in unconscious oppositions. They are inevitably kept separated by our various partial appreciations of ourselves, by our failure to be attentive either to the many "I's" or to the different levels at which they appear. Study of examples given in the cultural stories may, in fact, be a particularly effective way of establishing the actuality of the scales at which different levels may appear, enabling us to better understand the often unrecognized levels of phenomena that are of such importance in our experiences.

 

To undertake a bridging between opposites requires an additional force; one that is characteristic of a different level of being than the elementary oppositions themselves. This missing force seems to be a necessary sense of myself and my aim in relation to the opposing elements[46]. To step outside the points of conflict between the existing forces, we need to create in ourselves a separate place to move to. This place is one we recognize as giving us a sense of unity, quite beyond the oppositions. This is a principle that the ancients clearly intended that we be able to examine through myth, and one to which we alluded earlier in this discussion. 

 

            Another way that the reconciliation of opposites can be represented visually is in the Vesica piscis of Sacred Geometry[47]  (Figure 31). The reconciliation of the opposites creates a new area between the two circles.

 

 

Figure 31. The Vesica piscis[48].

Figure 31. The Vesica piscis[48].


 

Figure 32 shows how the simple Vesica piscis can express many important creative irrational relations in Sacred Geometry such as the Golden Ratio.

Figure 32. The Vesica piscis, shown above, and below, its representation to include geometric directions for its construction[49].

Figure 32. The Vesica piscis, shown above, and below, its representation to include geometric directions for its construction[49].

We believe that these two processes of individuation and enantiodromia are different aspects of the rarely explicitly appreciated but essential phenomenon of “transformation”. In the case of individuation we are envisaging a longer time scale than is implied with the term enantiodromia[50]. This latter word we use in a sense of the immediate completing of a particular finite process; completing a particular phenomenon that may be only part of a longer developmental process.  What arises from this union is an obligatory successor point of view that can then become the beginning of a new encounter in another process that is logically distinguishable as the beginning of a new event at a higher level of understanding.  

 

As Jung well understood, this transformation into a totally new state always depends on the union of an original set of opposites.  It is the union of the original “do” or “don’t” opposites resolved into a new understanding that has been illustrated as a natural part of the process of joke-telling by the Sufi writer Rumi[51] as we presented in the last Chapter and by Arthur Koestler[52]. As Koestler points out, the unexpected resolution of an opposition set up by the joke-teller always results in a sudden, “explosive” but harmless energy release, of the sort shown by the laughter elicited in joke telling. It results in an unexpected change from one level of thought to a quite new level; one that is a logically unexpected event that nevertheless evokes that sense of agreement that is always at a level of understanding above where the original confrontation took place.  Jung termed this process an enantiodromia to express the nature of the process of “arising” that is experienced at the always new level of understanding that is unveiled. That is, the phenomenon of “enantiodromia” gives rise to a complex, if delicate, process of an immediate increase in the sense of personal understanding to a new level, which, as might be said in English colloquial language is “no joke”(!)  in the sense that it accomplishes the needed defusing of the short-term build-up of energy in the original confrontation of opposites.

 

 

Psychoanalysis and the Creative Irrational

What has this discussion on Nietzsche and Jung provided us in the way of presenting the importance of the creative irrational to individual and species success? In the late 18th and early 19th Century these researchers were forced to face the irrational unconscious in their efforts to understand and treat their patients. What they found is of use to our present day efforts to observe and appreciate the necessary balance between our rational and irrational sides. Rather then the common approach at the time of denying and burying the irrational impulses, they found great profitability in recognizing and supporting that sides of our nature that could not be denied. The creative irrational of humans is essential to our full sense of Being.


—— Chapter 9: Love, Comedy and Mystery: Power the Irrational — Awakening Higher Consciousness ——


———— Table of Contents ———————————-



[1] http://en.wikipedia.org/wiki/Fredrich_Nietzsche

[2] http://en.wikipedia.org/wiki/Sigmund_Freud

[3] http://en.wikipedia.org/wiki/Alfred_Adler

[4] http://en.wikipedia.org/wiki/Theodor_Reik

[5] http://en.wikipedia.org/wiki/Carl_Jung

[6] http://en.wikipedia.org/wiki/Viktor Frankl

[7] Kaufmann, W. 1959. The Portable Nietzsche. Penguin Books.

[8] http://www.biography.com/people/carl-jung-9359134

[9] http://en.wikipedia.org/wiki/Friedrich Nietzsche.

[10] Nietzsche, F. 2003. The Birth of Tragedy. Penguin Classics.

[11] Nietzsche, F. 2003. Thus Spake Zarathustra. Penguin Classics.

[12] Nietzsche, F. 2003. Thus Spoke Zarathustra. Penguin Classics.

[13] https://www.andrew.cmu.edu/user/jksadegh/A Good Atheist Secularist Sceptical Book Collection/Also Sprach Zarathustra Nietzsche  English_Deutsch final.pdf – pp. 432

[14] Dickie, L.M. and P.R. Boudreau. 2015. Awakening Higher Consciousness: Guidance from Ancient Egypt and Sumer. Inner Traditions.

[15] https://en.wikipedia.org/wiki/Thus_Spoke_Zarathustra

[16] https://en.wikipedia.org/wiki/Dying-and-rising_god

[17] Dickie, L.M. and P.R. Boudreau. 2015. Awakening Higher Consciousness: Guidance from Ancient Egypt and Sumer. Inner Traditions.

[18] https://en.wikipedia.org/wiki/Born_again_(Christianity)

[19] Nietzsche, F. 2003. The Birth of Tragedy. Penguin Classics.

[20] Nietzsche, F. 2003. Thus Spoke Zarathustra. Penguin Classics.

[21] Jung, C.G. 1958.  Psychology and Religion:  West and East.  Vol. 11, The Bollingen Foundation, New York. 261 pp.

[22] https://en.wikipedia.org/wiki/Self_in_Jungian_psychology

[23] https://en.wikipedia.org/wiki/Individuation

[24] Jung, C.G. 1961.  Memories, Dreams and Reflections. Random House, New York. 

[25] https://en.wikipedia.org/wiki/On_the_Genealogy_of_Morality

[26] Jung, C.G. 1953. Two Essays in Analytical Psychology. Vol. 7. The Collected Works.  Bollingen Series XX.  Pantheon Books. Princeton University Press. 329 pp.

[27] https://en.wikipedia.org/wiki/Cognitive_dissonance

[28] Shaw, F.S. 2010. Notes on The Next Attention: Chandolin 1993-2000. Indications Press, New York. 360 pp.

[29] Kaufmann, W.  1974.  Nietzsche: Philosopher, Psychologist, Antichrist. (4th edition) Princeton University Press. 532pp.

[30] https://en.wikipedia.org/wiki/Philology

[31] Nietzsche, F. 2003. Thus Spoke Zarathustra. Penguin Classics.

[32] Nietzsche, F. 2003. The Birth of Tragedy. Penguin Classics.

[33] Dickie, L.M. and P.R. Boudreau. 2015. Awakening Higher Consciousness: Guidance from Ancient Egyptian and Sumer. Inner Traditions. Vermont

[34] https://en.wikipedia.org/wiki/Apollo

[35] Kingsley, P. 2003. Reality. The Golden Sufi Centre Publishing, Inverness, California.

[36] https://en.wikipedia.org/wiki/Dionysus

[37] Jung, C.G. 1965. Memories, Dreams, Reflections. Random House.

[38] https://en.wikipedia.org/wiki/Friedrich_Nietzsche

[39] http://en.wikipedia.org/wiki/Yin_and_yang

[40] Jung, C.G. 1959. Collected Works, vol. 9.1: The Archetypes and the Collective Unconscious.  Bollingen Series. XX. Pantheon Books.

[41] http://en.wikipedia.org/wiki/Shadow_(psychology)

[42] http://murraystein.com/individuation.shtml

[43] Jung, C.G. 1959.  The Archetypes and the Collective Unconscious.  Volume 9.1 of the Collected Works. Bollingen Series XX.  Pantheon Books. Pp. 26-27.

[44] Jung, C.G. 1953. Psychology and Alchemy. Routledge and Kegan Paul, London. 563 pp. 

 

[45] Jung, C.G. 1953. Two Essays in Analytical Psychology. vol. 7. Bollingen Series XX, Pantheon Books, New York. 329 pp.

[46] Ouspensky, P.D. 1949. In Search of the Miraculous. Harcourt Brace Jovanovich. New York and London.

[47] Lawlor, R.  1992.  Sacred Geometry, Philosophy and Practice.  Thames and Hudson, London.

[48] http://en.wikipedia.org/wiki/Vesica_piscis

[49] http://portal.groupkos.com/index.php?title=POVRay_scene_Vesica_pisces.pov

[50] https://en.wikipedia.org/wiki/Enantiodromia

[51] https://en.wikipedia.org/wiki/Rumi

[52] Koestler, A. 1969. “The Act of Creation”.  Hutchinson of London. 491pp.

Chapter 7: A Modern Allegory of the Spirituality Spectrum: The Gurdjieff Work

Of course human examination of who and what we are has continued throughout the ages and we have much written material to contribute to our present day understanding. Next in our presentation of the creative irrational we select the much more recent the works of 19th and 20th Century researcher G.I. Gurdjieff. Next in the Table 2 in lines 4, we cite the works describing the terminology developed by this 20th Century mystic, philosopher and spiritual teacher[1]. Gurdjieff studied the esoteric teachings of cultures in the Middle East. He developed his own approach to the question of human existence based on the various potential “Reasons” of a human. At the base of his teaching is the idea that we as individuals are not a single whole entity. On the left hand side of the spectrum in Table 2, we note that he taught that we are a collection of three independent Reasons or functionings.  Gurdjieff called them “Reason of Body” “Reason of Feeling”’ and “Reason of Thinking”, thus emphasizing the virtual separation among the various members of the set as separate entities. Gurdjieff argued that as a result of this separation and isolation of functions within us, we live our lives in a waking sleep. As a result, he referred to average humans as “Three-Brained Beings” because of the prominence that these lower three Reasons have in our ordinary lives. He taught, however, that the existence of higher, more fully conscious levels of existence are natural for real human existence. His metaphoric style, with many new and unfamiliar terms, deliberately requires hard work on the part of the reader who ventures to comprehend it. Nevertheless, the body of his work can be seen as similar to others that we present in this book.

 

As we have shown, we are far from being the first to consider these ideas of levels of consciousness and higher Being.  Expressions of the more-than-merely physical world have been made by humans since the beginning of time. In fact we are arguing that this is what makes us human. Appreciation for this, our creative irrational, is a common thread that runs through the history of Homo sapiens.  In this section we present a look into the work of an individual from the late 19th and early 20th Centuries, G.I. Gurdjieff, who spent his life working with individuals to help them awaken from their waking sleep, to experience the more-than-merely physical components of life within us so that we might become more like the “real” humans we need to be[2].

 

Gurdjieff was born in 1855 in Alexandropol, Armenia in the southern foothills of the Caucasus Mountains between the Black and Caspian Seas[3]. He spent his life travelling and searching the world for an understanding of the human condition. He developed and taught a system of self-study based on ancient esoteric knowledge that has since become known as “The Work”. He established a centre for study and work called “The Institute for the Harmonious Development of Man”, in Fontainebleau, France just south of Paris where he died in late 1949. Groups following his method continue to function in various locations around the globe today.  It is important to note that Gurdjieff intentionally demanded constant work of his students to continually challenge themselves physically, emotionally and mentally to develop their levels of consciousness. He refers to such a practice of constant challenges as “Conscious Labours and Intentional Suffering”. He maintained that only by aspiring to such a manner of self observation could a person hope to develop one’s Self, which he recognized as the aim of all sensible human beings. We find ourselves much indebted to him. Later authors have been publishing for decades attempting to convey the substance of his teachings[4].  Readers are encouraged to explore the extensive body of work that exists. Intensive study must be left to readers to undertake for themselves. 

 

In approaching his thoughts on the human condition it is important to note that language was not a challenge to Gurdjieff. He was a polyglot speaking Armenian, Greek, Russian and Turkish along with a working facility with several European languages including English. Yet, when we come to his writings he presents readers with seemingly absurd images and concepts. Gurdjieff produced three books that are referred to as the “All and Everything” trilogy. They are “Beelzebub’s Tales to His Grandson”[5], “Meetings With Remarkable Men”[6] and “Life is Real Only Then, When ‘I Am’ ”[7]. In none of these books does he simply and clearly lay out his ideas about the state of humans and his recommendations on how to improve consciousness. Readers are constantly required to struggle to decipher the meaning of long and involved sentences and paragraphs. He avoided using words that would easily allow us to make a mental note and mindlessly move on. He was well aware of how easily we get distracted by our lower Reason of Thinking, or as he called it “Degindad” (Table 2). 

 

In regard to the levels of a real human, Gurdjieff’s view is buried in Beelzebub’s Tales where he writes about one of the “Laws of the Universe” that he called “Heptaparaparshinokh”. The basis of this Law is that any active process can be regarded as consisting of a series of seven distinctive steps. Its name comes partially from the Greek word for the number seven “Hepta”. We can gain some insights into this meaning from something that we are accustomed to hearing in music as the “octave”. There we have a succession of seven tones in an octave scale, an eighth tone beginning the repeat of the original sequence one octave higher. In such a situation the final note following any sequence of seven musical notes in the scale leads to the repeat of the pattern. We in the Western World have learned and become accustomed to calling it an octave[8].  Gurdjieff alternatively refers to Heptaparaparshinokh as “The Law of Octaves”.  Of course most musicians understand that development of this octave series is not an isolated event, but follows a particular historical series that most of us have now become accustomed to. For example, we may take the first three notes of this octave scale: “Doh, Re, Me”.  Almost everyone who has done any group singing will recognize how seemingly natural it is for us to sing this simple sequence repeatedly – up three notes, then down three notes, then up again. The simple repetition seems quite natural to us, and is often utilized by singers “warming up”. Such simple practices can effectively impress on us a certain feeling, tone or mood. Musically Gurdjieff, as all artists, composed pieces in which the Law of Octaves is used to deliberately promote certain moods in the listener.

 

But Gurdjieff definitely did not restrict the application of Heptaparaparshinokh to music alone. The study of this Law of Seven permits us to seek to understand psychological ideas of harmony other than those that are strictly associated with physical phenomena, but that are still a part of our living experience. For instance, it is useful in appreciating our inability to hold an intention beyond the initial motivation for action. It draws attention to our difficulty in progressing from an initial movement of the “do, re, me sequence” to a full octave through the difficult intervals of the “me” and “fa” steps in the octave progression. These naturally occurring difficult intervals impede our reaching goals and objectives in our lives. So whether it is an intention to lose weight, or to be more relaxed, or to be a better person, Gurdjieff’s concept of Heptaparaparshinokh seems to capture some key properties that are not clearly recognized in our usual functioning. It is evident that there is much important information buried in the obscure lexicon of Gurdjieff’s writing that applies to the creative irrational and the spiritual levels that can be experienced in much of our daily lives. 

 

Three Brained Beings

Recognizing that Gurdjieff deliberately avoided clear language, what can we present here that could contribute to our creative irrational concept, spirituality and the levels of human consciousness? Of critical importance, the basic Gurdjieff model of the average modern everyday participant in Western culture was that we are “three-brained beings”. He meant this in no way as a complement. He identified the body, emotion and mind as separate, distinct independent functions within us. As shown by us in the three cells to the left of Row 4 in our Spirituality Spectrum in Table 2 these are the three lowest levels of human “Reason”. 

 

While we present his concepts as levels of “Reason” it is important to bear in mind his efforts to use words that are commonly used by Western minds, but may mean much more. In the typical manner of Gurdjieff’s teaching his language is difficult and requires unusual effort for followers to understand it. It is for this reason we also present here the terminology of one of his students, P.D. Ouspensky. In row 5 of Table 2 we present Ouspensky’s complimentary, more simplified version of Gurdjieff’s thoughts. He published extensively about his experiences in groups led by Gurdjieff as well as extensive studies of later work with his own pupils. Ouspensky was more of a thinking type and as a result his writings are much more approachable by individuals in Western culture. In contrast to Gurdjieff’s deliberate cloaking of his thoughts in mystery, Ouspensky, refers to the separate independent functions as simply “centres”, thereby displaying them more as aspects of a single body. We show, starting at the left side of row 5, Ouspensky’s names for the first three, lower categories of our functionings. Yet with Gurdjieff’s obscure terminology and Ouspensky’s potential oversimplification, both clearly recognize our need to appreciate several levels of being and the striving for higher consciousness that we call the creative irrational and spirituality. 

 

While Ouspensky recognized the importance of Gurdjieff’s ideas he presented his own versions of them in his own style, a style that generally appeals more readily to modern Western readers (Row 5 in Table 2). For instance Ouspensky presents our three brains as independent “centres”. The more approachable concept of “centre” refers to our independent internal “functionings”. In our experience Ouspensky’s clarity provides an important introduction to the more challenging terms presented in detail by Gurdjieff but the overall work and effort of understanding these concepts, whether referred to as Reasons, centres or functionings, is critical to fully experiencing and appreciating our disjunctive day-to-day operations.

 

Returning to the question of us as “three-brained beings”, we continue our introduction with reference to long established esoteric studies of human functions by initiates from other non-western tradition. In their study of human development, both Gurdjieff and Ouspensky encountered individuals who concentrated their work on only one of their specific functionings or centers[9] & [10]. These ancient forms of study and self-work are known as:

1)    The Way of the Fakir focusing on the “body”[11];

2)    The Way of the Monk focusing on the “emotion” [12]; and,

3)     The Way of the Yogis focusing on the “mind” [13].

These three Ways or lifestyles for self-study require initiates to undergo extensive training and exercise in an effort to reach higher levels of states of spiritual existence and consciousness. These approaches generally require work isolated away from ordinary life. While monks, or at least the image of a stylized monk, are somewhat acceptable in the development of Western Christian thought, we are less familiar with the other “Ways”.

 

As an example of the Way of the Fakir, we mention Egypt's most famed fakir from the 1920s Tahra Bey[14] as reported by Paul Brunton[15]. Bey was trained and practiced as a fakir to accomplish seemingly impossible physical feats. According to Brunton, Bey subjected himself to scientific study while with great control and intention he deliberately put himself in death-like trance states. He was able to exist while his physical body displayed nothing of what we would consider signs of life. Of significance to our study, Bey is said to have had the ability to separate his physical body from his other centres, thus maintaining himself isolated from a heartbeat, breath and sensory reactions. As a result of this manipulation in his state, Bey was reported to have been physically rejuvenated upon regaining consciousness. While impossible for us to be sure, it seems to us that Bey’s experience, may have been similar to what took place in the 5,000-year old Ancient Egyptian pharaonic initiation rites suggested in the Pyramid Texts.

 

While the modern western world has many examples of the use of yoga for improving health and well-being, they are a mere shadow of what Gurdjieff, Ouspensky and Brunton would have encountered in the early 20th Century in Central and East Asia. Yogi’s of that time and place were intent on following a lifestyle in search of higher levels of consciousness, quite different from the common modern day yoga practices associated with ordinary health and well-being. The real yoga self-study focused on their “Reason of Thinking”.

 

Building on the three independent Ways of the fakir, monk and yogi, Gurdjieff developed an approach where an individual works to develop simultaneously his/her three lower brains in our ordinary day-to-day lives. Thus Ouspensky’s teachings are often referred to as the Fourth Way[16]. So from Gurdjieff’s work we come to appreciate that he is talking about a nature that is based on three independent functions: “doing”, “feeling”, and “thinking”, that are relatively easy to identify in ourselves.  When we come to seriously study them we may also come to realize that while they may seem to act almost independently of each other, according to this prescription of “three-brained”, they must be identifiable as aspects of a being with at least the possible reality of a central unity.  It is the bringing of this supposedly unified set of functionings into a true unity of action that includes the proper operation of our other higher Reasons shown in Table 2that is the central theme of Gurdjieff’s whole teaching and the reason why we need to deal with it here. And while going beyond our lower three brain operation is not so simple, with persistent practice and attention, our own experience suggests that it is possible to find all three functions operating at once.

 

 

The Higher Reasons of Real Humans

Here we turn our focus to Gurdjieff’s grand allegory of human history and our present state that is found in Beelzebub’s Tales. It is nominally an allegorical journey of the central figure Beelzebub across the universe in a spaceship with his grandson. Throughout the tale we are provided with an expansive and distracting view of our world. Nothing is stated in simple terms. It deserves intensive study, but we can only summarize certain points here that pertain to the levels of human consciousness.  So far in this section we have focused on the three lower, elementary stages of consciousness on the left side of Table 2. These are or can be directly addressed through our self-study and with prolonged effort can result in a degree of “self-knowledge”.  Here we find that there are possibilities working towards those higher levels to which Gurdjieff gave the strange names used in line 4 of Table 2.

 

The story ends with Beelzebub receiving the greatest of honours and recognition, by beings with even higher understanding. Such a story cannot be omitted from our consideration of our higher levels of awareness and consciousness. In spite of Gurdjieff’s stated objectives of “burying the bone deeper”[17] there are definite insights that, with sufficient attention, the reader can penetrate to understand the various levels of Being and appreciate the difficulties encountered in the seeing of these levels within oneself.

 

In the allegory the final “transformation” in Beelzebub’s development of “level of being” is represented by the sprouting of forked horns on the top of his head. Gurdjieff describes a scene that occurs during Beelzebub’s final appearance on earth. The story tells of how a group of assembled observers witness the expression of Beelzebub’s levels of being through the growth of new prongs on his horns. His antlers keep growing new prongs up to and including a special fifth fork. This indicates that his being had indeed reached only one step below the level of what he called “The Sacred Anklad” or the “Reason of God” which, as shown in Table 2, is the step just before the highest level of “OUR ENDLESS CREATOR”. 

 

We present here one small section from Beelzebub’s Tales to explore his representation of the higher levels Being. We quote it as follows:

 

   “At first, while just the bare horns were being formed, only a concentrated quiet gravely prevailed among those assembled. But from the moment that forks began to appear upon the horns a tense interest and rapt attention began to be manifested among them. This latter state proceeded among them, because everybody was agitated by the wish to learn how many forks would make their appearance on Beelzebub’s head, since by their number the gradation of Reason to which he had attained according to the sacred measure of Reason would be defined.

 

“First one fork formed, then another, and then a third, and as each fork made its appearance a clearly perceptible thrill of joy and unconcealed satisfaction proceeded among all those present. As the fourth fork began to be formed on the horns, the tension among those assembled reached its height, since the formation of the fourth fork on the horns signified that the Reason of Beelzebub had already been perfected to the sacred Ternoonald and hence that there remained for Beelzebub only two gradations before attaining to the sacred Anklad.

 

   “When the whole of this unusual ceremony neared its end and before all those assembled had had time to recover their self-possession from their earlier joyful agitation, there suddenly and unexpectedly appeared on the horns of Beelzebub quite independently a fifth fork of a special form known to them all.

 

   “Thereupon all without exception, even the venerable archangel himself, fell prostrate before Beelzebub, who had now risen to his feet and stood transfigured with a mystical appearance, owing to the truly majestic horns which had arisen on his head. All fell prostrate before Beelzebub because by the fifth fork on his horns it was indicated that He had attained the Reason of the sacred Podkolad, i.e., the last gradation before the Reason of the sacred Anklad.

 

   “The Reason of the sacred Anklad is the highest to which in general any being can attain, being the third in degree from the Absolute Reason of HIS ENDLESSNESS HIMSELF.”

 

In regards to the levels of individual development as portrayed by the growth of Beelzebub’s horns, beyond the three lower levels of Reason, Gurdjieff adds the several categories of Being as the steps through which humans may eventually proceed: “Reason of Astral Body” (Ternoonald), “Reason of Spiritual Body” (Podkolad), “Reason of God” (Anklad). The highest level he calls “Common Endless Creator, Our Endless Endlessness-all Quarters Maintainer” which we equate with the Egyptian Ra and which Plato presents as the Sun itself.

 

 It is through his description of prongs sprouting on the head of Beelzebub that we find a terminology that allows an equivalence to be drawn between his perception and those of others that we study in this book. These all too difficult to recognize “higher” levels presented allegorically in Gurdjieff’s book as growth of horns on the head of Beelzebub make it easy for the casual reader to laugh off this scene as a humorous, useless fiction. We argue that it is no more fanciful than the human-headed birds and sphinx of the Ancient Egyptians or chained observers in Plato’s cave. To speak about the more-than-physical, creative irrational world has always been a challenge.

 

Gurdjieff’s writing provides insights into how we may be able capitalize on what he calls our “Conscious Labours and Intentional Suffering” to enable us to recognize the potentially higher states that he suggests are true possibilities for us. He points out that such higher states require a deliberate balancing of the characteristics that are revealed in our ordinary lives so that with additional understanding of ourselves we can gradually learn to pass from these primitive natural levels of reactivity to the higher levels that appear only with conscious balanced efforts; revealed with phenomena that only appear when these lower stages act together.  

 

Coming as it does towards the end of the long tale of Beelzebub’s travels it is easy for the reader to fall “asleep” and get lost in the amusement of the image of horns growing on the head of a superior being. To Gurdjieff’s credit the “bone is indeed well buried” in these distracting images. Our purpose for inserting the line of Gurdjieff’s “Reasons” into Table 2 is to emphasize that this unusual image of sprouting horns may represent the most important guidance for us of what is in his book, and what we need to know. As we see in Table 2 his “Reasons” can be aligned with the major thoughts of other traditions. His lack of detail on the characteristics of these higher Reasons is also consistent with our ordinary understanding that they are very rarely realized but are ultimately personal and important in our recognition.

 

Are we, at this point in our study, being invited once again for some specific reason to seriously re-consider this assumed unity of being and the parts of which it is composed?  We are accustomed to the idea of there being three basic functions of our natures that he calls “bodies”: (our bodies, our emotions, and our minds), but there seems to be something more suggested here. We customarily consider that these three independent functions work together in a recognizable harmony of operation towards a particular purpose.  But one of the apparently main purposes of the life teachings of Gurdjieff was to encourage us to seriously question this supposed unity for ourselves. In examining this Table we therefore remind our readers that we need to take the question of this unity seriously.  We invite our readers to do the same, perhaps being better able to keep this qualification of our sometimes-erratic functioning in mind when we are specifically pointed in that direction.  How then are we to proceed?

 

By such methods Gurdjieff utilized many elements of every-day life to illustrate particular phenomena that are not otherwise familiar to us. As an example we point out that in this description he utilized quite specific esoteric influences on us that are not usual during our daily activities.  We regard his utilization of an almost automatic action of the three notes of the octave sequences in this way.  While the 3-note sequence may be familiar to singers, we need to appreciate how it may, without our intention, induce or help hold particular moods in us.   

 

            Over his lifetime Gurdjieff developed a method for awakening out of our daily sleep so as to ascend from it to a higher level of being alive to oneself, and through that to live a more real human life. In addition to the books that he prepared for publication, his pupils have since compiled others, including a volume entitled “Views from the Real World: Early Talks of Gurdjieff as Recollected by his Pupils[18]”.  Additional works have also appeared, one of particular note based on discussions led and reported by Madame Jean de Salzmann, who spent much of her life attending Gurdjieff’s activities. She published works of her own, based on his leadership, but after his death.  Notable among them is the collection of essays comprising a Book entitled, “The Reality of Being. The Fourth Way of Gurdjieff.”[19]

 

            While Gurdjieff deliberately chose the new and unfamiliar imagery to convey much of what he intended his readers to understand, it can be seen to be in keeping with other great traditions concerning our striving for a more complete existence in this world, our creative irrational.

 

—— Chapter 8:  20th Century Psychoanalysts: Different Paths and Different Insights ———

 

———————— Table of Contents ———————————

[1] https://en.wikipedia.org/wiki/George_Gurdjieff

[2] https://en.wikipedia.org/wiki/George_Gurdjieff

[3] https://en.wikipedia.org/wiki/Armenia

[4] Churton, T. 2017. Deconstructing Gurdjieff Biography of a Spiritual Magician. Inner Traditions. Vermont.

[5] Gurdjieff, G.I.  1950.  Beelzebub’s Tales To His Grandson.  All and Everything Third Series.  Penguin Putnam Inc. 375 Hudson St., New York.

[6] https://www.amazon.com/Meetings-Remarkable-Men-G-Gurdjieff/dp/1578988934/

[7] https://www.amazon.com/Life-Real-Only-Then-When/dp/0140195858/

[8] https://en.wikipedia.org/wiki/Octave

[9] https://en.wikipedia.org/wiki/Meetings_with_Remarkable_Men

[10] https://en.wikipedia.org/wiki/In_Search_of_the_Miraculous

[11] https://en.wikipedia.org/wiki/Fakir

[12] https://en.wikipedia.org/wiki/Monk

[13] https://en.wikipedia.org/wiki/Yogi

[14] https://fr.wikipedia.org/wiki/Tahra-Bey

[15] Brunton, P. 2007. A Search in Secret Egypt. Larson Publications. Burdett, New York.

[16] https://en.wikipedia.org/wiki/Fourth_Way

[17] https://en.wikipedia.org/wiki/Beelzebub%27s_Tales_to_His_Grandson

[18] Gurdjieff, Views from the Real World 1973.  Early talks in Moscow, Essentuki, Tiflis,, Berlin, London, Paris, New York and Chicago As Recollected by his Pupils.  With a Forward by Jeanne de Salzmann.  E.P. Dutton & Co. Inc.  New York.

[19] de Salzman, J.  2010. The Reality of Being.  The Fourth Way of Gurdjieff.  Shambala

Chapter 6: The Greek Expression of the Creative Irrational

The Ancient Greeks followed the Ancient Egyptians in the final centuries of the Egyptian culture. Between 728 and 525 BCE the glory of Ancient Egypt was fading with the waves of invasions by the Nubians, Assyrians and Persians. It was during this period that the Ancient Greeks were learning at the feet of the remaining Egyptian teachers. Both early Greek philosophers ,Thales of Miletus[1] (circa 624 – c. 546 BCE) and Solon[2] (circa 638 – c. 558 BCE), journeyed to Egypt and met with Pharaohs, and were trained by priests.  Thales was considered by Aristotle as the first philosopher and the later was noted by Plato as the source of the tales of the sinking of Atlantis. It should not then surprise us to find a comparable spectrum of spirituality in the Greek tradition. 

Comparable to the Egyptians, the approaches of Parmenides, Plato and Plotinus provide us with a means for exploring the underlying human expression of our creative irrational and its striving towards spirituality at the highest levels.

 

 

Parmenides – As far as longing can reach

 

We begin with the lessons of the ancient Greek teacher Parmenides (circa 550 BCE) as presented by Kingsley[3]. His presentation helps us trace the possibilities for a new path to higher development.  In particular we note that Kingsley’s insights into the writings of Parmenides show a link from the practices of the Ancient Egyptians into what the Greeks saw as the attraction to the higher. 

 

Parmenides[4] was an early philosopher teaching in the town of Velia in Southern Italy. He was apparently an early priest of the worship of Apollo. While only a small amount of his original works has survived, one of his major works, entitled “On Nature” has survived. In this writing he provides a metaphor for the journeys to the edge of existence, the edge of our creative irrational. The first of the three sections of “On Nature” describes the undertaking of an initially spiritual journey from Parmenides’ ordinary life to the edges of this world to learn the great mysteries of life. He issummoned by the “Daughters of the Sun”.  

 

We quote:

“In short, the Daughters of the Sun have come along to fetch him from the world of the living and take him right back to where they belong. This is no journey from confusion to clarity; from darkness into light. On the contrary, the journey Parmenides is describing is exactly the opposite. He is travelling straight into the ultimate night that no human being could possibly survive without divine protection. He is being taken to the heart of the underworld, the world of the dead.[5]

 

So what does Parmenides, an early Ancient Greek with Phocaean heritage, have to contribute to our understanding of the purpose and drive behind the human creative irrational? What would make Parmenides succumb to this exceptional journey to the “edges of existence”? Kingsley portrays his motivation as originating from “longing”. To quote Kingsley again: 

 

“The mares that carry me as far as longing can reach.”[6]

 

Parmenides is being dragged along by the power of allegorical horses at breakneck speed. This longing is no ordinary longing.  It is not the rational individual ephemeral desires, appetites and wants of food, shelter and sex. His longing cannot be any stronger. It is almost as if this longing is insatiable; that it seems beyond reach. It is core to his Being. Although this longing is personal to Parmenides, it appears of exceptional and unusual scale to us all.

 

A little later Parmenides’ poem states: 

 

“For it is no hard fate that sent you travelling this road - so far away from the beaten track of humans - but Rightness, and Justice.” 

 

This introduces the necessary balance between the high-level internal longing on the part of Parmenides and the external influences of higher morals. Rightness and Justice have put him on this extraordinary journey. They are not personal. They are basic properties of the World that are beyond the ownership of any particular individual. So his journey is the result of both an exceptional personal longing and one that is combined with the more-than-merely personal higher forces at work in him.

            

            The creative irrational pull that draws him is a central theme of the poem. But there is another aspect of his journey that cannot be missed. After he arrives in the presence of the goddess she provides him with insights. But there is an additional requirement paced on him. He is directed to “carry it away”.  It is not sufficient that he receives the higher knowledge, but he is compelled to return to life with this knowledge.  It becomes evident that this journey of his is not a one-way street. It seems that the return is an integral part of the motivation for the journey. There is a need for this knowledge to be delivered by Parmenides back to those who have not, or cannot, make the journey. There is something beyond the individual that is being satisfied by the experience.

 

So in Kingsley’s treatment of Parmenides we see the key elements of our personal creative irrational that includes an extreme internal personal longing as well as an external, more-than-merely personal influence to continue our existence beyond the rational biological, physical requirements. 

 

 

The Classic Greek Metaphor of the Spirituality Spectrum: The Allegory of the Cave

 

The difficulties of simultaneously understanding different states within ourselves, ones that constitute our more usual situation, and others that are transformed states that we know only in special moments, comprise the main theme of “The Allegory of the Cave”, contained in Plato's writing called “The Republic[7]”. This classic allegory is an extended metaphor; a comparative image intended to convey a deeper level of understanding. 

 

The second line of Table 2 describes in our own wording the description of the various stages in development of a human being according to the famous portrayal by Plato of his concept of the development of an individual’s movement from darkness into the bright light of the sun, as it is described in his essay the “Allegory of the Cave”. Plato, the archetypal classical Greek philosopher, thinker and writer circa 400 BCE, continues to be highly revered in the modern Western World for his contribution to our present day worldview. One of Plato’s it greatest works deals with levels of human existence. This “Allegory of the Cave” makes no sense if thought of literally in a physical world. It points to the need to see the levels of Being that are required for living consciously. 

 

As we can see from the first two lines in Table 2 there are strong similarities between Plato’s description and that of the much earlier Ancient Egyptian. They both contain descriptions of both the rational biological and physical bodies and the more-than-merely personal levels of higher existence. In keeping with our definition of the creative irrational as being “beyond reason”, they are both dealing with the creative irrational using their preferred language and images.

 

Plato's mental construct in the Allegory begins with his presentation of the lowest level of human existence. He likens it to that of prisoners who from earliest childhood have been chained so that they can only look at the back of a long cave. They sit in a row and in only one position, unable to turn their heads; thus constrained to look only ahead of them at shadows cast on the back wall of the cave by the light of a fire burning behind them. They see only the shadow images, cast from what moves behind them, between them and the fire, images that appear to move along the wall. If someone carried implements behind them between them and the light, they would see only shadows of the carriers and the implements. And if sounds were heard, they would think that they came from the shadow images. These images would be the whole perceptual basis for their concept of what is real.

 

Plato then asks that we picture what would happen if one of the prisoners was freed and compelled to stand up and turn around to look at the light of the fire. He would suffer pain at gazing directly at it, and be so dazzled that he could scarcely discern the objects that had cast the shadows, and which made the sounds. 

 

The story continues:

 

"What do you suppose would be his answer if someone told him that what he had seen before was all a cheat and an illusion, but that now, being nearer to reality and turned toward more real things, he saw more truly? And if also one should point out to him each of the passing objects and constrain him by questions to say what it is, do you not think that he would be at a loss and that he would regard what he formerly saw as more real than the things now pointed out to him?...

 

"...and if someone should drag him by force up the ascent ... into the light of the sun, do you not think that he would find it painful,...and when he came out into the light that his eyes would be filled with its beams so that he would not be able to see even one of the things that we call real?...

 

"There would be need of habituation, ... to be able to see the things higher up. At first he would most easily discern the shadows, ... later the things themselves, and from that he would go on to contemplate the appearances in the heavens and heaven itself .... And so finally, he would be able to look upon the sun itself and see its true nature, not by reflections in water or phantasms of it in an alien setting, but in and by itself in its own place.[8]"

 

By using such relatable physical items such as “cave”, “shadows”, “fire” and “Sun”, the story presents the very abstract, intangible concepts in a spectrum of spirituality from the lower physical to the highest level of being. The Allegory captures not only the various levels of spirituality but also the key point that progress up the spectrum involves great effort and pain for the person striving for the higher levels. The allegory also points out that the climb from the back of the cave into full daylight might take a rather long time and a great deal of effort. The allegory refers specifically to the need for what it calls a period of habituation for acclimating ourselves to what is encountered on the climb. This is consistent with the many statements in the Pyramid Texts that urge the central figure to rise, to continue on, to do what is difficult for an ordinary person – such as fly. Both sets of text make no secret of the difficulty in reaching the higher levels of experience. The texts speaks of the fact that in one state it is very difficult to appreciate what might be encountered in the others; the very objects accessible to sight are seen entirely differently in the different situations, so differently that experience in one state is insufficient preparation for understanding what is seen in others. To reach a "higher" state from that which determines our present outlook clearly requires a considerable effort of understanding and tolerance, both towards ourselves and towards others with whom we may be related. 

 

The allegory states in several instances that movement from the dark to the light is both painful and dazzling, so much so that it is questionable if it could be undertaken voluntarily by ordinary man. Plato suggests that the act could be undertaken only under duress or being forced by some outside power, perhaps an event or condition that might lead us to recognize an inner sense of great need. 

 

It is even suggested that if the possibilities were introduced without this help from our circumstances, and if we were able to apprehend it under ordinary conditions we would rather kill the urge than obey it. This follows the situation of Parmenides being drawn by forces both internal and external. Such dramatic language is not easy to appreciate until one encounters the resistance in oneself, such as our resistance to a re-interpretation of symbols with which we have been raised or have lived with for a long time. 

 

But the allegory doesn’t stop with the scenario of the person appreciating the highest levels of existence as represented by the image of the Sun. Plato goes on to discuss what would happen to the same person brought down again into the cave among the former fellow prisoners. What had been experienced in the bright light of the full strength of the sun would now make it impossible for the person to see and identify the shadows as well those who remained in the cave. The person would be laughed at and counted as one who had lost their sight if the person tried to tell them about it, and they would all conclude that it was clearly not worth even to attempt such folly in an ascent. In fact, they would actively resist exposure to the new interpretations. As Plato puts it, "If it were possible to lay hands on and to kill the man who tried to release them and lead them up, would they not kill him?" What is more, the person’s situation, having returned to their former world of illusion would be worse, not better.

 

"Do you think it at all strange if a man returning from divine contemplations to the petty miseries of men cuts a sorry figure and appears most ridiculous, if, while still blinking through the gloom, and before he has become sufficiently accustomed to the environing darkness, he is compelled in courtrooms or elsewhere to contend about the shadows of justice or the images that cast the shadows and to wrangle in debate about the notions of these things in the minds of those who have never seen justice itself?

 

"A sensible man would remember that there are two distinct disturbances of the eyes arising from two causes, according as the shift is from light to darkness or from darkness to light, and, believing that the same thing happens to the soul too, whenever he saw a soul perturbed and unable to discern something, he would not laugh unthinkingly, but would observe whether coming from a brighter life its vision was obscured by the unfamiliar darkness, or whether the passage from the deeper dark of ignorance into the more luminous world and the greater brightness had dazzled his vision. And so he would deem the one happy in its experience and way of life and pity the other, and if it pleased him to laugh at it, his laughter would be less laughable than that at the expense of the soul that had come down from the light above....[9]"

 

One of the principal attractions of Plato’s work in the current context is that it uses images from an everyday level of experience to cast additional light on states that are removed but that can be recognized in our ordinary life. It thus provides important further perspective on what is needed to bridge the gap that separates our ordinary life from other levels of understanding. Plato states in the very beginning of this dialogue that in developing his ideas he is not intending to describe man's situation in the exterior world, so much as using the imagery of social and political situations to enlighten our understanding of what takes place within us (emphasis added), when we are able to pay attention. The imagery captures much of what we can discern about our confused, lack of understanding between the vastly different states within ourselves - see Row 2 in Table 2.

 

In keeping with the theme of the creative irrational being “beyond reason”, Plato’s Allegory of the Cave presents us with a description of human life that is far beyond food, shelter and procreation. He presents a model of human existence that includes higher levels, each requiring effort and habituation to appreciate as well as a necessary return from full experience to assist our fellow “prisoners”.  Perhaps because of the great difficulty of seeing how these infrequent, hence unfamiliar insights depend on us, many religions have implied that they arise outside of us, in a consciousness that exists independently of us. In such a case insights might only be activated in special conditions of need, such as we presented in Chapter 1 regarding the car accident or the encounter with the aged “Mi’kmaw” woman.  Perhaps it is possible from comparable states of prayer. We do not wish here to enter into a debate on the impartiality or reality of religious beliefs. However, if we treat all such statements as symbolic in the same sense that the allegory of the cave is told, we might be able to agree that images of external influences are speaking of externality in the sense that they are external to our exoteric sense of reality. For instance who or what would force the prisoner to break their shackles and turn to the burning bright light of the fire at the back of the cave?

 

But is the same true for our esoteric parts? Such interpretation is consistent with the theory that they arise through an innate commonality of our individual unconscious. We can at least conclude that we seem to harbour within us a knowledge of influences and functions that are properly the characteristics of another level of being. For our level, however, they are the "secrets" told to initiates.

 

What matters most at the moment is to recognize that because of the way new understanding arises and works in us, certain ancient, traditional stories can be seen to have been deliberately intended to use metaphor and allegory to appeal to personal experience as the primary means of conveying the meanings of questions of quality and value. In this way, our new understandings may often seem to be a rediscovery of what has long been known. The insights provided by the ancient stories can nevertheless be seen as in some way essential to the continued development of the sense of coherence and unity that we individually seek. They contain influences that do not appear under the ordinary processes of learning in a context of an orderly elaboration of knowledge of external things. The sense that there is a direction towards a higher level of values in civilization, a change in level that might also be likened to our wish for objectivity, seems to depend on the existence within us of this common capacity to use characteristics to discriminate between levels of comprehension. It appears as a mode of knowing that we learn about in special circumstances and that may be evoked in metaphor.

 

Whether we accept the later views of Philo who thought that only a select few humans can attain the higher levels of connection with the divine[10] or the view of Saint Paul that all may reach the kingdom of Heaven, there is certainly agreement of the existence of higher spiritual levels in the spirituality spectrum. 

 

 

 

So we are dealing with a sphere of human interest that is not well communicated by common language. Throughout the history of human activities we have had to resort to metaphor and allegory to try and address our higher interest. Of course the greatest difficulty is that the lesson may be taken literally – missing the whole point of the artistic creation. As might be expected from the Egyptian lineage of Plato’s ideas, it is relatively easy for us to draw equivalence between the various levels found in each of the two traditions (Table 2). Each culture presents their understanding in different ways. It may also be expected that the representation of levels found in the Classic Greek version seems more approachable. The symbolism of fire, shadow and the sun connects more easily with our modern sensitivities than human-headed birds, disembodied hearts on scales and crocodile-headed gods. Yet the insights are the same: there is more to us than we normally attend to. 

 

 

Intellectual Principle – Plotinus

 

Plotinus, circa 200 CE, was a Neo-Platonic philosopher writing about 800 years after Parmenides[11]. His major works entitled the “Enneads”[12] developed ideas of levels of existence that included the soul (Psuchē), the Intellectual Principle (Nous) and the highest level of the One (Monad).  The third line of Table 2 names the levels according to the Plotinus. While his philosophy is linked to Plato, he is likely to have been influenced by Philo and the early Christian authors[13].

Plotinus believed that, “Everything leads to the One”. The One is the indivisible “All” containing the foundation of everything.  Below the One he identified a number of levels of existence showing increasing differentiation as they occur lower in the scale. The key challenge of life according to Plotinus is to find within the highest existence, the Nous, that has been variously translated from Greek as the Intellectual Principle, Divine Mind, Logos or Order. Although Plotinus’ writings are not as widely recognized today as Plato’s, they have greatly influenced many of the Western World’s religions and Christianity in particular[14].

 

In light of our discussions regarding the different levels of phenomena in our daily existence, and the creative irrationality in seeing beyond our common experiences in our inner world, we can with effort still approach the terminology of Plato or of Plotinus. Thus, for example, perhaps without directly experiencing what the ancients called a Soul, or being able to identify exactly what was meant by Spirit, we are still in a position to recognize in these expressions hierarchies of phenomena in the inner world that do not differ in principle from levels in the hierarchy of phenomena described in exoteric models. In this way we can, for example, be prepared to appreciate the intent of Plotinus’ terminology. We can understand such terms to describe what he has detected as the levels or stages of ascent in inner spiritual transformation, rather than immediately dismissing them as either personal or “merely” metaphysical abstractions. By realizing the analogy with our own models of exoteric hierarchical structures, we can begin to contemplate the possibility of structures in the inner world that, while inaccessible to us in our ordinary conditions, are nevertheless phenomena that can be appreciated by us from their description by Plotinus.

In his presentation the Nous is the God within us that is simply a part of the indivisible, ever-present Monad. Plotinus speaks of the essential attraction of that part of us, the Nous, towards the all-present Monad.  In his words:

 

“Any that have seen know what I have in mind: the soul takes another life as it draws nearer and nearer to God and gains participation in Him; thus restored it feels that the dispenser of true life is There to see, that now we have nothing to look for but, far otherwise, that we must put aside all else and rest in This alone, This becomes, This alone, all the earthly environment done away, in haste to be free, impatient of any bond holding us to the baser, so that with our being entire we may cling about This, no part in us remaining but through it we have touch with God. Thus we have all the vision that may be of Him and of ourselves; but it is of a self-wrought to splendour, brimmed with the Intellectual light, become that very light, pure, buoyant, unburdened, raised to Godhood, better, knowing its Godhood, all aflame then – but crushed out once more if it should take up the discarded burden.

 

“But how comes the soul not to keep that ground:

 

“Because it has not yet escaped wholly: but there will be the time of scission unbroken, the self hindered no longer by any hindrance of body.”[15]

 

This sounds very similar to the experience that Philo witnessed and reported.

Plotinus describes the Monad as a non-duality state that permeates everything. Its emanations establish all lower levels of existence. These ideas were developed a hundred years before Constantine formulated Christian beliefs of an omnipresent God[16]. Christianity later corrupted the concept of an all-present God into a concept of a separate, identifiable father figure that oversees everthing. In the Renaissance, 14th to 17th century CE, this “ever-present” God even became represented as an external old man sitting on a cloud surveying a physical world (Figure 28).



Figure 28. An image of the “Creation of Adam” painting by Michelangelo on the ceiling of the Sistine Chapel in Vatican City[17].

Figure 28. An image of the “Creation of Adam” painting by Michelangelo on the ceiling of the Sistine Chapel in Vatican City[17].

 


            While recognizing that the pictorial representation in Figure 28 is a piece of art created to convey complex higher level metaphysical thoughts to a general audience, we must also see that it unintentionally actually presents a vision of a separation into many parts – human from God, sky from earth, higher from lower. Quite a distraction from Plotinus’ urge to find the unity in our being that represents the Monad.

 

            So what does Plotinus have to offer our search for the creative irrational in Greek philosopy? He specifically refers to our true nature as the soul or Intellectual-Principle that is a shared aspect of God. He makes an awkward analogy with the “love of a daughter for a noble father” who falls as a result of being lured by a mortal love. He says, “But one day coming to hate her shame, she puts away the evil of earth, once more seeks the father, and finds her peace.[18] We call this awkward because it still falls into depending on the duality of two separate and independent beings, father and daughter. Duality is a philosophical position that it is not easy for us to avoid. In the Western world we seem consumed by thoughts of good versus bad, you versus me, etc.

            

            Indeed Plotinus frequently espouses “love” as the driving force that underlies our desire for levels above the physical ordinary life. Elsewhere he expresses the shared components among God and ourselves as individuals.  He states:

 

“So it is with the individual souls; the appetite for the divine Intellect urges them to return to their source.”[19]

 

And

“It looks towards its higher and has intellection; towards itself and orders, administers, governs its lower.”[20]

 

The sharing of the aspects of God in ourselves leads us to a sense of loss in our ordinary lives and a desire to get back into contact with the higher. According to Plotinus, it is a shared love of a singularity that motivates us. Our preparation for this reconnection requires us to become disassociated from the distractions of our ordinary lives. The reconnection requires quiet preparation and waiting as well as the occurrence of God showing himself like an “eye waits on the rising of the sun[21].

 

            It is important to point out that Plotinus also recognizes our inability to stay connected with the higher.   He says:

 

   “Many times it has happened: lifted out of the body into myself; becoming external to all other things and self-encentred; beholding a marvelous beauty; then, more than ever, assured of community with the loftiest order; enacting the noblest life, acquiring identity with the divine; stationing within It by having attained that activity; poised above whatsoever within the Intellectual is less than the Supreme: yet, there comes the moment of descent from intellection to reasoning, and after that sojourn in the divine, I ask myself how it happens that I can now be descending, and how did the Soul ever enter into my body, the Soul which, even within the body, is the high thing it has shown itself to be.”[22]

And from a translation by Hadot, Plotinus states:

 

“Often I reawaken from my body to myself: I come to be outside other things, and inside myself. What an extraordinarily wonderful beauty I then see! It is then, above all, that I believe I belong to the greater portion. I then realize the best form of life; I become at one with the Divine, and I establish myself in it. Once I reach this supreme activity, I establish myself above every other spiritual entity. After this repose in the Divine, however, when I come back down from intuition into rational thought, then I wonder: How is it ever possible that I should come down now, and how was it ever possible that my soul has come to be within my body, even though she is the kind of being that she has just revealed herself to be, when she appeared as she is in herself, although she is still within my body?[23]

 

The attitudes developed in contemplating such testimonials can help us understand the intent of searches into the phenomena of the inner world by allowing the creation within us of a sympathetic impulse towards the sincerity of the messages they have undertaken to convey to our generations. Plotinus recognizes the need to connect with the higher as well as the inevitable return to the ordinary.

 

            He makes the point that the two states, the higher and lower, are naturally occurring and can be realized according to their circumstances:

 

“Souls that take this way have place in both spheres, living of necessity the life there and the life here by turns, the upper life reigning in those able to consort more continuously with the divine Intellect, the lower dominant where character or circumstances are less favourable.”

 

Critical to the distinction between Plotinian thought and the later Christian thought is the sense of who has access to the higher. In this quote the phrase “able to consort” strongly suggests that Plotinus saw a distinction between individuals who were prepared and able to access the higher and those who did not or could not access the higher. This is quite different from the modern Christian view espoused by Saint Paul that everyone who undergoes the process of baptism can expect access to the Kingdom of Heaven[24]. This distinction between those who expended significant effort and work and those who gain “entry” into heaven through a short, once in a lifetime ceremony certainly would have been seen and appreciated by Nietzsche.  

 

So to summarize, Plotinus saw in us a portion of the unified God that longed to extend beyond our physical body and return to a communion with the Higher. Individuals are required to see themselves, develop a calm, quiet waiting posture and be prepared for when the unity of God presents itself. The answer to the question of “why awaken?” found in Plotinus’ teaching is that we inevitably hold a share of the indivisible, ever-present Monad within us. With time, effort and patience, our work in our ordinary life opens up the possibility of seeing this part of the Monad in ourselves and calls us out of our limited, unsatisfactory lives to the higher. Returning to the quote that we have presented in the “Introduction” of this book, he spoke of the attraction of ourselves to the higher with these words: 

“I am striving to give back the Divine in myself to the Divine in the All”[25].

 

 

Consistency in the Creative Irrational of Greek Philosophy

 

The shared themes of Parmenides, Plato and Plotinus for a necessary departure and return to normal life are key. Parmenides was dragged away by “mares”, instructed by external powers and ordered to “carry it away”. In Plato’s Allegory of the Cave what constitutes our awakening involves moving from the dark to stare into the sun before returning into the cave. He explicitly addresses the need and the challenges that a returnee faces upon descending back into the cave after acclimating to the bright light of the sun. The “Allegory of the Cave” doesn’t deal much with the reasons why a person would go through the pain and suffering of moving up and out of the cave to look directly at the bright sun. Following that difficult challenge, he doesn’t suggest a reason for a person’s actions in leaving the sun behind and returning into the depths of the cave in an attempt to unshackle those remaining in the shadows. But both the exit and the return seem essential parts of the process. Finally in our presentation Plotinus, in this same lineage of thought, refers to awe of experiencing Monad and the inability of the individual to maintain such a connection. One must inevitably return to “real” life. The distancing and return to normal life seems to be a part of a completing process in a full cycle of reaching for Being and then returning again to one’s usual existence.  Whereas there appears to be a deep-seated longing required for an individual to strive for higher consciousness, the return in our long-term personal development is also required by these philosophers as being obligatory.  The whole concept of such movements highlights the creative irrational of such great and influential thoughts in the development of Western culture.

 

Although we present this creative irrational as something intrinsically human, it is obvious that its strength varies greatly and its full potential is only ever realized in a very limited number of individuals. It is not clear from the Greek writings whether they were addressing something realized by a few select dedicated individuals or all humans. As reported by Plotinus, the difficult and fleeting ultimate goal of the creative irrational in connecting with the “ever present” occurs rarely and requires individual preparation and work to become open to the opportunities when they present themselves. Using a Christian phrase it is said that, “many are called but few are chosen.” Thus we do not present the creative irrational as a recipe for the attainment of higher consciousness, but as a potential work aid to help focus our attention on the internal more-than-personal movements within us.

 

            In summary, we appreciate from the points of view presented by Parmenides, Plato and Plotinus that they were struggling to provide insights into a process of individual development that while clearly irrational, is incredibly powerful in forming a human connection with the more-than-merely personal. All are obviously dealing with life beyond rational normal day-to-day existence towards the higher levels of existence and Being. All of them allude to a natural process of longing to be reunited with something that is more-than-merely-personal, something that is more than ordinary for most of us as individuals. Plotinus specifically points out that we are a part of something that is all encompassing in our world. The higher levels draw our interest in rejoining the higher. Parmenides made the point that there is great reward in experiencing the life at the edge of existence. But his view is that our initial encounters with the higher are unsustainable in our regular being. The creative irrational is a part of our existence; a longing for something that is beyond our ordinary lives, something more-than-merely personal in our consciousness.

 

———————— Chapter 7: A Modern Allegory of the Spirituality Spectrum: The Gurdjieff Work ————

 

————————- Table of Contents ——————————— 

 






[1] https://en.wikipedia.org/wiki/Thales_of_Miletus

[2] https://en.wikipedia.org/wiki/Solon

[3] Kingsley, P. 2003. Reality. The Golden Sufi Centre Publishing. Inverness, California.

[4] https://en.wikipedia.org/wiki/Parmenides

[5] Kingsley, P. 2003. Reality. The Golden Sufi Centre Publishing. Inverness California.

[6] Kingsley, P. 2003. Reality. The Golden Sufi Centre Publishing. Inverness California.

[7] Hamilton E. and H. Cairns. 1980. Plato, The Collected Dialogues, including the letters. Bollingen Series LXXI. Princeton University Press. Princeton. 1743 pp.

[8] Hamilton E. and H. Cairns. 1980. Plato, The Collected Dialogues, including the letters. Bollingen Series LXXI. Princeton University Press. Princeton. 1743 pp.

[9] Hamilton E. and H. Cairns. 1980. Plato, The Collected Dialogues, including the letters. Bollingen Series LXXI. Princeton University Press. Princeton. 1743 pp.

[10] Sandmel, S. 1979. Philo of Alexandra: An Introduction. Oxford University Press. New York.

[11] https://en.wikipedia.org/wiki/Plotinus

[12] MacKenna, S. 1992. Plotinus The Enneads. Larson Publications.

[13] https://en.wikipedia.org/wiki/Philo

[14] http://en.wikipedia.org/wiki/Plotinus

[15] MacKenna, S. 1992. Plotinus The Enneads. Larson Publications. IV.9 (9-10)

[16] https://en.wikipedia.org/wiki/Constantine_the_Great_and_Christianity

[17] https://en.wikipedia.org/wiki/The_Creation_of_Adam

[18] MacKenna, S. 1992. Plotinus The Enneads. Larson Publications. VI.9.

[19] MacKenna, S. 1992. Plotinus The Enneads. Larson Publications. IV.8.4.

[20] MacKenna, S. 1992. Plotinus The Enneads. Larson Publications. IV.8.3.

[21] MacKenna, S. 1992. Plotinus The Enneads. Larson Publications. V.5.5.

[22] MacKenna, S. 1992. Plotinus The Enneads. Larson Publications. IV.8.1.

[23] Hadot, P. 1993. Plotinus or The Simplicity of Vision. M. Chase (trans.). Chicago. University of Chicago Press.

[24] https://en.wikipedia.org/wiki/Paul_the_Apostle - Basic_message

[25] MacKenna, S. 1992. Plotinus The Enneads. Larson Publications. Page 2.

Chapter 5: The Egyptian Bodies of a Human

            For more specific information about our concepts of the creative irrational and spiritual we begin with Ancient Egypt. Its literature was created about 5,000 years before the present but must have been well developed previously to have been so completely and eloquently captured in the writings. What did these cultures attempt to capture in their early writings? What were they trying to represent? What could Egyptian higher knowledge be dealing with? What would be of most importance for them to capture in this newly established form of communication: writing? In their literature they wrote explicitly about the creative irrational experience of the different levels of human existence[1].  Amazingly we see them dealing with distinctions between our different bodies, a fact that is clearly represented in the earliest of human written literature in the Pyramid Texts!

 

            Before we get into the specifics of the Ancient Egyptian view of the bodies of a human, there are a number of continuing modern day misunderstandings about Ancient Egypt that need to be addressed to allow an appropriate appreciation of their writing. It is first of all to point out that there is a false perception that the culture was solely concerned with death and the dead. As in the modern Christian world with its tombs, graveyards and cemeteries, they definitely created structures associated with their treatment of the dead. But it is critical to recognize that the pyramids are not tombs. While a number of Egyptian pyramids contain sarcophagi, it is questionable whether these ever held the mummified bodies of humans, as all of the tombs did. Like Christian cathedrals, which may contain the tombs of saints and other significant individuals, we need to consider that pyramids likely had purposes other than simply to house a few dead bodies. 

 

            To this end it is important to recognize that of the 100s of pyramids build in Ancient Egypt only eleven contain the collection of verses known as the Pyramid Texts. These texts are an extensive collection of verses or recitations carved onto the stone walls, gables and ceilings of eleven of the some of these oldest great pyramids. They were built earlier than the well-known Giza Pyramids that start around 2,500 BCE[2] and were located further south in Saqqara, Egypt[3]. The texts that they contain form the first complete recorded literature in human history. But the fact that they are presented as a complete, single extensive theme indicates that the thoughts and concepts that they represent had long been in development  - over centuries -preceding the construction of the pyramids themselves. The hieroglyphics are beautifully carved and provide an extensive and detailed text. There is no question that they represent the result of an incredible effort of development and execution by the culture.

 

            There is a second misconception of the Pyramid Texts that stands in the way of fully appreciating the knowledge that they contain; it is represented in the impression left by some early would-be students that they are only a collection ofsuperstitious “spells” intended to help the “deceased” develop in the “afterlife”. This problem arose at the very beginning of their discovery. The early investigators of the culture began their studies under the impression that Ancient Egyptians were a “primitive” people. About the time of publication of Darwin’s Origin of Species concepts of social evolution and a belief in the continual improvement of human cultures was developing. Thus a 5,000 year-old culture would be considered as necessarily primitive compared to the “new” thinking of the 19th century. Moreover, these early explorers would have been Christian with all of the preconceptions of the sole authority of Christianity. Declaring the texts as magic was consistent with the approach of Christianity towards foreign cultures and allowed these “new” explorers to maintain their superior attitude[4]. While they actually did great things in exposing this new world of the lost Ancient Egyptian culture, they also did a great disservice to the subtle and complex higher understanding and impeded acceptance of what this incredible culture would be able to teach them. 

 

            One final challenge to appreciating the Pyramid Text lies in the actual translating and presenting of their messages to our modern day understanding. Without a doubt what is written is in a highly abbreviated and stylized form by a people with a potentially much different mind-set from our own.  To get an insight into such challenges, we present here an example of a recitation carved onto the inner surface of the Pyramid of Pharaoh Pepi I, 2332 – 2287 BCE:

 

Someone has gone to be with his Ka;

Osiris has gone to be with his Ka;

Seth has gone to be with his Ka, 

Eyes-Forward has gone to be with his Ka;

Pepi has gone to be with his Ka.

Ho Pepi! You have gone away that you might live; you have not gone away that you might die.

You have gone away that you might become Akh at the fore of the Akhs, take control at the fore of the living, become Ba and be Ba, become esteemed and be esteemed.[5]

 

 

            In this one single recitation we encounter references to what are three incredibly important concepts related to the bodies of a human:  the Ka, the Ba and the Akh.   While many of our readers may have encountered these words we ask their patience in readdressing what may seem familiar. Like translations from any language, we find it takes some effort to fully understand them.  Can we discern what they might mean to a modern reader?

 

            But in spite of all of these challenges, there an undeniable advantage in exploring the concepts and knowledge of the Ancient Egyptians over the constructions of the hunter gatherers of Göbekli Tepe. We can actually see and read their written words. We present here in Figure 21 a photograph of an alternative, shortened version of this same recitation from another pyramid, the Pyramid of Pharaoh Unas, built circa 2,500 years BCE. In this instance the recitation is translated by Allen as:

“Someone has gone to his Ka;

Horus has gone with his Ka; Seth has gone with his Ka;

Thoth has gone with his Ka; the god has gone with his Ka;

Osiris has gone with his Ka; Eyes-Forward has gone with his Ka

You too have gone with your Ka.[6]

 

Or as translated by Brind Morrow:

Go go with his spirit (Ka)

Go wild dog with his spirit (Ka). Go Thoth.

Say this four times:

Consecrate the fire with his spirit (Ka)

Go holy falcon with his spirit (Ka)

Go Osiris with his spirit (Ka)

Before the eyes of the holy falcon of old

With his spirit[7].                                        

 

 

Figure 21. Screen shot of Recitation 20 from the Pyramid of Unas dealing with his Ka[8].

Figure 21. Screen shot of Recitation 20 from the Pyramid of Unas dealing with his Ka[8].


            The purpose of showing the image of the text is in no way intended to expect the reader to translate the text for himself or herself.  Rather our intent is to show how different the Ancient Egyptian text is from modern day English, and thus to highlight both the challenges and advantages of working with such material. For present purposes, we only invite the reader to note in scanning the photo that it is possible to easily recognize a number of key hieroglyphs, such as the two upraised arms that represent the Egyptian concept for the Ka, that occurs repeatedly in this translated text.  The Pharaoh’s signature cartouche is also found a number of times in the encircled oval in the image. The hieroglyph for Seth with his squared-ears and upraised tail is also evident. But the question is how do these simple images get turned into the translations that we are presented with in English?

 

            While there have been many translations of the Pyramid Texts by various authors over the years[9], a recent publication by Brind Morrow[10] does a marvelous job at presenting and addressing a direct approach to the Pyramid Texts. She provides what she calls “a new poetic translation and interpretation” of the Pyramid Texts from the pyramid of the Pharaoh Unas[11]. Her work helps us to better understand and appreciate the impulses and broader values held and developed by our predecessors. Her careful poetic and mystic approach to the material exposes us to an incredible level of sophistication and clarity that requires patience and work from us before we are able to give them appropriate meaning in our language.

 

            In her book, “The Dawning World of the Mind”, Morrow presents us with what she calls the “poetic rediscovery’ of the impulses and influences that led to the writing of these ancient and well-known but not fully appreciated texts[12]. Her enquiry is usefully supported by many photographic reproductions of extracts of the hieroglyphs from the texts. Her publication shows remarkably clear, detailed pictures of the inscriptions from throughout the passageways, ceilings and sarcophagus chamber, which is itself a treasure for study.  Her approach to the texts, both in their layout, depending on their location in the pyramid, and in their shamanic tone is consistent with the interpretations provided previously by Naydler[13]. In Brind Morrow’s book we are presented with remarkable efforts of transcription and translation that strengthen our appreciation of the spirituality theme as opposed to the false funerary “spell” interpretations.  The clarity and complexity of her results guides us to a more genuine entrance into a multi-level of sophistication in interpretation.  It also reassures us that we are being guided to taste, even savour, a level of understanding that for the first time is being made available to us from these ancient texts. They are presented to us with a direct insight into how these “ancients” perceived our world. They present us with an exposure that can only excite our own, relatively feeble understanding of the potential for transcendence beyond any ordinary level of understanding.  Here is a direct demonstration of the many dimensions that have been re-found and made available to us through her seemingly newly discovered appreciation of what is often called the “beyond”. 

 

            Brind Morrow interprets the hieroglyphs from many different points of view. She explores various literary tools such as the alliteration, use of puns and onomatopoeia.  She gives us images with repeated interpretation and comparison of the results with those at various other locations in the pyramid. It all gradually builds for us an image of their hidden meanings. Comparisons and interpretations that were made necessary as she observed them in relation to what is observed in the sky, add a dimension to our understanding of the night sky that has shined above human heads since the beginning of time.  We are led initially to observe easily recognizable stars such as the important Sirius and the North Star as well as groups of stars Orion, Taurus. The scene includes the large “Milky Way” that glows in its broad band of bright and dimstars that stream across our nighttime view.  From that point of beginning it becomes possible to assemble a concept of how this “on earth” scene appears to viewers who can picture themselves at higher levels of existence in the night sky.  Only gradually are we led to understand something that while it appears to have been well-known, may actually be new to us - because of our failures to be able to see it in its wholeness - in such a full complexity. We can begin to be able to see it on the broader scale on which this whole back-drop must be understood; but it requires patience and study from us.  

            

            We come to appreciate these concepts only if we patiently watch and remember the sequences of the rising and setting of the complex constellations and the immense scales on which this apparently intimate scene can really be understood.  We may even come to appreciate how the early observers began to place their perceptions and ours in the context of how our own true natures can appear as the base from which the really vast scales of interpretation that are being identified and shown to us are revealing this whole set of virtually multi-dimensions of existence at one instant.  All this, that we only gradually become able to see, comes to us so unexpectedly from this marvelous Ancient Egyptian text from the beginning of the written word. It is as a virtual testimonial of our own present ignorance or at least unknowingness.  Here, in this most ancient of the texts presented within the depths of pyramids of a period as old as 2,500 BCE, more than four and a half thousand years before we are here to try to understand it. It is, to us, a highly original inscription of texts that appear almost miraculous in their meaning and their tone.  Only now are we coming to fully appreciate the vast time and space scales of the phenomena that the ancients had understood and apparently wrote about or illustrated in a fashion that allows our modern scholarship to open for our contemplation.  There can be no misunderstanding of the vastness of the scope on which this ancient writing is now made known to us and has become available to be understood by us through these discoveries. 

 

            As Brind Morrow found, these writings from Ancient Egypt, show us how lacking in imagination and vision other translators  have been, and how long it seems to have taken our society to learn of the need for the long time required to prepare ourselves before we can overcome the false superiority we have felt as we gradually come to understand how primitive were our own beginnings.  It gradually becomes possible for us to appreciate the near transformation of our own level of knowledge and understanding that is required to allow us to catch up to what we thought was known many years ago. 

 

            The sheer immensity of this task makes us begin to appreciate the role that poetry and vision can yet play as one begins to understand the importance of the title of her work “The Dawning Moon of the Mind”. Such a “dawning” alone permits us to come to a true unlocking of the Pyramid Texts, as true as we are likely to be able to appreciate, unless through her insight. We must find the unlocking of our own minds that has been necessary in order to allow us to enter the mind that in theory has been available for nearly 5,000 years but in fact has only now been opened to us on scales of perception that we rarely have been given the grace to comprehend.

            

            Let us look at one example of her insights. We believe that it highlights how her work can provide a fuller detailed description of the state of the Universe, and ourselves, from which this poetic, metaphoric, mystic perspective arises. In this process we turn to a word that Brind Morrow uses often in her treatment. We wish here to attend to the meaning of the word “tantric” that been generally misunderstood as originating in India, but is found in the worldview of the Ancient Egyptians. It is derived from two words of the Egyptian: “ta ntr, which has the meaning of “your land” or “sacred ground”[14]. This “land” is in fact the whole of the Nile delta from its source in the hills of the southern highlands of the Nubian region where we find the source of water and nourishment on which the whole of the Nile River and its Ancient Egyptian civilization depended. 

 

            The whole mystical story begins to unfold on the West Wall of the Entranceway into the Pyramid of Unas. It contains vivid descriptions of the physical world that are introduced as “primary forces in the night sky” in motion[15]. The rotation of the skies around the axis mundi terminating at the North Star marks time for humans. This turning of the sky is what Brind Morrow describes as “the unstoppable rising of the water” to the greening force of life rising on earth. The force of this water-flow is then conflated with the generative seed or semen, “the rising force that brings life”.  This sets the context for human existence in the stars and universe. There are many images of nature presented in the recitations. There are snakes, crocodiles, falcons, etc., etc..  Check Figure 21 above to see numerous birds represented in that recitation. But this is not a documentation of the nature and ecology of the Nile valley. It is not superstitious babble of ignorant people. After all they are contained within some of the grandest constructions ever made by humans. These selected images of nature require reflection and appreciation. As one example we may take the “crocodile”.  Definitely this species was well known to the Ancient Egyptians living in the environs of the Nile. But in the Texts it means much more than the animal species. It is representative of something more: something that is much more key to the full expression of life and human existence. Here the word for “crocodile” is introduced as the serpentine life force:  pure brilliant light, iabu in Ancient Egyptian, burning, shining light, the animating force of the energy of life. As Brind Morrow puts it, “this energy as it exists in the body is not only conjured but mapped.”  The crocodile shares visual traits of the curving snake. It shares the metaphysical traits of curled potential for quick striking energy. This is a masterful interpretation of the use of items in the natural world, the crocodile and serpents, to capture and express layers of understanding and experience that are available to humans. Such a methodology is key to appreciating the form and structure of the Texts.

 

            The text continues on the East Wall of the Entranceway. As it continues, the theme now turns the attention away from the outer body to the inner body.  The life force that can be seen in the sky above and in the water below is now to be found “within”. As Brind Morrow points out the language of this initial idea is clear and precise. Then it begins with a recitation dealing with the Generation of the Light Body:

                        

                        Unas becomes the primary serpentine life force

                        That absorbs his seven serpents

                        That manifest as the seven yoked attributes of his seven vertebrae

                        Nine times three sanctified attributes obey these words

                        Unas comes back as he absorbs myrrh, he receives myrrh

                        He is blessed with myrrh, he is brought back with myrrh

                        Unas takes on your power sanctified attributes

                        As he turns he yokes your spiritual faculties.[16]

 

 

            She finds in the text recognizable instructions. They support our contention that this is ritual text. It performs a ritual purpose the mapping of energy of internal serpents, a mapping that recognizes the esoteric physics of tantra.  It employs the serpent metaphor an “esoteric” schemata of energy in the body arranged in seven primary chakra nerve centres. 

 

            This is, of course, a bare but striking example of the purposes of the Pyramid Texts that we are trying to understand as evidence for the creative irrational. It takes us into the realm of ritual prayers and spirituality that can lead us towards our aim of understanding the way towards our own purpose, better serving our own present aims of self-knowledge and self-understanding.  It leads us toward a new understanding that can hardly come to us without the intermediary of the talents of a modern poet linked so realistically yet imaginatively to the truly almost overwhelming visions recorded by the very first writers of literature.

 

            Brind Morrow’s transcriptions and translations present aspects of the Ancient Egyptian culture that broadens our understanding of their creative urges that includes that remarkable human phenomenon that we call a “sense of humor”.  Much needs to be appreciated about this early and ancient civilization before we can aspire to fully understand its level of sophistication. What do we understand as the elements that have led us beyond the level of necessity for food, shelter, procreation and immediate pleasures towards what we find expressed in various activities that we group under the general terms “art and architecture”?  A study of these activities can lead us to appreciate the importance of the new directions that were experienced and are displayed by what we believe to be the creative need for a broader and new perception of this world that they help us articulate.

 

            These primary themes of the Pyramid Texts concern the various states of human existence. Texts a thousand years later, circa 1550 BCE, written on papyrus entitled “Book of Coming Forth by Day” or “Among the Stars at Dawn”[17], more often incorrectly referred to as “The Book of the Dead”, are quite derivative of the themes found in the much earlier Pyramids Texts. Together the Pyramid Texts and later texts present supporting concepts concerning the different states of human existence. As we have presented in the quote above, throughout the Pyramid Texts the person is often advised:

 “You have not gone away dead; you have gone away alive.[18]


or as translated by Brind Morrow:

O Unis you will not go on to die, You will go on to live.[19]

 

            The outstanding feature that attracts our attention in Morrow’s book is what we term its capturing of the creative irrational. It is striking that the incredible building accomplishments of the Ancient Egyptians realized in their pyramids are tied to an esoteric text that deals with much more than the day-to-day concerns of the society.  Yes, they built storehouses for grain. Yes, they built palaces for living in. They even built temples and tombs, but without a doubt they saved their most impressive structures for their pyramids.  We need to recognize that they are, as are we, dependent on the higher beliefs that we must come toward if we are to appreciate the full breadth and depth of life to encompass beliefs beyond the necessities of biological existence that have directed us to this point. 

 

            We see this Pyramid Text as the first written expression of the creative irrational leading to the spiritual. We, and others, see the Pyramid Texts as recitations, closer in nature to the purpose of Christian prayer, to be used by an initiate or aspirant to assist in their own internal development of Being. We see them as dealing metaphorically with the Ancient Egyptian understanding of our personal development and striving during life. The Pyramid Texts present one of the clearest and most explicit representations of the different levels of being within ourselves. Without a doubt we are dealing with what Brind Morrow says is the “earliest historical religious system”. It is now time to see what this system says about the bodies of a human.

 

 

The Bodies of a Human

 

            Throughout their writings over the thousands of years of Ancient Egyptian culture, there are many references to the different facets of human existence. The texts identify these facets with specific forms or “bodies” of humans. The characteristics of these bodies are most often presented by way of descriptions of the events in which they are involved. That is, they are not so much presented as a succession of bodies that can be entered one after another by an aspirant, as they are internal perceptions of a set of qualities of feeling and sensations that need to be found and allowed to develop by the “being” and can only be passed through by the expenditure of appropriate effort. As one important example, in an often-used theme where the initiate or central figure addressed in the recitation takes on the form of the resurrected god Osiris, the aspirant undergoes extreme changes in state before approaching Osiris in the Duat[20]. This person then takes on a new name, “Osiris”. This is indicative of a new state of being "re-membered,” as was Osiris by Isis as she found and reassembled his scattered parts[21]. In our reading of the literature it is difficult to distinguish the aspirant from the god named Osiris. This may be a result of the translation challenges from a 5000-year-old language into modern day English or it may be a deliberate technique used in the original to assist the reader not to become overly concrete in their understanding of these complex and ephemeral concepts. Nevertheless the further transformations of this body constitutes a progressive realization of the nature of the various bodies through which the literature implies that the arising of eternal life is to be comprehended. This is one of the most remarkable examples of the creative irrational in the history of human worldview. 

 

            The studies of levels of existence began in what the Egyptians called “the Al Khemi”[22] or alchemy. In fact the word alchemy itself derives from the Egyptian word Kemit, which refers to the Black Earth, the farmable soil of the Valley of the Nile. The study of alchemy was said to have been taught to humankind by the Ancient Egyptian neter of wisdom Djeuti, better known by the name Thoth as he was called by the later Greeks. In time this same neter, Djeuti, began to be known by the Greeks as Hermes Trismagistus.  The terms body, soul and spirit as levels of being were commonly used in philosophy and religious studies in the form of the alchemical teachings that were especially well-known during the Middle Ages of Europe. Here we are more concerned with their origins of writing in The Pyramid Texts. As can be seen in the example shown in Figure 21 and in Brind Morrow[23], the words body, soul and spirit are never explicitly used in the Ancient Egyptian hieroglyphic texts. We adopt them here as a structure on which to illustrate our understanding of the tradition that can be seen in what has survived from them through the millennia down to our present day. 

 

            In fact the Ancient Egyptians recognized a higher resolution of the different human bodies that one can experience within oneself. We present them here as:

The Physical Body – the Khat and the Sahu

The Soul – the Abu, the Sekhem and the Ka

The Spirit – the BaKhaibit and Akh

Fully Realised Human - Ra

 

            It may be difficult for us to differentiate between the psychological and spiritual contexts. We examined the attributes of the bodies as a means of using this scale to elicit a clearer recognition of the subtle observations of differentiation that need to be available in us for use to describe development in our own experience – distinctions and development that are not to be found in any other species - hominin or otherwise.

 

 

 

The Physical Body – The Khat and The Sahu

 

            The Egyptians distinguished two bodies at the level of what we call the physical body: the Khat and the Sahu. The first of these, the Khat, is perhaps best translated simply as the physical or sometimes carnal body. It is the material body that is destined to decay. Special chemical techniques of embalming were developed to preserve it. Chapter 17 of the Book of Coming Forth by Day refers to this as "the filth". Clearly, this is a body that is recognizable to us as that body that requires food, air, rest, etc. It is relatively easy to recognize in our ordinary states. It is of considerable symbolic significance to us, however, that in Egypt it was not represented simply as a body to be disposed of. They recognized in its materiality an essential base from which all else could flow. This point was especially emphasized in the ceremony called the "opening of the mouth", that took place at the time the preserved mummy was deposited in the burial chamber. The ceremony was regarded as necessary to allow the being that occupied it to have “communication” with other levels of being. We would perhaps not be amiss to interpret it as a symbolic recognition that finer functions of the body, particularly those associated with breathing and the formation of words, as well as the finer sensitivities lower in the solar plexus and abdomen, are always important in relation to the potentially higher levels of being found in it. It is likely that this physical body is that which can be found for any and all biological species in the world.

 

            The Sahu, or second body, while also an aspect of the physical body, identifies that particular part of it that gives it the power of sustaining life. It is thus called the "body that germinateth." It has been emphasized by Schwaller de Lubicz[24] that germination is not only a power that permeates a seed and begins the process of creating a living organic being, but it continue to operate as the seedling grows. The creative power represented by the Sahu can be metaphorically expressed by the mystical Golden Ratio and displayed as the Greek letter, phi, (φ)[25]. The Sahu gives to body the qualities that distinguish their expression as a whole body from the actions of the ordinary chemical compounds of which it is composed. The chemicals are reducible to earthly elements, but the body contains this remarkable property of self-promulgation and growth that is not simply liable to stagnation and decay. The science of biology offers a similar concept in its recognition of a part of the physical body called the "germ plasm". It consists of the cells that give rise to the sex cells, that are also seen to pass in a line of continuity from generation to generation, combining with similar elements from other bodies to convey both information and the "germ of life" to the progeny on which the continuity of generations depends. 

 

            In retrospect, it seems strange that science does not even suggest that there is any question about an additional indefinable quality of life associated with this special nature of the germ-plasm. This unique part of our body clearly represents the special qualities of the "everlasting". In the Book of Coming Forth by Day, the body that has the qualities of a Sahu is even able to associate with other souls, and to "have converse" with the Sahus of the gods. It therefore has qualities of the living physical body that are more available to those with a previously developed sense of our basically personal, hence unique, sense of being. A rough analogy might be the information on being that is passed on through the transmission of our DNA to our offspring that can persist in our lineage forever after the death of our physical body. It doesn’t take a genetic engineer to appreciate comments like “She looks just like her Grandmother!” or “Oh she has her Dad’s eyes!” An individual’s contribution of ½ of the DNA that passes to their children’s genetic makeup could potentially be seen as the Sahu’s ability to “communicate” with like stages or “levels” of being in others. Modern day genetics research has made us keenly aware of the Sahu body with our developing capacity for genetic engineering and manipulation of the DNA in living organisms.

 

            We see here an example of the advantages of conceptualization that are offered by the Egyptian texts. In our language we do not ordinarily distinguish this seemingly immortal germinating property of the Sahu as a separate property of "life", although it could legitimately be considered so, even in science. The limiting of our scientific concepts mainly to the material universe of "things," is thus made more evident through recognition of these fundamental and significant distinctions that our more usual habits of concept and language fail to make for us. The Egyptian view of levels of existence and Being begin to show something of the subtlety of attention that needs to be, and could be invoked, in relation to the real functions of our bodies that we so thoughtlessly take for granted.

 

 

 

 

The Soul – The Abu, the Sekhem and the Ka

 

            On the second level of existence that we shall call the soul, the Egyptians recognized three bodies: the Abu (the heart), the Sekhem (the image) and the Ka (often translated as the soul). They are perhaps to be thought of as psychical properties that relate to the physical properties of man. That is, they partake somewhat of the nature of the body while displaying additional special levels of sensitivity. They also have a certain independence from the physical body. What seems to us of particular value here is the further questions this raises about our usual assumption that what we perceive as properties of humankind are directly or entirely dependent solely on the material, physical body.

 

            The Abu in the ritual depictions of introduction to life in the “afterworld” is symbolized by the Egyptians as the physical heart of the body. It is treated by the texts as the seat of the power of life, or perhaps it would be more accurate to say that it is the seat of the attitude of our being to that power. For example, the Egyptians held it to be the seat of the arising of "good and bad thoughts" in living humans. We tend to associate heart with the origin of many of the finest sensations that arise in the course of our lives. What, for example, do we make of the feelings of transport that may be aroused by exquisite music? What is the source in us of the movement of appreciation of fine works of other art forms? In fact, the states in which we are cognizant of these factors may also be close to what we call "Love", that every school child learns to associate with the drawing of the heart. These well-known phenomena of our experience have a certain ethereal quality about them - feelings of lightness or transcendence. 

 

            The Egyptians had a strong recognition of the need for a balance in all factors of our being. Thus the heart is also seen as the seat of negative emotions or "bad thoughts". The enlivening feelings of love for another can easily become heartbreak and hate at the end of a relationship. On occasion we still speak of having a “heavy heart”.  The two aspects of the Abu, light and heavy, are qualities that we understand in common, even while we exist as seemingly separate individuals. They are functions that are tied to and dependent on the individual body. 

 

            If these contrary attributes, good and bad, are to be located in the heart, perhaps we too can understand why it is that the Abu is identified as the organ that is "weighed" in judgment. The Egyptians captured this concept in their representation of the “Weighing of the Heart” ceremony that is so dramatically illustrated on tomb walls and funerary papyri (Figure 22). The image shows a scale with the Abu on one side and the feather of neter Maat on the other side. According to the prayers repeated in the texts, the heart must be found to be lighter than Maat's feather if the "dead" person is to be acceptable in the "life" represented as the kingdom of Osiris in the Duat. Otherwise the heavy heart is fed to the crocodile-headed neter Ammit, the "devourer of the Dead". While the heart of the person might be heavy or light depending on their existence, the lightness of Maat’s feather is a constant unchanging standard against which it will be compared. Maat, neter of Justice and Truth, is an obvious direct symbolization of "abstract" qualities of one’s higher aspirations. The development of its qualities is clearly seen as something that is the responsibility of the incarnate person. It is beyond concerns with one’s body chemistry. It thus represents a property that is in the body but not necessarily "of" it. 

 

 

Figure 22. The Weighing of the Heart in the lower center of the scene. The Abu is on the left scale and the feather of Maat is on the right. Anubis steadies the scale on the right and Djeuti stands to the right of the scale recording the weight. The…

Figure 22. The Weighing of the Heart in the lower center of the scene. The Abu is on the left scale and the feather of Maat is on the right. Anubis steadies the scale on the right and Djeuti stands to the right of the scale recording the weight. The crocodile faced neter Ammit sits patiently behind Djeuti in the hope of devouring a “heavy heart”. The Ba bird can be seen as the human headed bird just above the scale with the heart. (Papyrus of Ani in the British Museum - https://en.wikipedia.org/wiki/Papyrus_of_Ani).


            It is important to remember that the scene of the Weighing of the Heart is a metaphor for ourselves. Each aspect of the image is full of meaning. Even the scale can be seen as a representation of our attention that is required to distinguish and weigh our moods against our knowledge of our higher aspirations.

 

            The second part of the psychic body, the Sekhem is more abstract, and is often translated as the "image." It seems to "personify" an essential view of character that may even appear in the statue of an individual, before as well as after death. This unusual idea may be recognizable by us in the correlation we often find to exist between the "appearance" of individuals, and what we call their "character" in ordinary life.

 

            The idea of the Sekhem seems to centre on aspects of our nature related to what we call “personality”, that are seen and recognized by others but are not the same as our view of ourselves. Similar questions arise in attempting to understand the relation of the characters in the ancient story of Gilgamesh and Enkidu[26]. By considering the “image” as a body we are reminded that self-knowledge requires that we need to learn to deal with a wholeness of our attributes. This is a conception that we find very difficult to have of ourselves, separate from our changeable moods. Yet we are sensitive to a corresponding more general level of existence by our experiences with our fellow human beings. Through glimpses of what is implied by the word "image", we may be able to recognize that our views of ourselves are almost always "partial".

 

            It is difficult to appreciate what further significance the Egyptians may have placed on this body, since the Sekhem seems at times to be a part that can leave the body and appear among the eternal aspects of man; that is, among the gods – that is on levels more-than-merely-personal. We recognize, again, an example of subtlety that pervades the texts and that needs to be appreciated if we are to believe that we understand the significance of the Egyptian literature for us. 

 

            The third of the qualities of the soul, the Ka, seems to hold out to us a curious blend of the literal and the abstract. It is represented in hieroglyphics as two arms with upraised forearms and hands (see Figure 21 above). Brind Morrow views the Ka as the “emanation body”[27]. The word has been recently translated as "spiritual essence," but is most often translated in scholarly works as the "soul," a term that raises questions about just what we mean by the word. A principal attribute of the Ka, evident throughout the texts, is its remarkable mobility and at least partial independence of the physical body. When paired with the twisted thread hieroglyph for “h”, Ka can be found in the word often translated as “magic”[28].  The Ka is represented as able to move about invisibly in the world, unrestrained by physical boundaries, such as walls or physical objects. In this sense our word, "ghost", invokes our associations more strongly than the term "soul". However, the Ka has subtle attributes that go beyond such simplistic ghostly designation.

 

            The Ka arises in the physical body or at least simultaneously with it, having been created separately but at the same time on the potter’s wheel of Khnum (Figure 23).  It apparently retains its essential separate "form" after death of the physical body. That is, it comprises a balance of all of the properties and sensitivities to be found in us. However, this state of the body does not simply exist, it requires maintenance. In Egyptian symbols, the Ka is dependent on a supply of the same "nourishment" as the living, physical body. That is not to say that the Egyptian beliefs are to be interpreted as a need of the Ka for chemical nourishment, although this has been the literal interpretation of the ritual inclusion of food and many other objects of everyday life in their tombs. The intention of such ceremonies seems to be symbolic recognition of the level of being that is our essential nature as an individual presence, and is dependent on the impressions or qualities that we are able to receive from our relationships to our environment, both external and internal.

Figure 23. Khnum seated on the right modeling the Pharaoh’s spirit on the potter’s wheel in the form of his Ka and Ba represented as two standing figures. The Ba is represented by the figure holding a bird in his hand. Both representations of the Ph…

Figure 23. Khnum seated on the right modeling the Pharaoh’s spirit on the potter’s wheel in the form of his Ka and Ba represented as two standing figures. The Ba is represented by the figure holding a bird in his hand. Both representations of the Pharaoh have hairstyles that are indicative of a young juvenile individual[29].

            The well-being of the Ka depends upon a nourishment that seems to take place through a form of self-awareness. That is, nourishment does not take place except when in the present moment we can have an impression of ourselves that we earlier called self-remembering. This is emphasized in the Egyptian symbolism by the idea that it is the Ka of the individual that meets the Ka of the god Osiris in the moments after the weighing of the heart. In this act, the “dead” person is also called Osiris and shares in his nature. Hence, in the literature of Ancient Egypt there are continual reminders that this aspect of existence depends on a special awareness of ourselves that is in accordance with the essential and special nature of the re-membered Osiris. There can be no confusion here between popular conceptions of a ghost-like continuance of a kind of ethereal personality, and the actuality of a sense of my own living presence, a life that exists in the rare moments when "I am", Being in the eternal NOW.

 

            Whereas the Ka appears to have a creation in a moment, it does seem to have a period of time external to the physical bodies where it is encouraged to move on, away from the physical body, up into the stars to join and be one with other surviving Kas. The Egyptians attributed special sensitive powers to the group of Kas that is referred to as “The Kas of the Ancestors.” They seem to be perceived in our world at the time in the morning just before the actual appearance in the sky of the disc of the sun. Similarly, this special place in the world of the neters, appears again at sunset, just after the disc has set, but the sky still shows the complexes of shades and colourations that characterize the brief appearance of this higher world in ours at this remarkable daily time of transition. It is through the moods or attitudes that can be felt to be engendered in us as individuals or as groups, that at these times we may be led to perceive particularly clearly the larger dimensions of being that can arise in our consciousness. This was especially known by the Ancient Egyptians who lived in a climate where, in particular seasons, weather conditions always allowed the sun to be observed arising above the horizon at morning.

 

 

The Spirit – The Ba, the Khaibit and the Akh

 

            At the third general level of man's possible existence, the Egyptians recognized two or perhaps three bodies that are completely independent of the physical body: the Ba, the Khaibit and the Akh. These bodies seem to be the only ones that can survive permanently beyond the death of the physical body, and come to exist in the realm of the gods/neters, while still having possible relationships with whatever else exists of the remnants of our natures. This is the basis on which we ventured the general name, "spirit".

 

            The best known and defined of the bodies at this level is called the Ba. Brind Morrow translates this as “soul”[30]. It has the mobility of the Ka, but is not restricted in the forms it takes, and is most often represented in the vignettes of the Book of Coming Forth by Day in the form of a small bird with a human head (Figure 22 and Figure 24). The Ba is distinctly different from the Ka in the fact that it is no longer dependent on nourishment from levels "below" it in the spiritual hierarchy. The Ba depends only on nourishment from the level of the neters and "eats" the same foods as nourishes the gods. With the Ba we encounter the first elements of human existence that can have eternal life, all the previously recognized forms being limited by mortality: that is, they exist in the lower dimensionality of ordinary time.

Figure 24. The Sacred Ba Bird, hovering over the Mummy of a dead Pharaoh (Papyrus of Ani, British Museum).

Figure 24. The Sacred Ba Bird, hovering over the Mummy of a dead Pharaoh (Papyrus of Ani, British Museum).


            In alchemical language a primary function of the soul is to form a bridge between body and spirit. The spirit is regarded as a phenomenon that "descended" from heaven into the life of us as individuals on earth. It seems appropriate to call the Ba the lowest representative of this spiritual level of being in us, simply from this apparent relationship to the Being. That is, the Ba partakes of our individual nature and yet transcends it. If we could call the part of us that transcends the purely personal and yet is most sensitive to the highest qualities of individual humankind, our specific “Consciousness”, perhaps we could say that the Ba in us represents an “Objective Conscience”. This places the idea of the creative irrational into the spiritual perspective. 

 

            There is another noun, Khaibit, used rarely in the Book of Coming Forth by Day, but which, when it appears, is used virtually as a synonym for the word Ba. According to Budge[31], it is used more commonly in the Pyramid Texts, although it is not separately identified by Allen[32]. On the walls of the Pyramid of Unas, it still appears as a body virtually inseparable from the Ba, or at least one that dwells very close to it. Some Egyptologists accord it separate status, and in translation, give it the name, "shadow," apparently in the belief that it has the same qualities as a "spirit" of that name mentioned in mystical Greek and Roman writings. The shadow has also found its way into modern psychology in the works of Jung. We have no basis here for clearly distinguishing it from the Ba, but at the least it appears as a go-between of the Ba and the higher body that is called the Khu , the Akhu, or simply the Akh. Perhaps the Ba casts a "shadow" when it appears in the spiritual light that pervades and emanates from the realm of the Akh.

 

            The final, truly eternal part of human existence is known as the Akh. It is first represented in the hieroglyphic carvings of the Pyramid Texts (Figure 25) and can be found throughout the later history of Egyptian writings (Figure 26). It is literally the "shining" or translucent one. It seems to lend itself more readily to the term "spirit", and is often translated as the "intelligence," in the sense that it is the "light" of an exalted state of independence and initiative in the universe of the bodies. The texts show this part as having its normal dwelling place in the “heaven” of the neters. The objective of the Akh of being human is to wend its way back into that central realm where it can dwell with the Akhs of the gods. This imagery is very similar to that of Philo and Plotinus that we present later in Chapter 11.

Figure 25. Akhs carved into the walls of the pyramid of Unas[33].

Figure 25. Akhs carved into the walls of the pyramid of Unas[33].

Figure 26. The Sacred Akh Bird, as represented by the Crested Ibis[34].

Figure 26. The Sacred Akh Bird, as represented by the Crested Ibis[34].


            In the Pyramid Text version on the Pyramid walls of the Pharaoh Teti, is written:

 "Horus has loved you and provided you;

Horus has painted his eye on you.

Horus has parted your eye, that you might see with it . . .

Horus has found you and has become Akh through you.

Horus has elevated the gods to you;

He has given them to you that they might brighten your face.

Horus has put you in front of the gods;

He has made you acquire all that is yours.[35]

 

            Here we have an indirect reference to the battle between Horus and Seth. It deals with the reconstituted capacities following Osiris’ dismemberment and death. It is dealing with the spiritual level. The reference to the eye is thus a double reminder that in the place of dwelling of the Akh we are addressing the Teti's highest potential power as a whole, remembered being. If we can understand the Ba as an aspect of higher being corresponding to Objective Conscience, it would seem appropriate to name the Akh correspondingly as an “Objective Consciousness”.

 

            In summary of the extreme of the levels of human bodies there is a critical statement carved into the walls of the Pyramid of Unas:

 “Akh, to the sky! Corpse, to the earth![36]

 

Or as Brind Morrow translates:

The serpent goes to the sky. The centipede falcon under the shoe.[37]

 

            There are natural venues for our bodies. While the Christian idea of “from dust to dust” is appropriate for our corpse, the Akh is appropriately assigned to the sky above.

 

 

The Great Sun God Ra

 

            The highest of all creative irrational conceptions of what might represent the full spiritual development of the potential of being alive is represented as the ultimate Egyptian God Ra (Figure 27). This represents the force that created everything. It is associated with the Sun, particularly at dawn and dusk. Ra knows many forms and can be seen sharing his nature with aspects of other gods when he takes the names Ra-HarakhtyAmon-RaSebek-Ra, and Khnum-Ra

 

Figure 27. The Ancient Egyptian sun god in the form of Ra-Herakti https://en.wikipedia.org/wiki/Ra.

Figure 27. The Ancient Egyptian sun god in the form of Ra-Herakti https://en.wikipedia.org/wiki/Ra.




            Ra is closely associated with the Pharaoh. In a recitation from Pyramid Texts from the Pyramid of Pepi II we see that the tradition captures in the writing is guiding the Pharaoh to become more than his highest level of Akh:

"This Pepi Neferkare has gone forth to the sky and Pepi Neferkare has found the Sun waiting to meet him.

Pepi Neferkare will sit on (his) shoulders, and he will not set Pepi Neferkare down, knowing that Pepi Neferkare is his eldest son.

This Pepi Neferkare is elder to every god: Pepi Neferkare is in fact more Akh than the Akhs, Pepi Neferkare is more skilled than the skilled; this Pepi Neferkare is more lasting than the lasting.[38]"

 

            It is obvious that the initiate Pharaoh is reaching a level beyond the Akh.  The initiate is becoming the peak of the Egyptian concept of Being - Ra.

 

            In the Pyramid Texts of Unas the initiate Pharaoh becomes so powerful that he feeds on the other gods:

“Unas is the sky’s bull, with terrorizing in his heart, who lives on the evolution of every god, who eats their bowels when they have come from the Isle of Flame with their belly filled with magic.[39]

 

or as Brind Morrow translates it:

 “Unas becomes the bull of Heaven.

His heart throbs as he lives in the form of every star

Feeding in their pastures as they come,

Their insides filled with spiritual power

From the encircling fire of the horizon.[40]

 

            The key role of the Pharaohs in their lifetime was to develop themselves, on behalf of their subjects, to be able to join with the Ra in the heavens upon their death on earth, thence to reflect back to the aid of those seeking to rise from the lower levels. We see Ra in these Ancient Egyptian writings as the realization of the whole of life’s experience of “Being”. The struggle to find the level of Ra in us is the goal of our real existence in life.  The extensive instructions carved into the surfaces of the oldest of the pyramids as the Pyramid Texts guiding the initiate through the challenges of the Duat to reach his position in Ra points to how vital it was that the work and journey be successfully carried out. We see this as the oldest representation of what we develop here as our spiritual – the Being of Ra.

 

 

The Creative Irrational In The Bodies of a Human

 

            The observation that the Ancient Egyptians were concerned about the subtleties of human existence in their writing 5000 years ago is striking. They clearly lay out their perception of the levels of humans beyond the merely physical body. At this, the beginning of human culture, the Pyramid Texts do not deal with procuring more food or producing more babies or being better prepared to resist storms. They reflect a worldview that is much beyond that associated with the simple burials that have been seen with other hominins such as Neanderthals. One measure of the importance to the Ancient Egyptians of the knowledge captured in the Pyramid Texts is the amount of effort, both planning and execution, that went into creating the first pyramids with their highly refined carvings. Their creation is evidence of the exceptionally high value the culture placed on capturing and preserving these ideas. The ideas recorded inside the pyramids were essential to the Ancient Egyptian culture for the thousands of years that the culture persisted. The urgings in the Pyramid Texts for the initiate to reach higher levels of being can be seen as representing the all-important aspects of the spiritual in human existence. What they took such great pains to express was truly the result of the creative irrational. 

 

            Understanding that we are composed of more than one type of body is a challenge. But we can learn to experience various levels of existence, awareness or Being. These levels range from the lower levels, where we begin to pay attention to our ordinary states of consciousness that some traditions refer to as “waking sleep” in our everyday body, mind and emotions. We see them portrayed in the Ancient Egyptian writing where they recognized that there are different levels of perception in life that were seen as differences in the qualities of what can be opened to us. Critically they were dealing with esoteric aspects of human life where we now recognize that we especially require that we attend to this ability to give rise to and maintain a sense of ourselves. Knowledge of both the struggle and what it is we seek is instrumental in assisting us to return to the question of what is essential to our human nature: something we need to identify in relation to what can be seen about our Being. Their teachings help us recognize our own needs for a considerable knowledge of our developmental level.  In these Ancient Egyptian works we are offered models through which can personally explore our own possibilities. 

 

———————————- Chapter 6 The Greek Expression of the Creative Irrational ———————————



———————- Table of Contents ——————————



[1] Dickie, L.M. and P.R. Boudreau. 2015. Awakening Higher Consciousness – Guidance from Ancient Egypt and Sumer. Inner Traditions. Vermont.

[2] Naydler, J. 2004.  Shamanic Wisdom in the Pyramid Texts: The Mystical Tradition of Ancient Egypt. Inner Traditions.

[3] https://en.wikipedia.org/wiki/List_of_Egyptian_pyramids

[4] Dickie, L.M. and P.R. Boudreau. 2015. Awakening Higher Consciousness – Guidance from Ancient Egypt and Sumer. Inner Traditions. Vermont.

[5] Allen, J.P. 2005. The Ancient Egyptian Pyramid Texts. Society of Biblical Literature. Atlanta. Page 108.

[6] Allen, J.P. 2005. The Ancient Egyptian Pyramid Texts. Society of Biblical Literature. Atlanta. Page 19.

[7] Brind Morrow, S. 2015. The Dawning Moon of the Mind. Farrar, Straus and Giroux. New York. P. 165

 

[8] http://www.pyramidtextsonline.com/Sarcnorth2RH.htm

[9] https://en.wikipedia.org/wiki/Pyramid_Texts

[10] Brind Morrow, S.  2015.  The Dawning Moon of the Mind: Unlocking the Pyramid Texts.  Farrar, Straus and Giroux.  New York.  289 pp.

[11] https://en.wikipedia.org/wiki/Pyramid_of_Unas

[12] Brind Morrow, S.  2015.  The Dawning Moon of the Mind:  Unlocking the Pyramid Texts. Farrar Straus and Giroux. New York, 239 pp.

[13] Naydler, J. 2005. Shamanic Wisdom in the Pyramid Texts. Inner Traditions, Rochester, Vt.

 

[14] Brind Morrow, S.  2015.  The Dawning Moon of the Mind: Unlocking the Pyramid Texts.  Farrar, Straus and Giroux.  New York.  P. 53.

[15] Brind Morrow, S.  2015.  The Dawning Moon of the Mind: Unlocking the Pyramid Texts.  Farrar, Straus and Giroux.  New York. 

[16] Brind Morrow, S.  2015.  The Dawning Moon of the Mind: Unlocking the Pyramid Texts.  Farrar, Straus and Giroux.  New York.  p. 98.

[17] Brind Morrow, S.  2015.  The Dawning Moon of the Mind: Unlocking the Pyramid Texts.  Farrar, Straus and Giroux.  New York. 

[18] Allen, J.P. 2005. The Ancient Pyramid Texts. Society of Biblical Literature. Atlanta. p. 31.

[19] Brind Morrow, S. 2015. The Dawning Moon of the Mind. Farrar, Straus and Giroux. New York. p. 145.

 

[20] The early translators translated the Egyptian letters “ntr” into the more familiar word “gods”. Throughout this book we stick to the original word Egyptian word “neter” except the higher deities of Ra, Atum, Osiris and Horus.

[21] Dickie, L.M. and P.R. Boudreau. 2015. Awakening Higher Consciousness: Guidance from Ancient Egypt and Sumer. Inner Traditions. 

[22] VandenBroeck, A. 1987. Al-Kemi, Hermetic, Occult, Political and Private aspects of R.A. Schwaller de Lubicz. Inner Traditions/Lindesfarne Press, distributed by Harper and Rowe, Inc.

[23] Brind Morrow, S.  2015.  The Dawning Moon of the Mind:  Unlocking the Pyramid Texts. Farrar Straus and Giroux. New York, 239 pp.

[24] Schwaller de Lubicz, R.A. 1998.  The Temple of Man: Apet of the South at Luxor. (Two Volumes) Inner Traditions International, Rochester, Vermont.  1048 pp.

[25] https://en.wikipedia.org/wiki/Phi

[26] Dickie, L.M. and P. R. Boudreau. 2015.  Awakening Higher Consciousness:  Guidance from Ancient Egypt and Sumer.  Inner Traditions.  Rochester. Vermont. 

[27] Brind Morrow, S.  2015.  The Dawning Moon of the Mind:  Unlocking the Pyramid Texts. Farrar Straus and Giroux. New York, p. 38.

[28] Dickie, L.M. and P.R. Boudreau. 2015. Awakening Higher Consciousness: Guidance from Ancient Egypt and Sumer. Inner Traditions. Vermont.

[29] http://www.secretoftheankh.com/?p=157

[30] Brind Morrow, S.  2015.  The Dawning Moon of the Mind:  Unlocking the Pyramid Texts. Farrar Straus and Giroux. New York, p. 27.

  [31] Budge, E.A.W. 1967. The Egyptian Book of the Dead. (The Papyrus of Ani)  Dover Publications Inc. New York. 

[32] Allen, J.P. 2000. Middle Egyptian: An Introduction to the Language and Culture of Hieroglyphs.  Cambridge University Press, London and New York.  

[33] http://www.pyramidtextsonline.com/images/AnteeastGH.jpg

[34] http://www.egyptianmyths.net/akh.htm

[35] Allen, J.P. 2005. The Ancient Egyptian Pyramid Texts. Society of Biblical Literature. Atlanta. Page 80.

[36] Allen, J.P. 2005. The Ancient Egyptian Pyramid Texts. Society of Biblical Literature. Atlanta. p. 57.

[37] Brind Morrow, S.  2015.  The Dawning Moon of the Mind: Unlocking the Pyramid Texts.  Farrar, Straus and Giroux.  New York.  p. 134.

 

[38]Allen, J.P. 2005. The Ancient Egyptian Pyramid Texts. Society of Biblical Literature. Atlanta. p. 273.

[39] Allen, J.P. 2005. The Ancient Egyptian Pyramid Texts. Society of Biblical Literature. Atlanta. p.101

[40] Brind Morrow, S.  2015.  The Dawning Moon of the Mind: Unlocking the Pyramid Texts.  Farrar, Straus and Giroux.  New York.  p. 125.

 

Chapter 4: The Spirituality Spectrum

            For hundreds of thousands of years modern humans lived, reproduced, evolved and distinguished themselves from the other hominin species. They interbred with Neanderthals, Denisovan and likely other hominins. Like other hominins they created art and buried their dead. As we saw in the last chapter, only Homo sapiens began pursuing creative irrational activities, most notably the creation of megalithic structures, circa 12,000 BCE. The early megalithic constructions most likely were attempts to capture impulses higher than those arising from hunger or fear. The ubiquitous alignments of their stone structures with celestial markers, whether sunrise, sunset, the Milky Way and or star clusters strongly suggest their connections with the more-than-merely personal aspects of their lives. They were definitely working to receive and transmit the creative irrational in their lives.

 

            It was not for another 7,000 years after the beginning of the Göbekli Tepe constructions that humans developed a new method of expressing themselves. The cultures of the Sumerians and Egyptians circa 3,000 BCE establish writing. An expression that we take for granted in our modern day societies providing the societies with further opportunity to express their higher complex thoughts. As a result, the writing that we have found provides much greater insights into their motivations and worldviews. Indeed while these two advanced cultures produced megalithic architecture and art it is through writing that they were able to provide metaphor and allegory to address the more-than-merely personal aspects of life. As our discussion moves from the pre-literate period of human development to a time when human consciousness was recorded in words, phrases and literature we find evidence of more than day-to-day concerns. We can recognize a continuing development of interest in the higher, creative irrational, leading toward spiritual, aspects of human existence.Although time and culture separate us from the scribes there is a shared commonality that allows us to still appreciate and learn from their efforts[1].

 

            Between the two extremes of human existence from purely physical to that of our highest spiritual expressions there are various levels of existence available to humans. We capture this range of existence in what we see as the “spirituality spectrum”. It is an effort to connect our most mundane, ordinary, day-to-day existence, associated primarily with our rational animal sides, with the highest spiritual expression. The spirituality spectrum as presented in Table 2attempts to capture our rational aspects in the left-hand side while the highest levels of human existence are on the right-hand side. 

Table 2. Spirituality Spectrum showing a comparison of a selection of classifications of the levels of human consciousness relating to the irrational and spiritual.

Table 2. Spirituality Spectrum showing a comparison of a selection of classifications of the levels of human consciousness relating to the irrational and spiritual.


            We begin the Table with the oldest description of the various levels of human existence. It comes from the Ancient Egyptians initially in the Pyramid Texts circa 2,500 BCE and elsewhere in their literature and art. They first captured this range of human existence in their presentation of the various “human bodies”. Our interpretation of the Ancient Egyptian bodies is presented in the first row of Table 2 from its purely physical body form on the left, through to the existence in Ra on the right. The following rows in the Table represents a “rough” mapping of the various stages of Being as conceived of by cultures and individuals onto the structure provided by the Ancient Egyptians. We find very similar representations in a selection of later traditions from the ancient Greeks to the 20th century teacher Gurdjieff and the psychologist Jung. This presents a gross summary of the results from the many approaches followed throughout the history of human culture. In the remainder of this book we explore all of these interpretations of the human condition in more detail. The reader needs to be aware that there can be no exact equivalence drawn among the different traditions – some traditions that extend over millennia.  Over such a period human consciousness and individual Being are likely to have been experienced in so many different personal ways as to defy simple classification. Yet, we need to recognize that humans have been examining and attempting to express such thoughts since the very beginning of modern human societies. As we see it, these are just different formulations of a worldview that is ultimately irrational and strongly linked to the spiritual aspects of humanity. As a result, these few examples help us to recognize expressions of the creative irrational in many traditions that have evolved over the past 5,000 years.


————————— Chapter 5: The Egyptian Bodies of a Human ——————————

———————- Table of Contents ———————-

[1] Dickie, L.M. and P.R. Boudreau. 2015. Awakening Higher Consciousness: Guidance from Ancient Egypt and Sumer. Inner Traditions, Vt.

[2] MacKenna, S. 1992. Plotinus The Enneads. Larson Publications

[3] http://www.gurdjieff.justwizard.com/all&ever.html & http://ae.gurdjieff.org.gr/chapters/en50/chapter47.htm

[4] http://gurdjieffbooks.wordpress.com/tag/body-kesdjan/

[5] http://en.wikipedia.org/wiki/Centers_(Fourth_Way)